Improving Channel Estimation and Tracking Performance in Distributed MIMO Communication Systems

This dissertation develops and analyzes several techniques for improving channel estimation and tracking performance in distributed multi-input multi-output (D-MIMO) wireless communication systems. D-MIMO communication systems have been studied for the last decade and are known to offer the benefits of antenna arrays, e.g., improved range and data rates, to systems of single-antenna devices. D-MIMO communication systems are considered a promising technology for future wireless standards including advanced cellular communication systems. This dissertation considers problems related to channel estimation and tracking in D-MIMO communication systems and is focused on three related topics: (i) characterizing oscillator stability for nodes in D-MIMO systems, (ii) the development of an optimal unified tracking framework and a performance comparison to previously considered sub-optimal tracking approaches, and (iii) incorporating independent kinematics into dynamic channel models and using accelerometers to improve channel tracking performance. A key challenge of D-MIMO systems is estimating and tracking the time-varying channels present between each pair of nodes in the system. Even if the propagation channel between a pair of nodes is time-invariant, the independent local oscillators in each node cause the carrier phases and frequencies and the effective channels between the nodes to have random time-varying phase offsets. The first part of this dissertation considers the problem of characterizing the stability parameters of the oscillators used as references for the transmitted waveforms. Having good estimates of these parameters is critical to facilitate optimal tracking of the phase and frequency offsets. We develop a new method for estimating these oscillator stability parameters based on Allan deviation measurements and compare this method to several previously developed parameter estimation techniques based on innovation covariance whitening. The Allan deviation method is validated with both simulations and experimental data from low-precision and high-precision oscillators. The second part of this dissertation considers a D-MIMO scenario with $N_t$ transmitters and $N_r$ receivers. While there are $N_t imes N_r$ node-to-node pairwise channels in such a system, there are only $N_t + N_r$ independent oscillators. We develop a new unified tracking model where one Kalman filter jointly tracks all of the pairwise channels and compare the performance of unified tracking to previously developed suboptimal local tracking approaches where the channels are not jointly tracked. Numerical results show that unified tracking tends to provide similar beamforming performance to local tracking but can provide significantly better nullforming performance in some scenarios. The third part of this dissertation considers a scenario where the transmit nodes in a D-MIMO system have independent kinematics. In general, this makes the channel tracking problem more difficult since the independent kinematics make the D-MIMO channels less predictable. We develop dynamics models which incorporate the effects of acceleration on oscillator frequency and displacement on propagation time. The tracking performance of a system with conventional feedback is compared to a system with conventional feedback and local accelerometer measurements. Numerical results show that the tracking performance is significantly improved with local accelerometer measurements

Security and Privacy for Modern Wireless Communication Systems

The aim of this reprint focuses on the latest protocol research, software/hardware development and implementation, and system architecture design in addressing emerging security and privacy issues for modern wireless communication networks. Relevant topics include, but are not limited to, the following: deep-learning-based security and privacy design; covert communications; information-theoretical foundations for advanced security and privacy techniques; lightweight cryptography for power constrained networks; physical layer key generation; prototypes and testbeds for security and privacy solutions; encryption and decryption algorithm for low-latency constrained networks; security protocols for modern wireless communication networks; network intrusion detection; physical layer design with security consideration; anonymity in data transmission; vulnerabilities in security and privacy in modern wireless communication networks; challenges of security and privacy in node–edge–cloud computation; security and privacy design for low-power wide-area IoT networks; security and privacy design for vehicle networks; security and privacy design for underwater communications networks

Orthogonal transmultiplexers : extensions to digital subscriber line (DSL) communications

