Experimental Validation of Zero Padding in SEFDM Systems Using Over-the-Air Transmission

Non-orthogonal spectrally efficient frequency division multiplexing (SEFDM) saves bandwidth by compressing the frequency spacing between the subcarriers. This is at the cost of introducing inter-carrier interference (ICI) between the subcarriers. This self-created ICI compounded by the signal degradation caused during wireless propagation in multipath environments, complicates the task of channel estimation and equalisation. Recent studies suggest that combining zero padding (ZP) with SEFDM signals can simplify the challenge of channel estimation and equalisation in the frequency-domain. In this work, we validate experimentally the new ZP scheme through over-the-air transmission of radio frequency (RF) signals. Experimental results prove that using ZP in SEFDM enhances the channel estimation and equalisation accuracy, in comparison to conventional cyclic prefix (CP)-SEFDM. In addition, it is shown that ZP-SEFDM offers robustness against timing offsets

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Non-Orthogonal Signal and System Design for Wireless Communications

The thesis presents research in non-orthogonal multi-carrier signals, in which: (i) a new signal format termed truncated orthogonal frequency division multiplexing (TOFDM) is proposed to improve data rates in wireless communication systems, such as those used in mobile/cellular systems and wireless local area networks (LANs), and (ii) a new design and experimental implementation of a real-time spectrally efficient frequency division multiplexing (SEFDM) system are reported. This research proposes a modified version of the orthogonal frequency division multiplexing (OFDM) format, obtained by truncating OFDM symbols in the time-domain. In TOFDM, subcarriers are no longer orthogonally packed in the frequency-domain as time samples are only partially transmitted, leading to improved spectral efficiency. In this work, (i) analytical expressions are derived for the newly proposed TOFDM signal, followed by (ii) interference analysis, (iii) systems design for uncoded and coded schemes, (iv) experimental implementation and (v) performance evaluation of the new proposed signal and system, with comparisons to conventional OFDM systems. Results indicate that signals can be recovered with truncated symbol transmission. Based on the TOFDM principle, a new receiving technique, termed partial symbol recovery (PSR), is designed and implemented in software de ned radio (SDR), that allows efficient operation of two users for overlapping data, in wireless communication systems operating with collisions. The PSR technique is based on recovery of collision-free partial OFDM symbols, followed by the reconstruction of complete symbols to recover progressively the frames of two users suffering collisions. The system is evaluated in a testbed of 12-nodes using SDR platforms. The thesis also proposes channel estimation and equalization technique for non-orthogonal signals in 5G scenarios, using an orthogonal demodulator and zero padding. Finally, the implementation of complete SEFDM systems in real-time is investigated and described in detail

Millimetre-Wave Fibre-Wireless Technologies for 5G Mobile Fronthaul

The unprecedented growth in mobile data traffic, driven primarily by bandwidth rich applications and high definition video is accelerating the development of fifth generation (5G) mobile network. As mobile access network evolves towards centralisation, mobile fronthaul (MFH) architecture becomes essential in providing high capacity, ubiquitous and yet affordable services to subscribers. In order to meet the demand for high data rates in the access, Millimetre-wave (mmWave) has been highlighted as an essential technology in the development of 5G-new radio (5G-NR). In the present MFH architecture which is typically based on common public radio interface (CPRI) protocol, baseband signals are digitised before fibre transmission, featuring high overhead data and stringent synchronisation requirements. A direct application of mmWave 5G-NR to CPRI digital MFH, where signal bandwidth is expected to be up to 1GHz will be challenging, due to the increased complexity of the digitising interface and huge overhead data that will be required for such bandwidth. Alternatively, radio over fibre (RoF) technique can be employed in the transportation of mmWave wireless signals via the MFH link, thereby avoiding the expensive digitisation interface and excessive overhead associated with its implementation. Additionally, mmWave carrier can be realised with the aid of photonic components employed in the RoF link, further reducing the system complexity. However, noise and nonlinearities inherent to analog transmission presents implementation challenges, limiting the system dynamic range. Therefore, it is important to investigate the effects of these impairments in RoF based MFH architecture. This thesis presents extensive research on the impact of noise and nonlinearities on 5G candidate waveforms, in mmWave 5G fibre wireless MFH. Besides orthogonal frequency division multiplexing (OFDM), another radio access technology (RAT) that has received significant attention is filter bank multicarrier (FBMC), particularly due to its high spectral containment and excellent performance in asynchronous transmission. Hence, FBMC waveform is adopted in this work to study the impact of noise and nonlinearities on the mmWave fibre-wireless MFH architecture. Since OFDM is widely deployed and it has been adopted for 5G-NR, the performance of OFDM and FBMC based 5G mmWave RAT in fibre wireless MFH architecture is compared for several implementations and transmission scenarios. To this extent, an end to end transmission testbed is designed and implemented using industry standard VPI Transmission Maker® to investigate five mmWave upconversion techniques. Simulation results show that the impact of noise is higher in FBMC when the signal to-noise (SNR) is low, however, FBMC exhibits better performance compared to OFDM as the SNR improved. More importantly, an evaluation of the contribution of each noise component to the overall system SNR is carried out. It is observed in the investigation that noise contribution from the optical carriers employed in the heterodyne upconversion of intermediate frequency (IF) signals to mmWave frequency dominate the system noise. An adaptive modulation technique is employed to optimise the system throughput based on the received SNR. The throughput of FBMC based system reduced significantly compared to OFDM, due to laser phase noise and chromatic dispersion (CD). Additionally, it is shown that by employing frequency domain averaging technique to enhance the channel estimation (CE), the throughput of FBMC is significantly increased and consequently, a comparable performance is obtained for both waveforms. Furthermore, several coexistence scenarios for multi service transmission are studied, considering OFDM and FBMC based RATs to evaluate the impact inter band interference (IBI), due to power amplifier (PA) nonlinearity on the system performance. The low out of band (OOB) emission in FBMC plays an important role in minimising IBI to adjacent services. Therefore, FBMC requires less guardband in coexistence with multiple services in 5G fibre-wireless MFH. Conversely, OFDM introduced significant OOB to adjacent services requiring large guardband in multi-service coexistence transmission scenario. Finally, a novel transmission scheme is proposed and investigated to simultaneously generate multiple mmWave signals using laser heterodyning mmWave upconversion technique. With appropriate IF and optical frequency plan, several mmWave signals can be realised. Simulation results demonstrate successful simultaneous realisation of 28GHz, 38GHz, and 60GHz mmWave signals

