Statistical process monitoring of a multiphase flow facility

Industrial needs are evolving fast towards more flexible manufacture schemes. As a consequence, it is often required to adapt the plant production to the demand, which can be volatile depending on the application. This is why it is important to develop tools that can monitor the condition of the process working under varying operational conditions. Canonical Variate Analysis (CVA) is a multivariate data driven methodology which has been demonstrated to be superior to other methods, particularly under dynamically changing operational conditions. These comparative studies normally use computer simulated data in benchmark case studies such as the Tennessee Eastman Process Plant (Ricker, N.L. Tennessee Eastman Challenge Archive, Available at 〈http://depts.washington.edu/control/LARRY/TE/download.html〉 Accessed 21.03.2014). The aim of this work is to provide a benchmark case to demonstrate the ability of different monitoring techniques to detect and diagnose artificially seeded faults in an industrial scale multiphase flow experimental rig. The changing operational conditions, the size and complexity of the test rig make this case study an ideal candidate for a benchmark case that provides a test bed for the evaluation of novel multivariate process monitoring techniques performance using real experimental data. In this paper, the capabilities of CVA to detect and diagnose faults in a real system working under changing operating conditions are assessed and compared with other methodologies. The results obtained demonstrate that CVA can be effectively applied for the detection and diagnosis of faults in real complex systems, and reinforce the idea that the performance of CVA is superior to other algorithms

Batch Control and Diagnosis

Batch processes are becoming more and more important in the chemical process industry, where they are used in the manufacture of specialty materials, which often are highly profitable. Some examples where batch processes are important are the manufacturing of pharmaceuticals, polymers, and semiconductors. The focus of this thesis is exception handling and fault detection in batch control. In the first part an internal model approach for exception handling is proposed where each equipment object in the control system is extended with a state-machine based model that is used on-line to structure and implement the safety interlock logic. The thesis treats exception handling both at the unit supervision level and at the recipe level. The goal is to provide a structure, which makes the implementation of exception handling in batch processes easier. The exception handling approach has been implemented in JGrafchart and tested on the batch pilot plant Procel at Universitat Politècnica de Catalunya in Barcelona, Spain. The second part of the thesis is focused on fault detection in batch processes. A process fault can be any kind of malfunction in a dynamic system or plant, which leads to unacceptable performance such as personnel injuries or bad product quality. Fault detection in dynamic processes is a large area of research where several different categories of methods exist, e.g., model-based and process history-based methods. The finite duration and non-linear behavior of batch processes where the variables change significantly over time and the quality variables are only measured at the end of the batch lead to that the monitoring of batch processes is quite different from the monitoring of continuous processes. A benchmark batch process simulation model is used for comparison of several fault detection methods. A survey of multivariate statistical methods for batch process monitoring is performed and new algorithms for two of the methods are developed. It is also shown that by combining model-based estimation and multivariate methods fault detection can be improved even though the process is not fully observable

