Application of empirical mode decomposition and Euclidean distance technique for feature selection and fault diagnosis of planetary gearbox

Planetary gearbox plays an important role in large and complex mechanical equipment due to the advantage that it can provide larger transmission ratio in a compact space than fixed shaft gearbox. However, its fault diagnosis is a dilemma due to the special structure and harsh working conditions. This paper applies Empirical Mode Decomposition (EMD) and Euclidean Distance Technique (EDT) for planetary gearbox feature selection and fault diagnosis. EMD is a self-adaptive signal processing method that can be applied to non-linear and non-stationary signal and it can also get the aim of de-noising. EDT can give out the quantitative fault diagnosis result. And its theoretical knowledge is easy to understand. An intrinsic mode function (IMF) selection method based on energy ratio is proposed to select IMFs which include sensitive fault information. A two-stage feature selection and weighting method based on EDT is applied to get a new combinative feature and 36 feature parameters are extracted before this process. Then, the feature vector matrix of each raw signal can be computed out by extracting the new combinative feature from every IMF. Finally, the diagnosis result can be obtained through calculating the Euclidean Distance value between two feature vector matrixes. Namely, the health state of the tested signal is as same as the trained signal which the Euclidean Distance between them is the minimum. The performance of the proposed method is validated by experimental data and industrial data

Application of variational mode decomposition in vibration analysis of machine components

Monitoring and diagnosis of machinery in maintenance are often undertaken using vibration analysis. The machine vibration signal is invariably complex and diverse, and thus useful information and features are difficult to extract. Variational mode decomposition (VMD) is a recent signal processing method that able to extract some of important features from machine vibration signal. The performance of the VMD method depends on the selection of its input parameters, especially the mode number and balancing parameter (also known as quadratic penalty term). However, the current VMD method is still using a manual effort to extract the input parameters where it subjects to interpretation of experienced experts. Hence, machine diagnosis becomes time consuming and prone to error. The aim of this research was to propose an automated parameter selection method for selecting the VMD input parameters. The proposed method consisted of two-stage selections where the first stage selection was used to select the initial mode number and the second stage selection was used to select the optimized mode number and balancing parameter. A new machine diagnosis approach was developed, named as VMD Differential Evolution Algorithm (VMDEA)-Extreme Learning Machine (ELM). Vibration signal datasets were then reconstructed using VMDEA and the multi-domain features consisted of time-domain, frequency-domain and multi-scale fuzzy entropy were extracted. It was demonstrated that the VMDEA method was able to reduce the computational time about 14% to 53% as compared to VMD-Genetic Algorithm (GA), VMD-Particle Swarm Optimization (PSO) and VMD-Differential Evolution (DE) approaches for bearing, shaft and gear. It also exhibited a better convergence with about two to nine less iterations as compared to VMD-GA, VMD-PSO and VMD-DE for bearing, shaft and gear. The VMDEA-ELM was able to illustrate higher classification accuracy about 11% to 20% than Empirical Mode Decomposition (EMD)-ELM, Ensemble EMD (EEMD)-ELM and Complimentary EEMD (CEEMD)-ELM for bearing shaft and gear. The bearing datasets from Case Western Reserve University were tested with VMDEA-ELM model and compared with Support Vector Machine (SVM)-Dempster-Shafer (DS), EEMD Optimal Mode Multi-scale Fuzzy Entropy Fault Diagnosis (EOMSMFD), Wavelet Packet Transform (WPT)-Local Characteristic-scale Decomposition (LCD)- ELM, and Arctangent S-shaped PSO least square support vector machine (ATSWPLM) models in term of its classification accuracy. The VMDEA-ELM model demonstrates better diagnosis accuracy with small differences between 2% to 4% as compared to EOMSMFD and WPT-LCD-ELM but less diagnosis accuracy in the range of 4% to 5% as compared to SVM-DS and ATSWPLM. The diagnosis approach VMDEA-ELM was also able to provide faster classification performance about 6 40 times faster than Back Propagation Neural Network (BPNN) and Support Vector Machine (SVM). This study provides an improved solution in determining an optimized VMD parameters by using VMDEA. It also demonstrates a more accurate and effective diagnostic approach for machine maintenance using VMDEA-ELM

30th International Conference on Condition Monitoring and Diagnostic Engineering Management (COMADEM 2017)

Proceedings of COMADEM 201

Development of new fault detection methods for rotating machines (roller bearings)