An orthogonal transmultiplexer which unifies multirate filter bank theory and communications theory is investigated in this dissertation. Various extensions of the orthogonal transmultiplexer techniques have been made for digital subscriber line communication applications. It is shown that the theoretical performance bounds of single carrier modulation based transceivers and multicarrier modulation based transceivers are the same under the same operational conditions. Single carrier based transceiver systems such as Quadrature Amplitude Modulation (QAM) and Carrierless Amplitude and Phase (CAP) modulation scheme, multicarrier based transceiver systems such as Orthogonal Frequency Division Multiplexing (OFDM) or Discrete Multi Tone (DMT) and Discrete Subband (Wavelet) Multicarrier based transceiver (DSBMT) techniques are considered in this investigation. The performance of DMT and DSBMT based transceiver systems for a narrow band interference and their robustness are also investigated. It is shown that the performance of a DMT based transceiver system is quite sensitive to the location and strength of a single tone (narrow band) interference. The performance sensitivity is highlighted in this work. It is shown that an adaptive interference exciser can alleviate the sensitivity problem of a DMT based system. The improved spectral properties of DSBMT technique reduces the performance sensitivity for variations of a narrow band interference. It is shown that DSBMT technique outperforms DMT and has a more robust performance than the latter. The superior performance robustness is shown in this work. Optimal orthogonal basis design using cosine modulated multirate filter bank is discussed. An adaptive linear combiner at the output of analysis filter bank is implemented to eliminate the intersymbol and interchannel interferences. It is shown that DSBMT is the most suitable technique for a narrow band interference environment. A blind channel identification and optimal MMSE based equalizer employing a nonmaximally decimated filter bank precoder / postequalizer structure is proposed. The performance of blind channel identification scheme is shown not to be sensitive to the characteristics of unknown channel. The performance of the proposed optimal MMSE based equalizer is shown to be superior to the zero-forcing equalizer

Space-time-frequency methods for interference-limited communication systems

textTraditionally, noise in communication systems has been modeled as an additive, white Gaussian noise process with independent, identically distributed samples. Although this model accurately reflects thermal noise present in communication system electronics, it fails to capture the statistics of interference and other sources of noise, e.g. in unlicensed communication bands. Modern communication system designers must take into account interference and non-Gaussian noise to maximize efficiencies and capacities of current and future communication networks. In this work, I develop new multi-dimensional signal processing methods to improve performance of communication systems in three applications areas: (i) underwater acoustic, (ii) powerline, and (iii) multi-antenna cellular. In underwater acoustic communications, I address impairments caused by strong, time-varying and Doppler-spread reverberations (self-interference) using adaptive space-time signal processing methods. I apply these methods to array receivers with a large number of elements. In powerline communications, I address impairments caused by non-Gaussian noise arising from devices sharing the powerline. I develop and apply a cyclic adaptive modulation and coding scheme and a factor-graph-based impulsive noise mitigation method to improve signal quality and boost link throughput and robustness. In cellular communications, I develop a low-latency, high-throughput space-time-frequency processing framework used for large scale (up to 128 antenna) MIMO. This framework is used in the world's first 100-antenna MIMO system and processes up to 492 Gbps raw baseband samples in the uplink and downlink directions. My methods prove that multi-dimensional processing methods can be applied to increase communication system performance without sacrificing real-time requirements.Electrical and Computer Engineerin

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Cancelamento de interferência em sistemas celulares distribuídos

