Microwave Photonic Signal Processing Using On-Chip Nonlinear Optics

The field of microwave photonics (MWP) emerged as a solution to the challenges faced by electronic systems when dealing with high-bandwidth RF and microwave signals. Photonic devices are capable of handling immense bandwidths thanks to the properties of light. MWP therefore employs such devices to process and distribute the information carried by RF and microwave signals, enabling significantly higher capacity compared to conventional electronics. The photonic devices traditionally used in MWP circuits have mainly comprised bulky components, such as spools of fibre and benchtop optical amplifiers. While achieving impressive performance, these systems were not capable of competing with electronics in terms of size and portability. More recently, research has focused on the application of photonic chip technology to the field of MWP in order to reap the benefits of integration, such as reductions in size, weight, cost, and power consumption. Integrated MWP however is still in its infancy, and ongoing research efforts are exploring new ways to match integrated photonic devices to the unique requirements of MWP circuits. This work investigates the application of on-chip nonlinear optical interactions to MWP. Nonlinear optics enables light-on-light interactions (not normally possible in a linear regime) which open a vast array of powerful functionalities. In particular, this thesis focuses on stimulated Brillouin scattering, resulting from the interaction of light with hypersonic sound waves, and four-wave mixing, where photons exchange energies. These two nonlinear effects are applied to implement MWP ultra-high suppression notch filters, wideband phase shifters, and ultra-fast instantaneous frequency measurement systems. Experimental demonstrations using integrated optical waveguides confirm record results

Microwave Photonic Signal Processing Using On-Chip Nonlinear Optics

The field of microwave photonics (MWP) emerged as a solution to the challenges faced by electronic systems when dealing with high-bandwidth RF and microwave signals. Photonic devices are capable of handling immense bandwidths thanks to the properties of light. MWP therefore employs such devices to process and distribute the information carried by RF and microwave signals, enabling significantly higher capacity compared to conventional electronics. The photonic devices traditionally used in MWP circuits have mainly comprised bulky components, such as spools of fibre and benchtop optical amplifiers. While achieving impressive performance, these systems were not capable of competing with electronics in terms of size and portability. More recently, research has focused on the application of photonic chip technology to the field of MWP in order to reap the benefits of integration, such as reductions in size, weight, cost, and power consumption. Integrated MWP however is still in its infancy, and ongoing research efforts are exploring new ways to match integrated photonic devices to the unique requirements of MWP circuits. This work investigates the application of on-chip nonlinear optical interactions to MWP. Nonlinear optics enables light-on-light interactions (not normally possible in a linear regime) which open a vast array of powerful functionalities. In particular, this thesis focuses on stimulated Brillouin scattering, resulting from the interaction of light with hypersonic sound waves, and four-wave mixing, where photons exchange energies. These two nonlinear effects are applied to implement MWP ultra-high suppression notch filters, wideband phase shifters, and ultra-fast instantaneous frequency measurement systems. Experimental demonstrations using integrated optical waveguides confirm record results

High-Performance On-Chip Microwave Photonic Signal Processing Using Linear and Nonlinear Optics

Manipulating and processing radio-frequency (RF) signals using integrated photonic devices has recently emerged as a paradigm-shifting technology for future microwave applications. This emerging technique is referred to as integrated microwave photonics (IMWP) which enables the high-frequency processing and unprecedentedly wideband tunability in compact photonic circuits, with significantly enhanced stability and robustness. However, to find widespread applications, the performance of IMWP devices must meet or exceed the achievable performance of conventional electronic counterparts. The work presented in this thesis investigates high-performance IMWP signal processing from two aspects: the optimized IMWP processing schemes and the photonic integration. Firstly, we explore novel schemes to improve the performance of chip-based microwave photonic subsystems, such as RF delay lines and RF filters which are basic building blocks of RF systems. A phase amplification technique is demonstrated to achieve a Si3N4 chip-based RF time delay with a delay tuning speed at gigahertz level. A new scheme to achieve an all-optimized RF photonic notch filter is demonstrated, producing a record-high RF link performance and complete functionalities. To unlock the potential of RF signal processing, we investigate a new filter concept of pairing linear and nonlinear optics for a high-performance RF photonic filter. To reduce the footprint of the novel IMWP filter, the photonic integration of both the ring resonators and Brillouin-active circuits on the same photonic chip is achieved. To eliminate the use of integrated optical circulators for on-chip SBS, on-chip backward inter-modal stimulated Brillouin scattering is predicted and experimentally demonstrated in a Si-Chalcogenide hybrid integrated photonic platform. The study and demonstrations presented in this thesis make the first viable step towards high-performance IMWP signal processing for real-world RF applications

