Towards Realistic Facial Expression Recognition

Automatic facial expression recognition has attracted significant attention over the past decades. Although substantial progress has been achieved for certain scenarios (such as frontal faces in strictly controlled laboratory settings), accurate recognition of facial expression in realistic environments remains unsolved for the most part. The main objective of this thesis is to investigate facial expression recognition in unconstrained environments. As one major problem faced by the literature is the lack of realistic training and testing data, this thesis presents a web search based framework to collect realistic facial expression dataset from the Web. By adopting an active learning based method to remove noisy images from text based image search results, the proposed approach minimizes the human efforts during the dataset construction and maximizes the scalability for future research. Various novel facial expression features are then proposed to address the challenges imposed by the newly collected dataset. Finally, a spectral embedding based feature fusion framework is presented to combine the proposed facial expression features to form a more descriptive representation. This thesis also systematically investigates how the number of frames of a facial expression sequence can affect the performance of facial expression recognition algorithms, since facial expression sequences may be captured under different frame rates in realistic scenarios. A facial expression keyframe selection method is proposed based on keypoint based frame representation. Comprehensive experiments have been performed to demonstrate the effectiveness of the presented methods

Unifying the Visible and Passive Infrared Bands: Homogeneous and Heterogeneous Multi-Spectral Face Recognition

Face biometrics leverages tools and technology in order to automate the identification of individuals. In most cases, biometric face recognition (FR) can be used for forensic purposes, but there remains the issue related to the integration of technology into the legal system of the court. The biggest challenge with the acceptance of the face as a modality used in court is the reliability of such systems under varying pose, illumination and expression, which has been an active and widely explored area of research over the last few decades (e.g. same-spectrum or homogeneous matching). The heterogeneous FR problem, which deals with matching face images from different sensors, should be examined for the benefit of military and law enforcement applications as well. In this work we are concerned primarily with visible band images (380-750 nm) and the infrared (IR) spectrum, which has become an area of growing interest.;For homogeneous FR systems, we formulate and develop an efficient, semi-automated, direct matching-based FR framework, that is designed to operate efficiently when face data is captured using either visible or passive IR sensors. Thus, it can be applied in both daytime and nighttime environments. First, input face images are geometrically normalized using our pre-processing pipeline prior to feature-extraction. Then, face-based features including wrinkles, veins, as well as edges of facial characteristics, are detected and extracted for each operational band (visible, MWIR, and LWIR). Finally, global and local face-based matching is applied, before fusion is performed at the score level. Although this proposed matcher performs well when same-spectrum FR is performed, regardless of spectrum, a challenge exists when cross-spectral FR matching is performed. The second framework is for the heterogeneous FR problem, and deals with the issue of bridging the gap across the visible and passive infrared (MWIR and LWIR) spectrums. Specifically, we investigate the benefits and limitations of using synthesized visible face images from thermal and vice versa, in cross-spectral face recognition systems when utilizing canonical correlation analysis (CCA) and locally linear embedding (LLE), a manifold learning technique for dimensionality reduction. Finally, by conducting an extensive experimental study we establish that the combination of the proposed synthesis and demographic filtering scheme increases system performance in terms of rank-1 identification rate

Efficient 3D Face Recognition with Gabor Patched Spectral Regression

In this paper, we utilize a novel framework for 3D face recognition, called 3D Gabor Patched Spectral Regression (3D GPSR), which can overcome some of the continuing challenges encountered with 2D or 3D facial images. In this active field, some obstacles, like expression variations, pose correction and data noise deteriorate the performance significantly. Our proposed system addresses these problems by first extracting the main facial area to remove irrelevant information corresponding to shoulders and necks. Pose correction is used to minimize the influence of large pose variations and then the normalized depth and gray images can be obtained. Due to better time-frequency characteristics and a distinctive biological background, the Gabor feature is extracted on depth images, known as 3D Gabor faces. Data noise is mainly caused by distorted meshes, varieties of subordinates and misalignment. To solve these problems, we introduce a Patched Spectral Regression strategy, which can make good use of the robustness and efficiency of accurate patched discriminant low-dimension features and minimize the effect of noise term. Computational analysis shows that spectral regression is much faster than the traditional approaches. Our experiments are based on the CASIA and FRGC 3D face databases which contain a huge number of challenging data. Experimental results show that our framework consistently outperforms the other existing methods with the distinctive characteristics of efficiency, robustness and generality