Doutoramento em Engenharia ElectrotécnicaO tema principal desta tese é o problema de cancelamento de interferência para sistemas multi-utilizador, com antenas distribuídas. Como tal, ao iniciar, uma visão geral das principais propriedades de um sistema de antenas distribuídas é apresentada. Esta descrição inclui o estudo analítico do impacto da ligação, dos utilizadores do sistema, a mais antenas distribuídas. Durante essa análise é demonstrado que a propriedade mais importante do sistema para obtenção do ganho máximo, através da ligação de mais antenas de transmissão, é a simetria espacial e que os utilizadores nas fronteiras das células são os mais bene ciados. Tais resultados são comprovados através de simulação. O problema de cancelamento de interferência multi-utilizador é considerado tanto para o caso unidimensional (i.e. sem codi cação) como para o multidimensional (i.e. com codi cação). Para o caso unidimensional um algoritmo de pré-codi cação não-linear é proposto e avaliado, tendo como objectivo a minimização da taxa de erro de bit. Tanto o caso de portadora única como o de multipla-portadora são abordados, bem como o cenário de antenas colocadas e distribuidas. É demonstrado que o esquema proposto pode ser visto como uma extensão do bem conhecido esquema de zeros forçados, cuja desempenho é provado ser um limite inferior para o esquema generalizado. O algoritmo é avaliado, para diferentes cenários, através de simulação, a qual indica desempenho perto do óptimo, com baixa complexidade. Para o caso multi-dimensional um esquema para efectuar "dirty paper coding" binário, tendo como base códigos de dupla camada é proposto. No desenvolvimento deste esquema, a compressão com perdas de informação, é considerada como um subproblema. Resultados de simulação indicam transmissão dedigna proxima do limite de Shannon.This thesis focus on the interference cancellation problem for multiuser distributed antenna systems. As such it starts by giving an overview of the main properties of a distributed antenna system. This overview includes, an analytical investigation of the impact of the connection of additional distributed antennas, to the system users. That analysis shows that the most important system property to reach the maximum gain, with the connection of additional transmit antennas, is spatial symmetry and that the users at the cell borders are the most bene ted. The multiuser interference problem has been considered for both the one dimensional (i.e. without coding) and multidimensional (i.e. with coding) cases. In the unidimensional case, we propose and evaluate a nonlinear precoding algorithm for the minimization of the bit-error-rate, of a multiuser MIMO system. Both the single-carrier and multi-carrier cases are tackled as well as the co-located and distributed scenarios. It is demonstrated that the proposed scheme can be viewed as an extension of the well-known zero-forcing, whose performance is proven to be a lower bound for the generalized scheme. The algorithm was validated extensively through numerical simulations, which indicate a performance close to the optimal, with reduced complexity. For the multi-dimensional case, a binary dirty paper coding scheme, base on bilayer codes, is proposed. In the development of this scheme, we consider the lossy compression of a binary source as a sub-problem. Simulation results indicate reliable transmission close to the Shannon limit

Receiver Side Signal Processing for Nonlinear Distortion Compensation in 5G AND Beyond

Trading between transmit waveform quality and power efficiency is one of the most challenging issues in radio transmitter implementation. To this end, digital predistortion is the de-facto solution for mitigating power amplifier (PA) nonlinear distortion in cellular base-stations due to its high flexibility and good linearization performance. Theoretically, it is convenient to describe predistorter (PD) transfer function as the mathematical inverse of the PA transfer function, and PD modeling is often performed through parametric methods. Thus, an additional feedback loop is required in the system for PD model parameter estimation. PA is an analog device and DPD is a part of digital front-end, implying that PA output signal is needed to be downconverted to baseband and sampled in the parameter estimation path. Consequently, it is required to employ additional components in the feedback loop such as attenuator, downconverter, and analog-to-digital converter (ADC). In order to be able to capture higher order nonlinearities, it is necessary to perform upsampling operation, which implies that in addition to digital-to-analog converters (DACs) in the forward loop, the components in the feedback loop should support higher bandwidths than the original transmission bandwidth. Additionally, to have a good linearization performance, a high resolution ADC is required. Having an ADC/DAC that supports wide bandwidth and has high resolution is directly increasing the material cost and power consumption. When future millimeter-wave (mmWave) systems are considered, adopting DPD becomes even more complex and costly due to wider waveform bandwidths and employing active antenna arrays. Alternative to DPD, receiver based approaches, referred to as digital post-distortion (DPoD), can be utilized to mitigate the nonlinear effects of transmitter PA. Naturally, receiver side techniques do not provide any improvement in terms of out-of-band (OOB) emission issues, rather they aim to improve received signal error vector magnitude (EVM). As the radiated power at mmWave is typically EVM limited and OOB emission requirements are relaxed compared to sub-6 GHz band, DPoD can offer means for improved network energy-efficiency. Several iterative DPoD methods are proposed in the literature such as power amplifier nonlinearity cancellation (PANC), and reconstruction of distorted signals (RODS). In this thesis, we present a non-iterative computationally efficient receiver side nonlinearity mitigation technique, referred to as digital post-inverse (DPoI), along with the parameter estimation approach targeting existing 5G NR standard-compliant reference signal. The receiver EVM performance of presented approach is analyzed by using computer simulations. It is seen that DPoI can reach similar or improved performance compared to the iterative PANC method, which is chosen as a reference DPoD method. Moreover, it is shown that both DPoD methods overperform ideally linearized transmitter PA under strong nonlinear conditions, which allows higher power efficiency when receiver side techniques are employed