Abstract Early fault diagnosis of roller bearings is extremely important for rotating machines, especially for high speed, automatic and precise machines. Many research efforts have been focused on fault diagnosis and detection of roller bearings, since they constitute one the most important elements of rotating machinery. In this study a combination method is proposed for early damage detection of roller bearing. Wavelet packet transform (WPT) is applied to the collected data for denoising and the resulting clean data are break-down into some elementary components called Intrinsic mode functions (IMFs) using Ensemble empirical mode decomposition (EEMD) method. The normalized energy of three first IMFs are used as input for Support vector machine (SVM) to recognize whether signals are sorting out from healthy or faulty bearings. Then, since there is no robust guide to determine amplitude of added noise in EEMD technique, a new Performance improved EEMD (PIEEMD) is proposed to determine the appropriate value of added noise. A novel feature extraction method is also proposed for detecting small size defect using Teager-Kaiser energy operator (TKEO). TKEO is applied to IMFs obtained to create new feature vectors as input data for one-class SVM. The results of applying the method to acceleration signals collected from an experimental bearing test rig demonstrated that the method can be successfully used for early damage detection of roller bearings. Most of the diagnostic methods that have been developed up to now can be applied for the case stationary working conditions only (constant speed and load). However, bearings often work at time-varying conditions such as wind turbine supporting bearings, mining excavator bearings, vehicles, robots and all processes with run-up and run-down transients. Damage identification for bearings working under non-stationary operating conditions, especially for early/small defects, requires the use of appropriate techniques, which are generally different from those used for the case of stationary conditions, in order to extract fault-sensitive features which are at the same time insensitive to operational condition variations. Some methods have been proposed for damage detection of bearings working under time-varying speed conditions. However, their application might increase the instrumentation cost because of providing a phase reference signal. Furthermore, some methods such as order tracking methods still can be applied when the speed variation is limited. In this study, a novel combined method based on cointegration is proposed for the development of fault features which are sensitive to the presence of defects while in the same time they are insensitive to changes in the operational conditions. It does not require any additional measurements and can identify defects even for considerable speed variations. The signals acquired during run-up condition are decomposed into IMFs using the performance improved EEMD method. Then, the cointegration method is applied to the intrinsic mode functions to extract stationary residuals. The feature vectors are created by applying the Teager-Kaiser energy operator to the obtained stationary residuals. Finally, the feature vectors of the healthy bearing signals are utilized to construct a separating hyperplane using one-class support vector machine. Eventually the proposed method was applied to vibration signals measured on an experimental bearing test rig. The results verified that the method can successfully distinguish between healthy and faulty bearings even if the shaft speed changes dramatically

An Investigation into Vibration Based Techniques for Wind Turbine Blades Condition Monitoring

The rapid expansion of wind power has been accompanied by reported reliability problems and the aim is to provide a means of increasing wind turbine reliability, prevent break downs, increase availability and reduce maintenance costs and power outages. This research work reports the development of condition monitoring (CM) for early fault detection in wind turbine blades based on vibration measurements. The research started with a background and a survey of methods used for monitoring wind turbines. Then, finite element modelling (FEM) of three bladed horizontal axis wind turbine (HAWT) was developed to understand the nature and mechanism of the induced vibration. A HAWT test rig was constructed and equipped with computerised vibration measuring system for model verification. Statistical and spectral processing parameters then were used to analyse vibration signals that collected in healthy and faulty cases. Results obtained using time and frequency based techniques are not suitable for extracting blades condition related information. Consequently, empirical mode decomposition method (EMD), principal component analysis method (PCA) and continuous wavelet transform (CWT) are applied for extraction blade condition related features from the measured vibration. The result showed that although these methods generally proved their success in other fields, they have failed to detect small faults or changes in blade structure. Therefore, new techniques were developed using the above mentioned methods combined with feature intensity level (FIL) and crest factor. Namely, those are EDFIL, RMPCA and wavelet based FIL. The new techniques are found to be reliable, robust and sensitive to the severity of faults. Those analysis techniques are suitable to be the detection tool for an integrated wind turbine condition monitoring system. Directions for future work are also given at the end of the thesis

Information Theory and Its Application in Machine Condition Monitoring

Condition monitoring of machinery is one of the most important aspects of many modern industries. With the rapid advancement of science and technology, machines are becoming increasingly complex. Moreover, an exponential increase of demand is leading an increasing requirement of machine output. As a result, in most modern industries, machines have to work for 24 hours a day. All these factors are leading to the deterioration of machine health in a higher rate than before. Breakdown of the key components of a machine such as bearing, gearbox or rollers can cause a catastrophic effect both in terms of financial and human costs. In this perspective, it is important not only to detect the fault at its earliest point of inception but necessary to design the overall monitoring process, such as fault classification, fault severity assessment and remaining useful life (RUL) prediction for better planning of the maintenance schedule. Information theory is one of the pioneer contributions of modern science that has evolved into various forms and algorithms over time. Due to its ability to address the non-linearity and non-stationarity of machine health deterioration, it has become a popular choice among researchers. Information theory is an effective technique for extracting features of machines under different health conditions. In this context, this book discusses the potential applications, research results and latest developments of information theory-based condition monitoring of machineries

Iterative variational mode decomposition and extreme learning machine for gearbox diagnosis based on vibration signals