An investigation on automatic systems for fault diagnosis in chemical processes

Plant safety is the most important concern of chemical industries. Process faults can cause economic loses as well as human and environmental damages. Most of the operational faults are normally considered in the process design phase by applying methodologies such as Hazard and Operability Analysis (HAZOP). However, it should be expected that failures may occur in an operating plant. For this reason, it is of paramount importance that plant operators can promptly detect and diagnose such faults in order to take the appropriate corrective actions. In addition, preventive maintenance needs to be considered in order to increase plant safety. Fault diagnosis has been faced with both analytic and data-based models and using several techniques and algorithms. However, there is not yet a general fault diagnosis framework that joins detection and diagnosis of faults, either registered or non-registered in records. Even more, less efforts have been focused to automate and implement the reported approaches in real practice. According to this background, this thesis proposes a general framework for data-driven Fault Detection and Diagnosis (FDD), applicable and susceptible to be automated in any industrial scenario in order to hold the plant safety. Thus, the main requirement for constructing this system is the existence of historical process data. In this sense, promising methods imported from the Machine Learning field are introduced as fault diagnosis methods. The learning algorithms, used as diagnosis methods, have proved to be capable to diagnose not only the modeled faults, but also novel faults. Furthermore, Risk-Based Maintenance (RBM) techniques, widely used in petrochemical industry, are proposed to be applied as part of the preventive maintenance in all industry sectors. The proposed FDD system together with an appropriate preventive maintenance program would represent a potential plant safety program to be implemented. Thus, chapter one presents a general introduction to the thesis topic, as well as the motivation and scope. Then, chapter two reviews the state of the art of the related fields. Fault detection and diagnosis methods found in literature are reviewed. In this sense a taxonomy that joins both Artificial Intelligence (AI) and Process Systems Engineering (PSE) classifications is proposed. The fault diagnosis assessment with performance indices is also reviewed. Moreover, it is exposed the state of the art corresponding to Risk Analysis (RA) as a tool for taking corrective actions to faults and the Maintenance Management for the preventive actions. Finally, the benchmark case studies against which FDD research is commonly validated are examined in this chapter. The second part of the thesis, integrated by chapters three to six, addresses the methods applied during the research work. Chapter three deals with the data pre-processing, chapter four with the feature processing stage and chapter five with the diagnosis algorithms. On the other hand, chapter six introduces the Risk-Based Maintenance techniques for addressing the plant preventive maintenance. The third part includes chapter seven, which constitutes the core of the thesis. In this chapter the proposed general FD system is outlined, divided in three steps: diagnosis model construction, model validation and on-line application. This scheme includes a fault detection module and an Anomaly Detection (AD) methodology for the detection of novel faults. Furthermore, several approaches are derived from this general scheme for continuous and batch processes. The fourth part of the thesis presents the validation of the approaches. Specifically, chapter eight presents the validation of the proposed approaches in continuous processes and chapter nine the validation of batch process approaches. Chapter ten raises the AD methodology in real scaled batch processes. First, the methodology is applied to a lab heat exchanger and then it is applied to a Photo-Fenton pilot plant, which corroborates its potential and success in real practice. Finally, the fifth part, including chapter eleven, is dedicated to stress the final conclusions and the main contributions of the thesis. Also, the scientific production achieved during the research period is listed and prospects on further work are envisaged.La seguridad de planta es el problema más inquietante para las industrias químicas. Un fallo en planta puede causar pérdidas económicas y daños humanos y al medio ambiente. La mayoría de los fallos operacionales son previstos en la etapa de diseño de un proceso mediante la aplicación de técnicas de Análisis de Riesgos y de Operabilidad (HAZOP). Sin embargo, existe la probabilidad de que pueda originarse un fallo en una planta en operación. Por esta razón, es de suma importancia que una planta pueda detectar y diagnosticar fallos en el proceso y tomar las medidas correctoras adecuadas para mitigar los efectos del fallo y evitar lamentables consecuencias. Es entonces también importante el mantenimiento preventivo para aumentar la seguridad y prevenir la ocurrencia de fallos. La diagnosis de fallos ha sido abordada tanto con modelos analíticos como con modelos basados en datos y usando varios tipos de técnicas y algoritmos. Sin embargo, hasta ahora no existe la propuesta de un sistema general de seguridad en planta que combine detección y diagnosis de fallos ya sea registrados o no registrados anteriormente. Menos aún se han reportado metodologías que puedan ser automatizadas e implementadas en la práctica real. Con la finalidad de abordar el problema de la seguridad en plantas químicas, esta tesis propone un sistema general para la detección y diagnosis de fallos capaz de implementarse de forma automatizada en cualquier industria. El principal requerimiento para la construcción de este sistema es la existencia de datos históricos de planta sin previo filtrado. En este sentido, diferentes métodos basados en datos son aplicados como métodos de diagnosis de fallos, principalmente aquellos importados del campo de “Aprendizaje Automático”. Estas técnicas de aprendizaje han resultado ser capaces de detectar y diagnosticar no sólo los fallos modelados o “aprendidos”, sino también nuevos fallos no incluidos en los modelos de diagnosis. Aunado a esto, algunas técnicas de mantenimiento basadas en riesgo (RBM) que son ampliamente usadas en la industria petroquímica, son también propuestas para su aplicación en el resto de sectores industriales como parte del mantenimiento preventivo. En conclusión, se propone implementar en un futuro no lejano un programa general de seguridad de planta que incluya el sistema de detección y diagnosis de fallos propuesto junto con un adecuado programa de mantenimiento preventivo. Desglosando el contenido de la tesis, el capítulo uno presenta una introducción general al tema de esta tesis, así como también la motivación generada para su desarrollo y el alcance delimitado. El capítulo dos expone el estado del arte de las áreas relacionadas al tema de tesis. De esta forma, los métodos de detección y diagnosis de fallos encontrados en la literatura son examinados en este capítulo. Asimismo, se propone una taxonomía de los métodos de diagnosis que unifica las clasificaciones propuestas en el área de Inteligencia Artificial y de Ingeniería de procesos. En consecuencia, se examina también la evaluación del performance de los métodos de diagnosis en la literatura. Además, en este capítulo se revisa y reporta el estado del arte correspondiente al “Análisis de Riesgos” y a la “Gestión del Mantenimiento” como técnicas complementarias para la toma de medidas correctoras y preventivas. Por último se abordan los casos de estudio considerados como puntos de referencia en el campo de investigación para la aplicación del sistema propuesto. La tercera parte incluye el capítulo siete, el cual constituye el corazón de la tesis. En este capítulo se presenta el esquema o sistema general de diagnosis de fallos propuesto. El sistema es dividido en tres partes: construcción de los modelos de diagnosis, validación de los modelos y aplicación on-line. Además incluye un modulo de detección de fallos previo a la diagnosis y una metodología de detección de anomalías para la detección de nuevos fallos. Por último, de este sistema se desglosan varias metodologías para procesos continuos y por lote. La cuarta parte de esta tesis presenta la validación de las metodologías propuestas. Específicamente, el capítulo ocho presenta la validación de las metodologías propuestas para su aplicación en procesos continuos y el capítulo nueve presenta la validación de las metodologías correspondientes a los procesos por lote. El capítulo diez valida la metodología de detección de anomalías en procesos por lote reales. Primero es aplicada a un intercambiador de calor escala laboratorio y después su aplicación es escalada a un proceso Foto-Fenton de planta piloto, lo cual corrobora el potencial y éxito de la metodología en la práctica real. Finalmente, la quinta parte de esta tesis, compuesta por el capítulo once, es dedicada a presentar y reafirmar las conclusiones finales y las principales contribuciones de la tesis. Además, se plantean las líneas de investigación futuras y se lista el trabajo desarrollado y presentado durante el periodo de investigación

