Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Enabling Technology in Optical Fiber Communications: From Device, System to Networking

This book explores the enabling technology in optical fiber communications. It focuses on the state-of-the-art advances from fundamental theories, devices, and subsystems to networking applications as well as future perspectives of optical fiber communications. The topics cover include integrated photonics, fiber optics, fiber and free-space optical communications, and optical networking

Contributions to Improve Cognitive Strategies with Respect to Wireless Coexistence

Cognitive radio (CR) can identify temporarily available opportunities in a shared radio environment to improve spectral efficiency and coexistence behavior of radio systems. It operates as a secondary user (SU) and accommodates itself in detected opportunities with an intention to avoid harmful collisions with coexisting primary user (PU) systems. Such opportunistic operation of a CR system requires efficient situational awareness and reliable decision making for radio resource allocation. Situational awareness includes sensing the environment followed by a hypothesis testing for detection of available opportunities in the coexisting environment. This process is often known as spectral hole detection. Situational knowledge can be further enriched by forecasting the primary activities in the radio environment using predictive modeling based approaches. Improved knowledge about the coexisting environment essentially means better decision making for secondary resource allocation. This dissertation identifies limitations of existing predictive modeling and spectral hole detection based resource allocation strategies and suggest improvements. Firstly, accurate and efficient estimation of statistical parameters of the radio environment is identified as a fundamental challenge to realize predictive modeling based cognitive approaches. Lots of useful training data which are essential to learn the system parameters are not available either because of environmental effects such as noise, interference and fading or because of limited system resources particularly sensor bandwidth. While handling environmental effects to improve signal reception in radio systems has already gained much attention, this dissertation addresses the problem of data losses caused by limited sensor bandwidth as it is totally ignored so far and presents bandwidth independent parameter estimation methods. Where, bandwidth independent means achieving the same level of estimation accuracy for any sensor bandwidth. Secondly, this dissertation argues that the existing hole detection strategies are dumb because they provide very little information about the coexisting environment. Decision making for resource allocation based on this dumb hole detection approach cannot optimally exploit the opportunities available in the coexisting environment. As a solution, an intelligent hole detection scheme is proposed which suggests classifying the primary systems and using the documented knowledge of identified radio technologies to fully understand their coexistence behavior. Finally, this dissertation presents a neuro-fuzzy signal classifier (NFSC) that uses bandwidth, operating frequency, pulse shape, hopping behavior and time behavior of signals as distinct features in order to xii identify the PU signals in coexisting environments. This classifier provides the foundation for bandwidth independent parameter estimation and intelligent hole detection. MATLAB/Simulink based simulations are used to support the arguments throughout in this dissertation. A proof-of-concept demonstrator using microcontroller and hardware defined radio (HDR) based transceiver is also presented at the end.</p

Modelling, Dimensioning and Optimization of 5G Communication Networks, Resources and Services

This reprint aims to collect state-of-the-art research contributions that address challenges in the emerging 5G networks design, dimensioning and optimization. Designing, dimensioning and optimization of communication networks resources and services have been an inseparable part of telecom network development. The latter must convey a large volume of traffic, providing service to traffic streams with highly differentiated requirements in terms of bit-rate and service time, required quality of service and quality of experience parameters. Such a communication infrastructure presents many important challenges, such as the study of necessary multi-layer cooperation, new protocols, performance evaluation of different network parts, low layer network design, network management and security issues, and new technologies in general, which will be discussed in this book

Performance limits in optical communications due to fiber nonlinearity

In this paper, we review the historical evolution of predictions of the performance of optical communication systems. We will describe how such predictions were made from the outset of research in laser based optical communications and how they have evolved to their present form, accurately predicting the performance of coherently detected communication systems