Efficient transmission design for machine type communications in future wireless communication systems

With a wide range of potential applications, the machine type communication (MTC) is gaining a tremendous interest among mobile network operators, system designers, MTC specialist companies, and research institutes. The idea of having electronic devices and systems automatically connected to each other without human intervention is one of the most significant objectives for future wireless communications. Low data rate transmission and the requirement for low energy consumption are two typical characteristics for MTC applications. In terms of supporting low cots MTC devices, industrial standards will be more efficient if designers can re-use many features of existing radio access technologies. This will yield a cost effective solution to support MTC in future communication systems. This thesis investigates efficient MTC waveform and receiver designs for superior signal transmission quality with low operational costs. In terms of the downlink receiver design, this thesis proposes a novel virtual carrier (VC) receiver system for MTC receivers, which aims to reduce the maximum bandwidth to improve the data processing efficiency and cost-efficiency by using analogue filters to extract only sub-carriers of interest. For the VC receiver systems, we thus reduce the sampling rate in order to reduce the number of subsequent processing operations, which significantly reduces the analogue-to-digital converter (ADC) cost and power consumption while providing high signal to interference noise ratio (SINR) and low bit to error rate (BER) to support low data rate MTC devices. Our theoretical equations account for the interference effect of aliasing on the sub-carrier location, and this helps the system designer to evaluate what kind of filters and receiver sampling rate can be used to balance the energy cost and detection performance. In terms of the uplink waveform design, considering the enhanced number of MTC devices in the future communication systems, i.e. the fifth generation (5G) communications, the same tight synchronisation as used in today appears not to be cost-effective or even possible. Synchronisation signals, which aim to provide a perfect time or frequency synchronisation in the current fourth generation (4G) communication systems (known as the long-term evolution, LTE), is much more costly for low data rate MTC transmissions. The system bandwidth will be significantly reduced if a base station tries to synchronise all received signals among hundreds or thousands MTC devices in one transmission time period. In terms of relaxing the synchronisation requirements, this thesis compares and analyses the side-lobe reduction performance for several candidate multi-carrier waveforms to avoid these problems. We also propose the infinite impulse response universal filtered multi-carrier (UFMC) system and the overlap and add UFMC system, which significantly reduce the processing complexity compared with the state of the art UFMC techniques. This thesis derives closed-form expressions for the interference caused by time offsets between adjacent unsynchronised MTC users. Our analytical equations can be used in both simple and complex time-offset transmission scenarios, and enable the system designer to evaluate the SINR, the theoretical Shannon capacity and the BER performance

Evaluating the effectiveness of Cooperative/Coordinated Multipoint (CoMP) LTE feature in uplink and downlink transmissions