Model-based performance monitoring of batch processes

The use of batch processes is widespread across the manufacturing industries, dominating sectors such as pharmaceuticals, speciality chemicals and biochemicals. The main goal in batch production is to manufacture consistent, high quality batches with minimum rework or spoilage and also to achieve the optimum energy and feedstock usage. A common approach to monitoring a batch process to achieve this goal is to use a recipe-driven approach coupled with off-line laboratory analysis of the product. However, the large amount of data generated during batch manufacture mean that it is possible to monitor batch processes using a statistical model. Traditional multivariate statistical techniques such as principal component analysis and partial least squares were originally developed for use on continuous processes, which means they are less able to cope with the non-linear and dynamic behaviours inherent within a batch process without being adapted. Several approaches to dealing with batch behaviour in a multivariate framework have been proposed including multi-way principal component analysis. A more advanced approach designed to handle the typical characteristics of batch data is that of model-based principal component. It comprises of a mechanistic model combined with a multivariate statistical technique. More specifically, the technique uses a mechanistic model of the process to generate a set of residuals from the measured process variables. The theory being that the non-linear behaviour and the serial correlation in the process will be captured by the model, leaving a set of unstructured residuals to which principal component analysis (PCA) can be applied. This approach is benchmarked against the more standard approaches including multiway principal components analysis, batch observation level analysis. One limitation identified of the model-based approach is that if the mechanistic model of the process is of reduced complexity then the monitoring and fault detection abilities of the technique will be compromised. To address this issue, the model-based PCA technique has been extended to incorporate an additional error model which captures the differences between the mechanistic model and the process. This approach has been termed super model-based PCA (SMBPCA). A number of different error models are considered including partial least squares (linear, non-linear and dynamic), autoregressive with exogenous (ARX) variables model and dynamic canonical correlation analysis. Through the use of an exothermic batch reactor simulation, the SMBPCA approach has been investigated with respect to fault detection and capturing the non-linear and dynamic behaviour in the batch process. The robustness of the technique for application in an industrial situation is also discussed.EThOS - Electronic Theses Online ServiceGBUnited Kingdo