Advanced signal processing concepts for multi-dimensional communication systems

Die weit verbreitete Nutzung von mobilem Internet und intelligenten Anwendungen hat zu einem explosionsartigen Anstieg des mobilen Datenverkehrs geführt. Mit dem Aufstieg von intelligenten Häusern, intelligenten Gebäuden und intelligenten Städten wächst diese Nachfrage ständig, da zukünftige Kommunikationssysteme die Integration mehrerer Netzwerke erfordern, die verschiedene Sektoren, Domänen und Anwendungen bedienen, wie Multimedia, virtuelle oder erweiterte Realität, Machine-to-Machine (M2M) -Kommunikation / Internet of Things (IoT), Automobilanwendungen und vieles mehr. Daher werden die Kommunikationssysteme zukünftig nicht nur eine drahtlose Verbindung über Gbps bereitstellen müssen, sondern auch andere Anforderungen erfüllen müssen, wie z. B. eine niedrige Latenzzeit und eine massive Maschinentyp-Konnektivität, während die Dienstqualität sichergestellt wird. Ohne bedeutende technologische Fortschritte zur Erhöhung der Systemkapazität wird die bestehende Telekommunikationsinfrastruktur diese mehrdimensionalen Anforderungen nicht unterstützen können. Dies stellt eine wichtige Forderung nach geeigneten Wellenformen und Signalverarbeitungslösungen mit verbesserten spektralen Eigenschaften und erhöhter Flexibilität dar. Aus der Spektrumsperspektive werden zukünftige drahtlose Netzwerke erforderlich sein, um mehrere Funkbänder auszunutzen, wie zum Beispiel niedrigere Frequenzbänder (typischerweise mit Frequenzen unter 10 GHz), mm-Wellenbänder (einige hundert GHz höchstens) und THz-Bänder. Viele alternative Technologien wie Optical Wireless Communication (OWC), dynamische Funksysteme und zellulares Radar sollten ebenfalls untersucht werden, um ihr wahres Potenzial abzuschätzen. Insbesondere bietet OWC ein großes, aber noch nicht genutztes optisches Band im sichtbaren Spektrum, das Licht als Mittel zur Informationsübertragung nutzt. Daher können zukünftige Kommunikationssysteme als zusammengesetzte Hybridnetzwerke angesehen werden, die aus einer Anzahl von verschiedenen drahtlosen Netzwerken bestehen, die auf Funk und optischem Zugang basieren. Auf der anderen Seite ist es eine große Herausforderung, fortschrittliche Signalverarbeitungslösungen für mehrere Bereiche von Kommunikationssystemen zu entwickeln. Diese Arbeit trägt zu diesem Ziel bei, indem sie Methoden für die Suche nach effizienten algebraischen Lösungen für verschiedene Anwendungen der digitalen Mehrkanal-Signalverarbeitung demonstriert. Insbesondere tragen wir zu drei verschiedenen Anwendungsgebieten bei, d.h. Wellenformen, optischen drahtlosen Systemen und mehrdimensionaler Signalverarbeitung. Gegenwärtig ist das Cyclic Prefix Orthogonal Frequency Division Multiplexing (CP-OFDM) die weit verbreitete Multitragetechnik für die meisten Kommunikationssysteme. Um jedoch die CP-OFDM-Nachteile in Bezug auf eine schlechte spektrale Eingrenzung, Robustheit in hoch asynchronen Umgebungen und Unflexibilität der Parameterwahl zu überwinden, wurden viele alternative Wellenformen vorgeschlagen. Solche Mehrfachträgerwellenformen umfassen einen Filter bank Multicarrier (FBMC), ein Generalized Frequency Division Multiplexing (GFDM), einen Universal Filter Multicarrier (UFMC) und ein Unique Word Orthogonal Orthogonal Frequency Division Multiplexing (UW-OFDM). Diese neuen Luftschnittstellenschemata verwenden verschiedene Ansätze, um einige der inhärenten Mängel bei CP-OFDM zu überwinden. Einige dieser Wellenformen wurden gut untersucht, während andere sich noch in den Kinderschuhen befinden. Insbesondere die Integration von Multiple-Input-Multiple-Output (MIMO) -Konzepten mit UW-OFDM und UFMC befindet sich noch in einem frühen Forschungsstadium. Daher schlagen wir im ersten Teil dieser Arbeit neuartige lineare und sukzessive Interferenzunterdrückungstechniken für MIMO UW-OFDM-Systeme vor. Das Design dieser Techniken zielt darauf ab, Empfänger mit einer geringen Rechenkomplexität zu erhalten. Ein weiterer Schwerpunkt ist die Anwendbarkeit von Space-Time Block Codes (STBCs) auf