Pigment Melanin: Pattern for Iris Recognition

Recognition of iris based on Visible Light (VL) imaging is a difficult problem because of the light reflection from the cornea. Nonetheless, pigment melanin provides a rich feature source in VL, unavailable in Near-Infrared (NIR) imaging. This is due to biological spectroscopy of eumelanin, a chemical not stimulated in NIR. In this case, a plausible solution to observe such patterns may be provided by an adaptive procedure using a variational technique on the image histogram. To describe the patterns, a shape analysis method is used to derive feature-code for each subject. An important question is how much the melanin patterns, extracted from VL, are independent of iris texture in NIR. With this question in mind, the present investigation proposes fusion of features extracted from NIR and VL to boost the recognition performance. We have collected our own database (UTIRIS) consisting of both NIR and VL images of 158 eyes of 79 individuals. This investigation demonstrates that the proposed algorithm is highly sensitive to the patterns of cromophores and improves the iris recognition rate.Comment: To be Published on Special Issue on Biometrics, IEEE Transaction on Instruments and Measurements, Volume 59, Issue number 4, April 201

Recognition of Nonideal Iris Images Using Shape Guided Approach and Game Theory

Most state-of-the-art iris recognition algorithms claim to perform with a very high recognition accuracy in a strictly controlled environment. However, their recognition accuracies significantly decrease when the acquired images are affected by different noise factors including motion blur, camera diffusion, head movement, gaze direction, camera angle, reflections, contrast, luminosity, eyelid and eyelash occlusions, and problems due to contraction and dilation. The main objective of this thesis is to develop a nonideal iris recognition system by using active contour methods, Genetic Algorithms (GAs), shape guided model, Adaptive Asymmetrical Support Vector Machines (AASVMs) and Game Theory (GT). In this thesis, the proposed iris recognition method is divided into two phases: (1) cooperative iris recognition, and (2) noncooperative iris recognition. While most state-of-the-art iris recognition algorithms have focused on the preprocessing of iris images, recently, important new directions have been identified in iris biometrics research. These include optimal feature selection and iris pattern classification. In the first phase, we propose an iris recognition scheme based on GAs and asymmetrical SVMs. Instead of using the whole iris region, we elicit the iris information between the collarette and the pupil boundary to suppress the effects of eyelid and eyelash occlusions and to minimize the matching error. In the second phase, we process the nonideal iris images that are captured in unconstrained situations and those affected by several nonideal factors. The proposed noncooperative iris recognition method is further divided into three approaches. In the first approach of the second phase, we apply active contour-based curve evolution approaches to segment the inner/outer boundaries accurately from the nonideal iris images. The proposed active contour-based approaches show a reasonable performance when the iris/sclera boundary is separated by a blurred boundary. In the second approach, we describe a new iris segmentation scheme using GT to elicit iris/pupil boundary from a nonideal iris image. We apply a parallel game-theoretic decision making procedure by modifying Chakraborty and Duncan's algorithm to form a unified approach, which is robust to noise and poor localization and less affected by weak iris/sclera boundary. Finally, to further improve the segmentation performance, we propose a variational model to localize the iris region belonging to the given shape space using active contour method, a geometric shape prior and the Mumford-Shah functional. The verification and identification performance of the proposed scheme is validated using four challenging nonideal iris datasets, namely, the ICE 2005, the UBIRIS Version 1, the CASIA Version 3 Interval, and the WVU Nonideal, plus the non-homogeneous combined dataset. We have conducted several sets of experiments and finally, the proposed approach has achieved a Genuine Accept Rate (GAR) of 97.34% on the combined dataset at the fixed False Accept Rate (FAR) of 0.001% with an Equal Error Rate (EER) of 0.81%. The highest Correct Recognition Rate (CRR) obtained by the proposed iris recognition system is 97.39%