Controlling, storing and manipulating light using on-chip Brillouin scattering

The importance of optical signal processing techniques is growing rapidly in recent years due to the exponentially increasing demand for bandwidth, capacity and power efficiency in communications and computing. However, due to their bosonic nature photons do not interact with each other, unless there is a nonlinear medium mediating the interaction. One of the strongest nonlinear effects is the interaction of light waves, photons, with sound-waves, acoustic phonons, which is known as stimulated Brillouin scattering (SBS). This thesis experimentally investigates SBS in photonic chips. It is shown in this thesis that the fundamental interaction strength between light and sound waves can be tailored by using one-dimensional photonic bandgap structures, completely suppressing the effect or alternatively enhancing the interaction to form phase-locked Brillouin frequency combs. It was shown furthermore that efficiently generating SBS on-chip enables the generation of stable RF signals that are widely tunable in frequency. Finally, it is shown in this thesis that SBS enables the storage of light signals on a chip, one of the holy grails of all-optical signal processing. Delaying optical signals is of key importance in optical networks to enable synchronization, buffering, and rerouting. SBS enables large delays by resonantly transferring an optical signal to an acoustic wave, that travels five orders of magnitude slower and retrieving it after a certain storage time. It is demonstrated in this thesis that a Brillouin-based memory (BBM) technique allows storing amplitude and phase of optical data pulses and operate at multiple wavelengths with minimal cross-talk. Replenishing of the acoustic wave to overcome storage time limitations imposed by the lifetime of the acoustic wave as well as non-reciprocal light storage is also shown

Active Integrated Filters for RF-Photonic Channelizers

A theoretical study of RF-photonic channelizers using four architectures formed by active integrated filters with tunable gains is presented. The integrated filters are enabled by two- and four-port nano-photonic couplers (NPCs). Lossless and three individual manufacturing cases with high transmission, high reflection, and symmetric couplers are assumed in the work. NPCs behavior is dependent upon the phenomenon of frustrated total internal reflection. Experimentally, photonic channelizers are fabricated in one single semiconductor chip on multi-quantum well epitaxial InP wafers using conventional microelectronics processing techniques. A state space modeling approach is used to derive the transfer functions and analyze the stability of these filters. The ability of adapting using the gains is demonstrated. Our simulation results indicate that the characteristic bandpass and notch filter responses of each structure are the basis of channelizer architectures, and optical gain may be used to adjust filter parameters to obtain a desired frequency magnitude response, especially in the range of 1–5 GHz for the chip with a coupler separation of ∼9 mm. Preliminarily, the measurement of spectral response shows enhancement of quality factor by using higher optical gains. The present compact active filters on an InP-based integrated photonic circuit hold the potential for a variety of channelizer applications. Compared to a pure RF channelizer, photonic channelizers may perform both channelization and down-conversion in an optical domain

Stimulated Brillouin Scattering in Integrated Circuits: Platforms and Applications

Coherent interactions between light and sound have been of significant interest since the invention of the laser. Stimulated Brillouin scattering (SBS) is a type of coherent interaction where light is scattered from optically generated acoustic waves. SBS is a powerful tool for optical and microwave signal processing, with applications ranging from telecommunications and Radar, to spatial sensing and microscopy. Over the last decade there has been increasing interest in the investigation of Brillouin scattering at device scales smaller than the wavelength of light. New interactions with the waveguide boundaries in these systems are capable of altering the strength of SBS, from complete suppression to orders of magnitude increases. The landmark demonstration of Brillouin scattering in planar waveguides, just six years ago, represents a new frontier for this field. This work explores the effective generation and harnessing of stimulated Brillouin scattering within modern photonic circuits. After establishing the foundations of linear and nonlinear optical circuits, we investigate the Brillouin processes available in multimode waveguides. We experimentally demonstrate giant Brillouin amplification using spiral waveguides consisting of soft-glass materials. We then integrate this soft-glass onto the standard platform for photonic circuits, silicon on insulator, without any reduction in performance. We apply these advanced devices to the field of microwave photonics and create high suppression microwave filters with functionality far beyond traditional electronic circuits. This thesis is a significant step towards Brillouin enabled integrated photonic processors

Automatic Tuning of Silicon Photonics Millimeter-Wave Transceivers Building Blocks