UW-OFDM und UFMC-Wellenformen. Zu diesem Zweck stellen wir neue Techniken zusammen mit Detektionsverfahren vor. Wir vergleichen auch die Leistung dieser Wellenformen mit unseren vorgeschlagenen Techniken mit den anderen Wellenformen des Standes der Technik, die in der Literatur vorgeschlagen wurden. Wir zeigen, dass raumzeitblockierte UW-OFDM-Systeme mit den vorgeschlagenen Methoden nicht nur andere Wellenformen signifikant übertreffen, sondern auch zu Empfängern mit geringer Rechnerkomplexität führen. Der zweite Anwendungsbereich umfasst optische Systeme im sichtbaren Band (390-700 nm), die in Plastic Optical Fibers (POFs), Multimode-Fasern oder OWC-Systemen wie der Kommunikation über Visible Light Communication (VLC) verwendet werden können. VLC kann Lösungen für eine Reihe von Anwendungen anbieten, einschließlich drahtloser lokaler, persönlicher und Körperbereichsnetzwerke (WLAN, WPAN und WBANs), Innenlokalisierung und -navigation, Fahrzeugnetze, U-Bahn- und Unterwassernetze und bietet eine Reihe von Datenraten von wenigen Mbps zu 10 Gbps. VLC nutzt voll sichtbare Light Emitting Diodes (LEDs) für den doppelten Zweck der Beleuchtung und Datenkommunikation bei sehr hohen Geschwindigkeiten. Daher verwenden solche Systeme Intensitätsmodulation und Direct Detection (IM / DD), wodurch gefordert wird, dass das Sendesignal reellwertig und positiv sein sollte. Dies impliziert auch, dass die herkömmlichen Wellenformen, die für die Radio Frequency (RF) Kommunikation ausgelegt sind, nicht direkt verwendet werden können. Zum Beispiel muss eine hermetische Symmetrie auf das CP-OFDM angewendet werden, um ein reellwertiges Signal zu erhalten (oft als Discrete Multitone Transmission (DMT) bezeichnet), das im Gegenzug die Bandbreiteneffizienz verringert. Darüber hinaus begrenzt die LED / LED-Treiberkombination die elektrische Bandbreite. Alle diese Faktoren erfordern die Verwendung spektral effizienter Übertragungsverfahren zusammen mit robusten Entzerrungsschemata, um hohe Datenraten zu erzielen. Deshalb schlagen wir im zweiten Teil der Arbeit Übertragungsverfahren vor, die für solche optischen Systeme am besten geeignet sind. Insbesondere demonstrieren wir die Leistung der PAM-Blockübertragung mit Frequenzbereichsausgleich. Wir zeigen, dass dieses Schema nicht nur leistungsstärker ist, sondern auch alle modernen Verfahren wie CP-DMT-Schemata übertrifft. Wir schlagen auch neue UW-DMT-Schemata vor, die vom UW-OFDM-Konzept abgeleitet sind. Diese Schemata zeigen auch ein sehr überlegenes Bitfehlerverhältnis (BER) -Performance gegenüber den herkömmlichen CP-DMT-Schemata. Der dritte Anwendungsbereich konzentriert sich auf mehrdimensionale Signalverarbeitungstechniken. Bei der Verwendung von MIMO, STBCs, Mehrbenutzerverarbeitung und Mehrträgerwellenformen bei der drahtlosen Kommunikation ist das empfangene Signal mehrdimensional und kann eine multilineare Struktur aufweisen. In diesem Zusammenhang können Signalverarbeitungstechniken, die auf einem Tensor-Modell basieren, gleichzeitig von mehreren Formen von Diversität profitieren, um Mehrbenutzer-Signaltrennung / -entzerrung und Kanalschätzung durchzuführen. Dieser Vorteil ist eine direkte Konsequenz der Eigenschaft der wesentlichen Eindeutigkeit, die für matrixbasierte Ansätze nicht verfügbar ist. Tensor-Zerlegung wie die Higher Order Singular Value Decomposition (HOSVD) und die Canonical Polyadic Decomposition (CPD) werden weithin zur Durchführung dieser Aufgaben empfohlen. Die Leistung dieser Techniken wird oft mit zeitraubenden Monte-Carlo-Versuchen bewertet. Im letzten Teil der Arbeit führen wir eine Störungsanalyse erster Ordnung dieser Tensor-Zerlegungsmethoden durch. Insbesondere führen wir eine analytische Performanceanalyse des Semi-algebraischen Frameworks für approximative Canonical polyadic decompositions Simultaneous matrix diagonalizations (SECSI) durch. Das SECSI-Framework ist ein effizientes Werkzeug zur Berechnung der CPD eines rauscharmen Tensor mit niedrigem Rang. Darüber hinaus werden die erhaltenen analytischen Ausdrücke in Bezug auf die