Investigation on advanced image search techniques

Content-based image search for retrieval of images based on the similarity in their visual contents, such as color, texture, and shape, to a query image is an active research area due to its broad applications. Color, for example, provides powerful information for image search and classification. This dissertation investigates advanced image search techniques and presents new color descriptors for image search and classification and robust image enhancement and segmentation methods for iris recognition. First, several new color descriptors have been developed for color image search. Specifically, a new oRGB-SIFT descriptor, which integrates the oRGB color space and the Scale-Invariant Feature Transform (SIFT), is proposed for image search and classification. The oRGB-SIFT descriptor is further integrated with other color SIFT features to produce the novel Color SIFT Fusion (CSF), the Color Grayscale SIFT Fusion (CGSF), and the CGSF+PHOG descriptors for image category search with applications to biometrics. Image classification is implemented using a novel EFM-KNN classifier, which combines the Enhanced Fisher Model (EFM) and the K Nearest Neighbor (KNN) decision rule. Experimental results on four large scale, grand challenge datasets have shown that the proposed oRGB-SIFT descriptor improves recognition performance upon other color SIFT descriptors, and the CSF, the CGSF, and the CGSF+PHOG descriptors perform better than the other color SIFT descriptors. The fusion of both Color SIFT descriptors (CSF) and Color Grayscale SIFT descriptor (CGSF) shows significant improvement in the classification performance, which indicates that various color-SIFT descriptors and grayscale-SIFT descriptor are not redundant for image search. Second, four novel color Local Binary Pattern (LBP) descriptors are presented for scene image and image texture classification. Specifically, the oRGB-LBP descriptor is derived in the oRGB color space. The other three color LBP descriptors, namely, the Color LBP Fusion (CLF), the Color Grayscale LBP Fusion (CGLF), and the CGLF+PHOG descriptors, are obtained by integrating the oRGB-LBP descriptor with some additional image features. Experimental results on three large scale, grand challenge datasets have shown that the proposed descriptors can improve scene image and image texture classification performance. Finally, a new iris recognition method based on a robust iris segmentation approach is presented for improving iris recognition performance. The proposed robust iris segmentation approach applies power-law transformations for more accurate detection of the pupil region, which significantly reduces the candidate limbic boundary search space for increasing detection accuracy and efficiency. As the limbic circle, which has a center within a close range of the pupil center, is selectively detected, the eyelid detection approach leads to improved iris recognition performance. Experiments using the Iris Challenge Evaluation (ICE) database show the effectiveness of the proposed method

Improving Iris Recognition through Quality and Interoperability Metrics

The ability to identify individuals based on their iris is known as iris recognition. Over the past decade iris recognition has garnered much attention because of its strong performance in comparison with other mainstream biometrics such as fingerprint and face recognition. Performance of iris recognition systems is driven by application scenario requirements. Standoff distance, subject cooperation, underlying optics, and illumination are a few examples of these requirements which dictate the nature of images an iris recognition system has to process. Traditional iris recognition systems, dubbed stop and stare , operate under highly constrained conditions. This ensures that the captured image is of sufficient quality so that the success of subsequent processing stages, segmentation, encoding, and matching are not compromised. When acquisition constraints are relaxed, such as for surveillance or iris on the move, the fidelity of subsequent processing steps lessens.;In this dissertation we propose a multi-faceted framework for mitigating the difficulties associated with non-ideal iris. We develop and investigate a comprehensive iris image quality metric that is predictive of iris matching performance. The metric is composed of photometric measures such as defocus, motion blur, and illumination, but also contains domain specific measures such as occlusion, and gaze angle. These measures are then combined through a fusion rule based on Dempster-Shafer theory. Related to iris segmentation, which is arguably one of the most important tasks in iris recognition, we develop metrics which are used to evaluate the precision of the pupil and iris boundaries. Furthermore, we illustrate three methods which take advantage of the proposed segmentation metrics for rectifying incorrect segmentation boundaries. Finally, we look at the issue of iris image interoperability and demonstrate that techniques from the field of hardware fingerprinting can be utilized to improve iris matching performance when images captured from distinct sensors are involved