Advanced Process Monitoring for Industry 4.0

This book reports recent advances on Process Monitoring (PM) to cope with the many challenges raised by the new production systems, sensors and “extreme data” conditions that emerged with Industry 4.0. Concepts such as digital-twins and deep learning are brought to the PM arena, pushing forward the capabilities of existing methodologies to handle more complex scenarios. The evolution of classical paradigms such as Latent Variable modeling, Six Sigma and FMEA are also covered. Applications span a wide range of domains such as microelectronics, semiconductors, chemicals, materials, agriculture, as well as the monitoring of rotating equipment, combustion systems and membrane separation processes

The Use of Advanced Soft Computing for Machinery Condition Monitoring

The demand for cost effective, reliable and safe machinery operation requires accurate fault detection and classification. These issues are of paramount importance as potential failures of rotating and reciprocating machinery can be managed properly and avoided in some cases. Various methods have been applied to tackle these issues, but the accuracy of those methods is variable and leaves scope for improvement. This research proposes appropriate methods for fault detection and diagnosis. The main consideration of this study is use Artificial Intelligence (AI) and related mathematics approaches to build a condition monitoring (CM) system that has incremental learning capabilities to select effective diagnostic features for the fault diagnosis of a reciprocating compressor (RC). The investigation involved a series of experiments conducted on a two-stage RC at baseline condition and then with faults introduced into the intercooler, drive belt and 2nd stage discharge and suction valve respectively. In addition to this, three combined faults: discharge valve leakage combined with intercooler leakage, suction valve leakage combined with intercooler leakage and discharge valve leakage combined with suction valve leakage were created and simulated to test the model. The vibration data was collected from the experimental RC and processed through pre-processing stage, features extraction, features selection before the developed diagnosis and classification model were built. A large number of potential features are calculated from the time domain, the frequency domain and the envelope spectrum. Applying Neural Networks (NNs), Support Vector Machines (SVMs), Relevance Vector Machines (RVMs) which integrate with Genetic Algorithms (GAs), and principle components analysis (PCA) which cooperates with principle components optimisation, to these features, has found that the features from envelope analysis have the most potential for differentiating various common faults in RCs. The practical results for fault detection, diagnosis and classification show that the proposed methods perform very well and accurately and can be used as effective tools for diagnosing reciprocating machinery failure

Canonical variate analysis for performance degradation under faulty conditions

Condition monitoring of industrial processes can minimize maintenance and operating costs while increasing the process safety and enhancing the quality of the product. In order to achieve these goals it is necessary not only to detect and diagnose process faults, but also to react to them by scheduling the maintenance and production according to the condition of the process. The objective of this investigation is to test the capabilities of canonical variate analysis (CVA) to estimate performance degradation and predict the behavior of a system affected by faults. Process data was acquired from a large-scale experimental multiphase flow facility operated under changing operational conditions where process faults were seeded. The results suggest that CVA can be used effectively to evaluate how faults affect the process variables in comparison to normal operation. The method also predicted future process behavior after the appearance of faults, modeling the system using data collected during the early stages of degradation

Predictive condition monitoring of industrial systems for improved maintenance and operation

Maintenance strategies based on condition monitoring of the different machines and devices in an industrial process can minimize downtime, increase the safety of plant operations and help in the process of decision-taking for control and maintenance actions in order to reduce maintenance and operating costs. Multivariate statistical methods are widely used for process condition monitoring in modern industrial sites due to the quantity of data available and the difficulties of building analytical models in complex facilities. Nevertheless, the performance of these methodologies is still far away from being ideal, due to different issues such as process nonlinearities or varying operational conditions. In addition application of the latest approaches developed for process monitoring is not widely extended in real industry. The aim of this investigation is to develop new and improve existing methodologies for predictive condition monitoring through the use of multivariate statistical methods. The research focuses on demonstrating the applicability of multivariate algorithms in real complex cases, the improvement of these methods in terms of fault detection and diagnosis by means of data fusion and the estimation of process performance degradation caused by faults.Marie Curi