Momente zweiter Ordnung des Rauschens formuliert, so dass abgesehen von einem Mittelwert von Null keine Annahmen über die Rauschstatistik erforderlich sind. Wir zeigen, dass die abgeleiteten analytischen Ergebnisse eine ausgezeichnete Übereinstimmung mit den Monte-Carlo-Simulationen zeigen.The widespread use of mobile internet and smart applications has led to an explosive growth in mobile data traffic. With the rise of smart homes, smart buildings, and smart cities, this demand is ever growing since future communication systems will require the integration of multiple networks serving diverse sectors, domains and applications, such as multimedia, virtual or augmented reality, machine-to-machine (M2M) communication / the Internet of things (IoT), automotive applications, and many more. Therefore, in the future, the communication systems will not only be required to provide Gbps wireless connectivity but also fulfil other requirements such as low latency and massive machine type connectivity while ensuring the quality of service. Without significant technological advances to increase the system capacity, the existing telecommunications infrastructure will be unable to support these multi-dimensional requirements. This poses an important demand for suitable waveforms with improved spectral characteristics and signal processing solutions with an increased flexibility. Moreover, future wireless networks will be required to exploit several frequency bands, such as lower frequency bands (typically with frequencies below 10 GHz), mm-wave bands (few hundred GHz at the most), and THz bands. Many alternative technologies such as optical wireless communication (OWC), dynamic radio systems, and cellular radar should also be investigated to assess their true potential. Especially, OWC offers large but yet unexploited optical band in the visible spectrum that uses light as a means to carry information. Therefore, future communication systems can be seen as composite hybrid networks that consist of a number of different wireless networks based on radio and optical access. On the other hand, it poses a significant challenge to come up with advanced signal processing solutions in multiple areas of communication systems. This thesis contributes to this goal by demonstrating methods for finding efficient algebraic solutions to various applications of multi-channel digital signal processing. In particular, we contribute to three different scientific fields, i.e., waveforms, optical wireless systems, and multi-dimensional signal processing. Currently, cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) is the widely adopted multicarrier technique for most of the communication systems. However, to overcome the CP-OFDM demerits in terms of poor spectral containment, poor robustness in highly asynchronous environments, and inflexibility of parameter choice, and many alternative waveforms have been proposed. Such multicarrier waveforms include filter bank multicarrier (FBMC), generalized frequency division multiplexing (GFDM), universal filter multicarrier (UFMC), and unique word orthogonal frequency division multiplexing (UW-OFDM). These new air interface schemes take different approaches to overcome some of the inherent deficiencies in CP-OFDM. Some of these waveforms have been well investigated while others are still in its infancy. Specifically, the integration of multiple-input multiple-output (MIMO) concepts with UW-OFDM and UFMC is still at an early stage of research. Therefore, in the first part of this thesis, we propose novel linear and successive interference cancellation techniques for MIMO UW-OFDM systems. The design of these techniques is aimed to result in receivers with a low computational complexity. Another focus area is the applicability of space-time block codes (STBCs) to UW-OFDM and UFMC waveforms. For this purpose, we present novel techniques along with detection procedures. We also compare the performance of these waveforms with our proposed techniques to the other state-of-the-art waveforms