Vibration-based monitoring and diagnosis provide an excellent and reliable monitoring strategies for maintaining and sustaining a million dollars of industrial assets. The signal processing method is one of the key elements in gearbox fault diagnosis for extracting most useful information from raw vibration signals. Variational mode decomposition (VMD) is one of the recent signal processing methods that helps to solve many limitations in traditional signal processing method. However, pre-determine the input parameters especially the mode number become a challenging task for using this method. Then, this study aims to propose an iterative approach for selecting the mode number for the VMD method by using the normalized mean value (NMV) plot. The NMV value is calculates based on the ratio of a summation of VMD modes and the input signals. The result shows that the proposed iterative VMD approach can select an accurate mode number for the VMD method. Then, the vibration signals decomposed into different VMD modes and used for gearbox fault diagnosis. Statistical features have been extracted from the selected VMD modes and pass into extreme learning machine (ELM) for fault classification. Iterative VMD-ELM provide significance improvement of about 20% higher accuracy in classification result as compared with EMD-ELM. Hence, this research study offers a new mean for gearbox diagnosis strategy

A review of aircraft auxiliary power unit faults, diagnostics and acoustic measurem

The Auxiliary Power Unit (APU) is an integral part of an aircraft, providing electrical and pneumatic power to various on-board sub-systems. APU failure results in delay or cancellation of a flight, accompanied by the imposition of hefty fines from the regional authorities. Such inadvertent situations can be avoided by continuously monitoring the health of the system and reporting any incipient fault to the MRO (Maintenance Repair and Overhaul) organization. Generally, enablers for such health monitoring techniques are embedded during a product's design. However, a situation may arise where only the critical components are regularly monitored, and their status presented to the operator. In such cases, efforts can be made during service to incorporate additional health monitoring features using the already installed sensing mechanisms supplemented by maintenance data or by instrumenting the system with appropriate sensors. Due to the inherently critical nature of aircraft systems, it is necessary that instrumentation does not interfere with a system's performance and does not pose any safety concerns. One such method is to install non-intrusive vibroacoustic sensors such that the system integrity is maintained while maximizing system fault diagnostic knowledge. To start such an approach, an in-depth literature survey is necessary as this has not been previously reported in a consolidated manner. Therefore, this paper concentrates on auxiliary power units, their failure modes, maintenance strategies, fault diagnostic methodologies, and their acoustic signature. The recent trend in APU design and requirements, and the need for innovative fault diagnostics techniques and acoustic measurements for future aircraft, have also been summarized. Finally, the paper will highlight the shortcomings found during the survey, the challenges, and prospects, of utilizing sound as a source of diagnostics for aircraft auxiliary power units

Operational modal analysis and prediction of remaining useful life for rotating machinery

This thesis was submitted for the award of Doctor of Philosophy and was awarded by Brunel University LondonThe significance of rotating machinery spans areas from household items to vital industry sectors, such as aerospace, automotive, railway, sea transport, resource extraction, and manufacturing. Hence, our technologised society depends on efficient and reliable operation of rotating machinery. To contribute to this aim, this thesis leverages measurable quantities during its operation for structural-mechanical evaluation employing Operational Modal Analysis (OMA) and the prediction of Remaining Useful Life (RUL). Modal parameters determined by OMA are central for the design, test, and validation of rotating machinery. This thesis introduces the first open parametric simulation dataset of rotating machinery during an acceleration run. As there is a lack of similar open datasets suitable for OMA, it lays a foundation for improved reproducibility and comparability of future research. Based on this, the Averaged Order-Based Modal Analysis (AOBMA) method is developed. The novel addition of scaling and weighted averaging of individual machine orders in AOBMA alleviates the analysis effort of the existing Order-Based Modal Analysis (OBMA) method by providing a unified set of modal parameters with higher accuracy. As such, AOBMA showed a lower mean absolute relative error of 0.03 for damping ratio estimations across compared modes while OBMA provided an error value of 0.32 depending on the processed order. At excitation with high harmonic contributions, AOBMA also resulted in the highest number of accurately identified modes among the compared methods. At a harmonic ratio of 0.8, for example, AOBMA identified an average of 11.9 modes per estimation, while OBMA and baseline OMA followed with 9.5 and 9 modes, respectively. Moreover, it is the first study, which systematically evaluates the impact of excitation conditions on the compared methods and finds an advantage of OBMA and AOBMA over traditional OMA regarding mode shape estimation accuracy. While OMA can be used to evaluate significant structural changes, Machine Learning (ML) methods have seen substantially greater success in condition monitoring, including RUL prediction. However, as these methods often require large amounts of time and cost- intensive training data, a novel data-efficient RUL prediction methodology is introduced, taking advantage of distinct healthy and faulty condition data. When the number of training sequences from an open dataset is reduced to 5%, an average prediction Root Mean Square Error (RMSE) of 24.9 operation cycles is achieved, outperforming the baseline method with an RMSE of 28.1. Motivated by environmental considerations, the impact of data reduction on the training duration of several method variants is quantified. When the full training set is utilised, the most resource-saving variant of the proposed approach achieves an average training duration of 8.9% compared to the baseline method