Biometric Systems

Biometric authentication has been widely used for access control and security systems over the past few years. The purpose of this book is to provide the readers with life cycle of different biometric authentication systems from their design and development to qualification and final application. The major systems discussed in this book include fingerprint identification, face recognition, iris segmentation and classification, signature verification and other miscellaneous systems which describe management policies of biometrics, reliability measures, pressure based typing and signature verification, bio-chemical systems and behavioral characteristics. In summary, this book provides the students and the researchers with different approaches to develop biometric authentication systems and at the same time includes state-of-the-art approaches in their design and development. The approaches have been thoroughly tested on standard databases and in real world applications

Advancing iris biometric technology

PhD ThesisThe iris biometric is a well-established technology which is already in use in several nation-scale applications and it is still an active research area with several unsolved problems. This work focuses on three key problems in iris biometrics namely: segmentation, protection and cross-matching. Three novel methods in each of these areas are proposed and analyzed thoroughly. In terms of iris segmentation, a novel iris segmentation method is designed based on a fusion of an expanding and a shrinking active contour by integrating a new pressure force within the Gradient Vector Flow (GVF) active contour model. In addition, a new method for closed eye detection is proposed. The experimental results on the CASIA V4, MMU2, UBIRIS V1 and UBIRIS V2 databases show that the proposed method achieves state-of-theart results in terms of segmentation accuracy and recognition performance while being computationally more efficient. In this context, improvements by 60.5%, 42% and 48.7% are achieved in segmentation accuracy for the CASIA V4, MMU2 and UBIRIS V1 databases, respectively. For the UBIRIS V2 database, a superior time reduction is reported (85.7%) while maintaining a similar accuracy. Similarly, considerable time improvements by 63.8%, 56.6% and 29.3% are achieved for the CASIA V4, MMU2 and UBIRIS V1 databases, respectively. With respect to iris biometric protection, a novel security architecture is designed to protect the integrity of iris images and templates using watermarking and Visual Cryptography (VC). Firstly, for protecting the iris image, text which carries personal information is embedded in the middle band frequency region of the iris image using a novel watermarking algorithm that randomly interchanges multiple middle band pairs of the Discrete Cosine Transform (DCT). Secondly, for iris template protection, VC is utilized to protect the iii iris template. In addition, the integrity of the stored template in the biometric smart card is guaranteed by using the hash signatures. The proposed method has a minimal effect on the iris recognition performance of only 3.6% and 4.9% for the CASIA V4 and UBIRIS V1 databases, respectively. In addition, the VC scheme is designed to be readily applied to protect any biometric binary template without any degradation to the recognition performance with a complexity of only O(N). As for cross-spectral matching, a framework is designed which is capable of matching iris images in different lighting conditions. The first method is designed to work with registered iris images where the key idea is to synthesize the corresponding Near Infra-Red (NIR) images from the Visible Light (VL) images using an Artificial Neural Network (ANN) while the second method is capable of working with unregistered iris images based on integrating the Gabor filter with different photometric normalization models and descriptors along with decision level fusion to achieve the cross-spectral matching. A significant improvement by 79.3% in cross-spectral matching performance is attained for the UTIRIS database. As for the PolyU database, the proposed verification method achieved an improvement by 83.9% in terms of NIR vs Red channel matching which confirms the efficiency of the proposed method. In summary, the most important open issues in exploiting the iris biometric are presented and novel methods to address these problems are proposed. Hence, this work will help to establish a more robust iris recognition system due to the development of an accurate segmentation method working for iris images taken under both the VL and NIR. In addition, the proposed protection scheme paves the way for a secure iris images and templates storage. Moreover, the proposed framework for cross-spectral matching will help to employ the iris biometric in several security applications such as surveillance at-a-distance and automated watch-list identification.Ministry of Higher Education and Scientific Research in Ira

