A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

HetNets and Massive MIMO: Modeling, Potential Gains, and Performance Analysis

We consider a heterogeneous cellular network (HetNet) where a macrocell tier with a large antenna array base station (BS) is overlaid with a dense tier of small cells (SCs). We investigate the potential benefits of incorporating a massive MIMO BS in a TDD-based HetNet and we provide analytical expressions for the coverage probability and the area spectral efficiency using stochastic geometry. The duplexing mode in which SCs should operate during uplink macrocell transmissions is optimized. Furthermore, we consider a reverse TDD scheme, in which the massive MIMO BS can estimate the SC interference covariance matrix. Our results suggest that significant throughput improvement can be achieved by exploiting interference nulling and implicit coordination across the tiers due to flexible and asymmetric TDD operation.Comment: invited paper, presented at IEEE-APS APWC 2013, Special Session on Advances in Physical Layer Wireless Communications, Torino, Italy, September 201

Wireless Power Transfer in Massive MIMO Aided HetNets with User Association

This paper explores the potential of wireless power transfer (WPT) in massive multiple input multiple output (MIMO) aided heterogeneous networks (HetNets), where massive MIMO is applied in the macrocells, and users aim to harvest as much energy as possible and reduce the uplink path loss for enhancing their information transfer. By addressing the impact of massive MIMO on the user association, we compare and analyze two user association schemes. We adopt the linear maximal ratio transmission beam-forming for massive MIMO power transfer to recharge users. By deriving new statistical properties, we obtain the exact and asymptotic expressions for the average harvested energy. Then we derive the average uplink achievable rate under the harvested energy constraint.Comment: 36 pages, 11 figures, to appear in IEEE Transactions on Communication

Harmonized Cellular and Distributed Massive MIMO: Load Balancing and Scheduling

Multi-tier networks with large-array base stations (BSs) that are able to operate in the "massive MIMO" regime are envisioned to play a key role in meeting the exploding wireless traffic demands. Operated over small cells with reciprocity-based training, massive MIMO promises large spectral efficiencies per unit area with low overheads. Also, near-optimal user-BS association and resource allocation are possible in cellular massive MIMO HetNets using simple admission control mechanisms and rudimentary BS schedulers, since scheduled user rates can be predicted a priori with massive MIMO. Reciprocity-based training naturally enables coordinated multi-point transmission (CoMP), as each uplink pilot inherently trains antenna arrays at all nearby BSs. In this paper we consider a distributed-MIMO form of CoMP, which improves cell-edge performance without requiring channel state information exchanges among cooperating BSs. We present methods for harmonized operation of distributed and cellular massive MIMO in the downlink that optimize resource allocation at a coarser time scale across the network. We also present scheduling policies at the resource block level which target approaching the optimal allocations. Simulations reveal that the proposed methods can significantly outperform the network-optimized cellular-only massive MIMO operation (i.e., operation without CoMP), especially at the cell edge