Shannon demonstrated that the channel capacity depends of the ratio of the received signal power to interference plus noise power (SINR). Inter-cell interference caused by neighbouring base stations (BSs) has been identified as one of the most severe problem towards the deployment of LTE technology as it can significantly deteriorate the performance of cellside User Equipment (UE). However, because of regulatory and radiation restrictions as well as operational costs, signal power may only be increased only up to a certain limit to reduce the interference. The other common radio propagation impairment is multipath. Multipath refers to a scenario where multiple copies of a signal propagate to a receiver using different paths. The paths can be created due to signal reflection, scattering and diffraction. As will be discussed later the effects of multipath contribute little to intercell interference because multipath characteristics such as delay spread are compensated for using cyclic prefixes. In this work, we will limit our scope to interference as it has been identified as the main cause of performance degradation for cell edge users due to the full frequency reuse technique used in LTE. To mitigate interference 3GPP devised options of increasing the capacity in LTEAdvanced Release 12 which include the use of spectral aggregation, employing Multiple Input and Multiple Output (MIMO) Antenna techniques, deploying more base stations and micro and femto cells, increasing the degree of sectorisation and Coordinated Multipoint (CoMP). We are primarily interested in evaluating performance improvements introduced when uplink (UL) and downlink (DL) coordinated/cooperative multipoint (CoMP) is enabled in LTE Advanced Release 12 as a way of reducing interference among sites. The CoMP option of reducing interference does not require deployment of new equipment compared to the other options mentioned above hence network deployment costs are minimal. CoMP in theory is known to reduce interference especially for cell edge users and therefore improves network fairness. With CoMP, multiple points coordinate with each other such that transmission of signals to and from other points do not incur serious interference or the interference can even be exploited as a meaningful signal. In September 2011 work on specifications for CoMP support was started in 3GPP LTEAdvanced as one of the core features in LTE-Advanced Release 11 to improve cell edge user throughput as well as the average network throughput. We set to do field measurements in the evaluation of the effectiveness of CoMP in LTE. 3GPP LTE Release 12 was used and cell edge users' performance was the focus. The network operates in 2330 - 2350 MHz band (Channel 40). From the field measurements, it was demonstrated that the CoMP (Scenario 2) feature indeed effective in improving service quality/user experience/fairness for cell edge users. CoMP inherently improves network capacity. A seven (7) percent throughput was noticed

Direct Antenna Modulation using Frequency Selective Surfaces

In the coming years, the number of connected wireless devices will increase dramatically, expanding the Internet of Things (IoT). It is likely that much of this capacity will come from network densification. However, base stations are inefficient and expensive, particularly the downlink transmitters. The main cause of this is the power amplifier (PA), which must amplify complex signals, so are expensive and often only 30% efficient. As such, the cost of densifying cellular networks is high. This thesis aims to overcome this problem through codesign of a low complexity, energy efficient transmitter through electromagnetic design; and a waveform which leverages the advantages and mitigates the disadvantages of the new technology, while being suitable for supporting IoT devices. Direct Antenna Modulation (DAM) is a low complexity transmitter architecture, where modulation occurs at the antenna at transmit power. This means a non-linear PA can efficiently amplify the carrier wave without added distortion. Frequency Selective Surfaces (FSS) are presented here as potential phase modulators for DAM transmitters. The theory of operation is discussed, and a prototype DAM for QPSK modulation is simulated, designed and tested. Next, the design process for a continuous phase modulating antenna is explored. Simulations and measurement are used to fully characterise a prototype, and it is implemented in a line-of-sight end-to-end communications system, demonstrating BPSK, QPSK and 8-PSK. Due to the favourable effects of spread spectrum signalling on FSS DAM performance, Cyclic Prefix Direct Sequence Spread Spectrum (CPDSSS) is developed. Conventional spreading techniques are extended using a cyclic prefix, making multipath interference entirely defined by the periodic autocorrelation of the sequence used. This is demonstrated analytically, through simulation and with experiments. Finally, CPDSSS is implemented using FSS DAM, demonstrating the potential of this new low cost, low complexity transmitter with CPDSSS as a scalable solution to IoT connectivity

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Link level performance evaluation and link abstraction for LTE/LTE-advanced downlink

Els objectius principals d'aquesta tesis són l'avaluació del rendiment a nivell d'enllaç i l'estudi de l'abstracció de l'enllaç pel LTE/LTE-Advanced DL. S’ha desenvolupat un simulador del nivell d'enllaç E-UTRA DL basat en la tecnologia MIMO-OFDM. Es simulen els errors d'estimació de canal amb un model d'error de soroll additiu Gaussià anomenat CEEM. El resultat d'aquest simulador serveix per avaluar el rendiment a nivell d'enllaç del LTE/LTE-Advanced DL en diferents entorns . La idea bàsica dels mètodes d'abstracció de l'enllaç és mapejar el vector de SNRs de les subportadores a un valor escalar, l'anomenada ESNR, la qual és usada per a predir la BLER. Proposem un innovador mètode d'abstracció de l'enllaç que pot predir la BLER amb bona precisió en esvaïments multicamí i que inclouen els efectes de les retransmissions HARQ. El mètode proposat es basa amb l'estimació de la informació mútua entre els bits transmesos i els LLRs rebuts.The main objectives of this dissertation are the evaluation of the link level performance and the study of link abstraction for LTE/LTE-Advanced DL. An E-UTRA DL link level simulator has been developed based on MIMO-OFDM technology. We simulate channel estimation errors by a Gaussian additive noise error model called CEEM. The result of this simulator serves to evaluate the MIMO-OFDM LTE/LTE-Advanced DL link level performance in different environments. The basic idea of link abstraction methods is to map the vector of the subcarrier SNRs to a single scalar, the ESNR, which is then used to predict the BLER. We propose a novel link abstraction method that can predict the BLER with good accuracy in multipath fading and including the effects of HARQ retransmissions. The proposed method is based on estimating the mutual information between the transmitted bits and the received LLRs.Postprint (published version