that has been proposed in the literature. We demonstrate that space-time block coded UW-OFDM systems with the proposed methods not only outperform other waveforms significantly but also results in receivers with a low computational complexity. The second application area comprises of optical systems in the visible band (390-700 nm) that can be utilized in plastic optical fibers (POFs), multimode fibers or OWC systems such as visible light communication (VLC). VLC can provide solutions for a number of applications including wireless local, personal, and body area networks (WLAN, WPAN, and WBANs), indoor localization and navigation, vehicular networks, underground and underwater networks, offering a range of data rates from a few Mbps to 10 Gbps. VLC takes full advantage of visible light emitting diodes (LEDs) for the dual purpose of illumination and data communications at very high speeds. Because of the incoherent nature of the LED sources, such systems employ intensity modulation and direct detection (IM/DD), thus demanding that the transmit signal should be real-valued and positive. This also implies that the conventional waveforms designed for the radio frequency (RF) communication cannot be directly used. For example, a Hermitian symmetry has to be applied to the CP-OFDM spectrum to obtain a real-valued signal (often referred to as discrete multitone transmission (DMT)) that in return reduces the bandwidth efficiency. Moreover, the LED/LED driver combination limits the electrical bandwidth. All these factors require the use of spectrally efficient transmission schemes along with robust equalization schemes to achieve high data rates. Therefore, in the second part of the thesis, we propose transmission schemes that are best suited for such optical systems. Specifically, we demonstrate the performance of PAM block transmission with frequency domain equalization. We show that this scheme is not only more power efficient but also outperforms all of the state-of-the-art schemes such as CP-DMT schemes. We also propose novel UW-DMT schemes that are derived from the UW-OFDM concept. These schemes also show a much superior bit error ratio (BER) performance over the conventional CP-DMT schemes. The third application area focuses on multi-dimensional signal processing techniques. With the use of MIMO, STBCs, multi-user processing, and multicarrier waveforms in wireless communications, the received signal is multidimensional in nature and may exhibit a multilinear structure. In this context, signal processing techniques based on a tensor model can simultaneously benefit from multiple forms of diversity to perform multi-user signal separation/equalization and channel estimation. This advantage is a direct consequence of the essential uniqueness property that is not available for matrix based approaches. Tensor decompositions such as the higher order singular value decomposition (HOSVD) and the canonical polyadic decomposition (CPD) are widely recommended for performing these tasks. The performance of these techniques is often evaluated using time consuming Monte-Carlo trials. In the last part of the thesis, we perform a first-order perturbation analysis of the truncated HOSVD and the Semi-algebraic framework for approximate Canonical polyadic decompositions via Simultaneous matrix diagonalizations (SECSI). The SECSI framework is an efficient tool for the computation of the approximate CPD of a low-rank noise corrupted tensor. Especially, the SECSI framework shows a much improved performance and comparatively low-complexity as compared to the conventional algorithms such as alternative least squares (ALS). Moreover, it also facilitates the implementation on a parallel hardware architecture. The obtained analytical expressions for both algorithms are formulated in terms of the second-order moments of the noise, such that apart from a zero-mean, no assumptions on the noise statistics are required. We demonstrate that the derived analytical results exhibit an excellent match to the Monte-Carlo simulations