Investigation of iris recognition in the visible spectrum

mong the biometric systems that have been developed so far, iris recognition systems have emerged as being one of the most reliable. In iris recognition, most of the research was conducted on operation under near infrared illumination. For unconstrained scenarios of iris recognition systems, the iris images are captured under visible light spectrum and therefore incorporate various types of imperfections. In this thesis the merits of fusing information from various sources for improving the state of the art accuracies of colour iris recognition systems is evaluated. An investigation of how fundamentally different fusion strategies can increase the degree of choice available in achieving certain performance criteria is conducted. Initially, simple fusion mechanisms are employed to increase the accuracy of an iris recognition system and then more complex fusion architectures are elaborated to further enhance the biometric system’s accuracy. In particular, the design process of the iris recognition system with reduced constraints is carried out using three different fusion approaches: multi-algorithmic, texture and colour fusion and multiple classifier systems. In the first approach, one novel iris feature extraction methodology is proposed and a multi-algorithmic iris recognition system using score fusion, composed of 3 individual systems, is benchmarked. In the texture and colour fusion approach, the advantages of fusing information from the iris texture with data extracted from the eye colour are illustrated. Finally, the multiple classifier systems approach investigates how the robustness and practicability of an iris recognition system operating on visible spectrum images can be enhanced by training individual classifiers on different iris features. Besides the various fusion techniques explored, an iris segmentation algorithm is proposed and a methodology for finding which colour channels from a colour space reveal the most discriminant information from the iris texture is introduced. The contributions presented in this thesis indicate that iris recognition systems that operate on visible spectrum images can be designed to operate with an accuracy required by a particular application scenario. Also, the iris recognition systems developed in the present study are suitable for mobile and embedded implementations

Advancing the technology of sclera recognition

PhD ThesisEmerging biometric traits have been suggested recently to overcome some challenges and issues related to utilising traditional human biometric traits such as the face, iris, and fingerprint. In particu- lar, iris recognition has achieved high accuracy rates under Near- InfraRed (NIR) spectrum and it is employed in many applications for security and identification purposes. However, as modern imaging devices operate in the visible spectrum capturing colour images, iris recognition has faced challenges when applied to coloured images especially with eye images which have a dark pigmentation. Other issues with iris recognition under NIR spectrum are the constraints on the capturing process resulting in failure-to-enrol, and degradation in system accuracy and performance. As a result, the research commu- nity investigated using other traits to support the iris biometric in the visible spectrum such as the sclera. The sclera which is commonly known as the white part of the eye includes a complex network of blood vessels and veins surrounding the eye. The vascular pattern within the sclera has different formations and layers providing powerful features for human identification. In addition, these blood vessels can be acquired in the visible spectrum and thus can be applied using ubiquitous camera-based devices. As a consequence, recent research has focused on developing sclera recog- nition. However, sclera recognition as any biometric system has issues and challenges which need to be addressed. These issues are mainly related to sclera segmentation, blood vessel enhancement, feature ex- traction, template registration, matching and decision methods. In addition, employing the sclera biometric in the wild where relaxed imaging constraints are utilised has introduced more challenges such as illumination variation, specular reflections, non-cooperative user capturing, sclera blocked region due to glasses and eyelashes, variation in capturing distance, multiple gaze directions, and eye rotation. The aim of this thesis is to address such sclera biometric challenges and highlight the potential of this trait. This also might inspire further research on tackling sclera recognition system issues. To overcome the vii above-mentioned issues and challenges, three major contributions are made which can be summarised as 1) designing an efficient sclera recognition system under constrained imaging conditions which in- clude new sclera segmentation, blood vessel enhancement, vascular binary network mapping and feature extraction, and template registra- tion techniques; 2) introducing a novel sclera recognition system under relaxed imaging constraints which exploits novel sclera segmentation, sclera template rotation alignment and distance scaling methods, and complex sclera features; 3) presenting solutions to tackle issues related to applying sclera recognition in a real-time application such as eye localisation, eye corner and gaze detection, together with a novel image quality metric. The evaluation of the proposed contributions is achieved using five databases having different properties representing various challenges and issues. These databases are the UBIRIS.v1, UBIRIS.v2, UTIRIS, MICHE, and an in-house database. The results in terms of segmen- tation accuracy, Equal Error Rate (EER), and processing time show significant improvement in the proposed systems compared to state- of-the-art methods.Ministry of Higher Education and Scientific Research in Iraq and the Iraqi Cultural Attach´e in Londo