Today, continuously growing wireless traffic have guided the progress in the wireless communication systems. Now, evolution towards next generation (5G) wireless communication systems are actively researched to accommodate expanding future data traffic. As one of the most promising candidates, integrating photonic devices in to the existing wireless system is considered to improve the performance of the systems. Emerging silicon photonic integrated circuits lead this integration more practically, and open new possibilities to the future communication systems. In this dissertation, the development of the electrical wireless communication systems are briefly explained. Also, development of the microwave photonics and silicon photonics are described to understand the possibility of the hybrid SiP integrated wireless communication systems. A limitation of the current electrical wireless systems are addressed, and hybrid integrated mm-wave silicon photonic receiver, and silicon photonic beamforming transmitter are proposed and analyzed in system level. In the proposed mm-wave silicon photonic receiver has 4th order pole-zero silicon photonic filter in the system. Photonic devices are vulnerable to the process and temperature variations. It requires manual calibration, which is expensive, time consuming, and prone to human errors. Therefore, precise automatic calibration solution with modified silicon photonic filter structure is proposed and demonstrated. This dissertation demonstrates fully automatic tuning of silicon photonic all-pass filter (APF)-based pole/zero filters using a monitor-based tuning method that calibrates the initial response by controlling each pole and zero individually via micro-heaters. The proposed tuning approach calibrates severely degraded initial responses to the designed elliptic filter shapes and allows for automatic bandwidth and center frequency reconfiguration of these filters. This algorithm is demonstrated on 2nd- and 4th-order filters fabricated in a standard silicon photonics foundry process. After the initial calibration, only 300ms is required to reconfigure a filter to a different center frequency. Thermal crosstalk between the micro-heaters is investigated, with substrate thinning demonstrated to suppress this effect and reduce filter calibration to less than half of the original thick substrate times. This fully automatic tuning approach opens the possibility of employing silicon photonic filters in real communication systems. Also, in the proposed beamforming transmitter, true-time delay ring resonator based 1x4 beamforming network is imbedded. A proposed monitor-based tuning method compensates fabrication variations and thermal crosstalk by controlling micro-heaters individually using electrical monitors. The proposed tuning approach successfully demonstrated calibration of OBFN from severely degraded initial responses to well-defined group delay response required for the targeted radiating angle with a range of 60◦ (-30◦ to 30◦ ) in a linear beamforming antenna array. This algorithm is demonstrated on OBFN fabricated in a standard silicon photonics foundry process. The calibrated OBFN operates at 30GHz and provide 2GHz bandwidth. This fully automatic tuning approach opens the possibility of employing silicon OBFN in real wideband mm-wave wireless communication systems by providing robust operating solutions. All the proposed photonic circuits are implemented using the standard silicon photonic technologies, and resulted in several publications in IEEE/OSA Journals and Conferences