Adaptive Baseband Pro cessing and Configurable Hardware for Wireless Communication

The world of information is literally at one’s fingertips, allowing access to previously unimaginable amounts of data, thanks to advances in wireless communication. The growing demand for high speed data has necessitated theuse of wider bandwidths, and wireless technologies such as Multiple-InputMultiple-Output (MIMO) have been adopted to increase spectral efficiency.These advanced communication technologies require sophisticated signal processing, often leading to higher power consumption and reduced battery life.Therefore, increasing energy efficiency of baseband hardware for MIMO signal processing has become extremely vital. High Quality of Service (QoS)requirements invariably lead to a larger number of computations and a higherpower dissipation. However, recognizing the dynamic nature of the wirelesscommunication medium in which only some channel scenarios require complexsignal processing, and that not all situations call for high data rates, allowsthe use of an adaptive channel aware signal processing strategy to provide adesired QoS. Information such as interference conditions, coherence bandwidthand Signal to Noise Ratio (SNR) can be used to reduce algorithmic computations in favorable channels. Hardware circuits which run these algorithmsneed flexibility and easy reconfigurability to switch between multiple designsfor different parameters. These parameters can be used to tune the operations of different components in a receiver based on feedback from the digitalbaseband. This dissertation focuses on the optimization of digital basebandcircuitry of receivers which use feedback to trade power and performance. Aco-optimization approach, where designs are optimized starting from the algorithmic stage through the hardware architectural stage to the final circuitimplementation is adopted to realize energy efficient digital baseband hardwarefor mobile 4G devices. These concepts are also extended to the next generation5G systems where the energy efficiency of the base station is improved.This work includes six papers that examine digital circuits in MIMO wireless receivers. Several key blocks in these receiver include analog circuits thathave residual non-linearities, leading to signal intermodulation and distortion.Paper-I introduces a digital technique to detect such non-linearities and calibrate analog circuits to improve signal quality. The concept of a digital nonlinearity tuning system developed in Paper-I is implemented and demonstratedin hardware. The performance of this implementation is tested with an analogchannel select filter, and results are presented in Paper-II. MIMO systems suchas the ones used in 4G, may employ QR Decomposition (QRD) processors tosimplify the implementation of tree search based signal detectors. However,the small form factor of the mobile device increases spatial correlation, whichis detrimental to signal multiplexing. Consequently, a QRD processor capableof handling high spatial correlation is presented in Paper-III. The algorithm and hardware implementation are optimized for carrier aggregation, which increases requirements on signal processing throughput, leading to higher powerdissipation. Paper-IV presents a method to perform channel-aware processingwith a simple interpolation strategy to adaptively reduce QRD computationcount. Channel properties such as coherence bandwidth and SNR are used toreduce multiplications by 40% to 80%. These concepts are extended to usetime domain correlation properties, and a full QRD processor for 4G systemsfabricated in 28 nm FD-SOI technology is presented in Paper-V. The designis implemented with a configurable architecture and measurements show thatcircuit tuning results in a highly energy efficient processor, requiring 0.2 nJ to1.3 nJ for each QRD. Finally, these adaptive channel-aware signal processingconcepts are examined in the scope of the next generation of communicationsystems. Massive MIMO systems increase spectral efficiency by using a largenumber of antennas at the base station. Consequently, the signal processingat the base station has a high computational count. Paper-VI presents a configurable detection scheme which reduces this complexity by using techniquessuch as selective user detection and interpolation based signal processing. Hardware is optimized for resource sharing, resulting in a highly reconfigurable andenergy efficient uplink signal detector