Design of optical fiber sensors and interrogation schemes

[ES] Las fibras ópticas son dispositivos muy utilizados en el campo de las telecomunicaciones desde su descubrimiento. En las últimas décadas, las fibras ópticas comenzaron a utilizarse como sensores fotónicos. Los primeros trabajos se centraron en la medición de unas dimensiones físicas en un punto específico. Posteriormente, surgió la posibilidad de medir las propiedades de la fibra óptica en diferentes puntos a lo largo de la fibra. Este tipo de sensores se definen como sensores distribuidos. Los componentes optoelectrónicos fueron desarrollados e investigados para telecomunicaciones. Los avances en las telecomunicaciones hicieron posible el desarrollo de sistemas de interrogación para sensores de fibra óptica, creciendo en paralelo con los avances de las telecomunicaciones. Se desarrollaron sistemas de interrogación de fibra óptica que permiten el uso de una única fibra óptica monomodo estándar como sensor que puede monitorear decenas de miles de puntos de detección al mismo tiempo. Los métodos que extraen la información de detección de la señal reflejada en la fibra óptica son los más empleados debido a la facilidad de acceso al sensor y la flexibilidad de estos sistemas. Los más estudiados son la reflectometría en dominios de tiempo y frecuencia. La reflectometría óptica en el dominio del tiempo (OTDR) fue la primera técnica utilizada para detectar la posición de los fallos en las redes de comunica-ción de fibra óptica. El OTDR sensible a la fase hizo posible detectar la elongación y la temperatura en una posición específica. Paralelamente, los gratings de Bragg (FBG) se convirtieron en los dispositivos más utilizados para implementar sensores en fibra óptica discretos. Se desarrollaron técnicas de multiplexación para realizar la detección en múltiples puntos utilizando FGBs. La reflectometría realizada interrogando arrays de FBG débiles demuestra que mejora el rendimiento del sistema en comparación al uso de una fibra monomodo. Los sistemas de interrogatorio actuales tienen algunos inconvenientes. Algunos de ellos son velocidad de interrogatorio limitada, grandes dimensiones y alto costo. En esta tesis doctoral se desarrollaron nuevos sistemas de interrogación y sensores de fibra óptica para superar algunos de estos inconvenientes. Los sensores de fibra óptica de plástico demuestran ser una plataforma innovadora para desarrollar nuevos sensores y sistemas de interrogación de bajo costo y fáciles de implementar para fibras de plástico comerciales. Se investigó la reflectometría en el dominio del tiempo y las técnicas fotónicas de microondas para la interrogación de una matriz de rejillas débiles que permitieron simplificar el sistema de interrogación para la detección de temperatura y vibración.[CA] Les fibres òptiques són dispositius molt utilitzats en el camp de les telecomunica-cions des del seu descobriment. En les últimes dècades, les fibres òptiques van començar a utilitzar-se com a sensors fotònics. Els primers treballs es van centrar en el mesurament d'unes dimensions físiques en un punt específic. Posteriorment, va sorgir la possibilitat de mesurar les propietats de la fibra òptica en diferents punts al llarg de la fibra. Aquest tipus de sensors es defineixen com a sensors distribüits. Els components optoelectrònics van ser desenvolupats i investigats per a telecomunicacions. Els avanços en les telecomunicacions van fer possi-ble el desenvolupament de sistemes d'interrogació per a sensors de fibra òptica, creixent en paral·lel amb els avanços de les telecomunicacions. Es van desenvolupar sistemes d'interrogació de fibra òptica que permeten l'ús d'una única fibra òptica monomodo estàndard com a sensor que pot monitorar desenes de milers de punts de detecció al mateix temps. Els mètodes que extreuen la informació de detecció del senyal reflectit en la fibra òptica són els més utilitzats a causa de la facilitat d'accés al sensor i la flexibilitat d'aquests sistemes. Els més estudiats són la reflectometría en dominis de temps i freqüència. La reflectometría òptica en el domini del temps (OTDR) va ser la primera tècnica utilitzada per a detectar la posició de les fallades en les xarxes de comunicació de fibra òptica. El OTDR sensible a la fase va fer possible detectar l'elongació i la temperatura en una posició específica. Paral·lelament, els gratings de Bragg (FBG) es van convertir en els dispositius més utilitzats per a implementar sensors en fibra òptica discrets. Es van desenvolupar tècniques de multiplexació per a realitzar la detecció en múltiples punts utilitzant FGBs. La reflectometría realitzada interrogant arrays de FBG febles demostra que millora el rendiment del sistema en comparació a l'ús d'una fibra monomodo. Els sistemes d'interrogatori actuals tenen alguns inconvenients. Alguns d'ells són velocitat d'interrogatori limitada, voluminositat i alt cost. En aquesta tesi doctoral es van desenvolupar nous sistemes d'interrogació i sensors de fibra òptica per a superar alguns d'aquests inconvenients. Els sensors de fibra òptica de plàstic demostren ser una plataforma innovadora per a desenvolupar nous sensors i siste-mes d'interrogació de baix cost i fàcils d'implementar per a fibres de plàstic comercials. Es va investigar la reflectometría en el domini del temps i les tècniques fotòniques de microones per a la interrogació d'una matriu de reixetes febles que van permetre simplificar el sistema d'interrogació per a la detecció de temperatura i vibració.[EN] Optical fibers are devices largely used in telecommunication field since their discovery. In the last decades, optical fibers started to be used as photonic sensors. The first works were focused on the measurement of physical dimensions to a specific point. Afterward, emerged the possibility to measure the optical fiber properties at different locations along the fiber. These kinds of sensors are defined as distributed sensors. The optoelectronic components were developed and investigated for telecommunications. The progress in telecommunication made possible the development of optical fiber sensors interrogation systems, growing in parallel with the advances of telecommunications. Optical fiber interrogation systems were developed to use a single standard monomode optical fiber as a sensor that can monitor tens of thousands of sensing points at the same time. The methods that extract the sensing information from the backscattered signal in the optical fiber are widely employed because of the easiness of access to the sensor element and the flexibility of these systems. The most studied are the reflectometry in time and frequency domains. The optical time domain reflectometry (OTDR) was the first technique used to detect the position of the failures in the optical fiber communication networks. Using phase sensitive OTDR it is possible to sense strain and temperature at a specific position. In parallel, fiber Bragg gratings (FBGs) became the most widely used devices to implement discrete optical fiber sensors. Multiplexing techniques were developed to perform multi points sensing using these gratings. The reflectometry performed interrogating weak FBGs arrays demonstrate to improve the performance of the system employing a single mode fiber. The interrogation systems nowadays have some drawbacks. Some of them are limited speed of interrogation, bulkiness, and high cost. New interrogation systems and optical fiber sensors were developed in this doctoral thesis to overcome some of these drawbacks. Plastic optical fiber sensors demonstrate to be an innovative platform to develop both new sensors and low cost, easy to implement interrogation systems for commercial plastic fibers. Reflectometry in time domain and microwave photonic techniques were investigated for the interrogation of weak gratings array allowed to simplify the interrogation system for the sensing of temperature and vibration.I would like to greatly thank the European Union’s Horizon 2020 Research and Innovation Program that funded the research described in this thesis under the Marie Sklodowska-Curie Action Grant Agreement 722509.Sartiano, D. (2021). Design of optical fiber sensors and interrogation schemes [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/161357TESI