Facial Expression Analysis under Partial Occlusion: A Survey

Automatic machine-based Facial Expression Analysis (FEA) has made substantial progress in the past few decades driven by its importance for applications in psychology, security, health, entertainment and human computer interaction. The vast majority of completed FEA studies are based on non-occluded faces collected in a controlled laboratory environment. Automatic expression recognition tolerant to partial occlusion remains less understood, particularly in real-world scenarios. In recent years, efforts investigating techniques to handle partial occlusion for FEA have seen an increase. The context is right for a comprehensive perspective of these developments and the state of the art from this perspective. This survey provides such a comprehensive review of recent advances in dataset creation, algorithm development, and investigations of the effects of occlusion critical for robust performance in FEA systems. It outlines existing challenges in overcoming partial occlusion and discusses possible opportunities in advancing the technology. To the best of our knowledge, it is the first FEA survey dedicated to occlusion and aimed at promoting better informed and benchmarked future work.Comment: Authors pre-print of the article accepted for publication in ACM Computing Surveys (accepted on 02-Nov-2017

Facial Expression Restoration Based on Improved Graph Convolutional Networks

Facial expression analysis in the wild is challenging when the facial image is with low resolution or partial occlusion. Considering the correlations among different facial local regions under different facial expressions, this paper proposes a novel facial expression restoration method based on generative adversarial network by integrating an improved graph convolutional network (IGCN) and region relation modeling block (RRMB). Unlike conventional graph convolutional networks taking vectors as input features, IGCN can use tensors of face patches as inputs. It is better to retain the structure information of face patches. The proposed RRMB is designed to address facial generative tasks including inpainting and super-resolution with facial action units detection, which aims to restore facial expression as the ground-truth. Extensive experiments conducted on BP4D and DISFA benchmarks demonstrate the effectiveness of our proposed method through quantitative and qualitative evaluations.Comment: Accepted by MMM202

Simultaneous Facial Landmark Detection, Pose and Deformation Estimation under Facial Occlusion

Facial landmark detection, head pose estimation, and facial deformation analysis are typical facial behavior analysis tasks in computer vision. The existing methods usually perform each task independently and sequentially, ignoring their interactions. To tackle this problem, we propose a unified framework for simultaneous facial landmark detection, head pose estimation, and facial deformation analysis, and the proposed model is robust to facial occlusion. Following a cascade procedure augmented with model-based head pose estimation, we iteratively update the facial landmark locations, facial occlusion, head pose and facial de- formation until convergence. The experimental results on benchmark databases demonstrate the effectiveness of the proposed method for simultaneous facial landmark detection, head pose and facial deformation estimation, even if the images are under facial occlusion.Comment: International Conference on Computer Vision and Pattern Recognition, 201

A graphical model based solution to the facial feature point tracking problem

In this paper a facial feature point tracker that is motivated by applications such as human-computer interfaces and facial expression analysis systems is proposed. The proposed tracker is based on a graphical model framework. The facial features are tracked through video streams by incorporating statistical relations in time as well as spatial relations between feature points. By exploiting the spatial relationships between feature points, the proposed method provides robustness in real-world conditions such as arbitrary head movements and occlusions. A Gabor feature-based occlusion detector is developed and used to handle occlusions. The performance of the proposed tracker has been evaluated on real video data under various conditions including occluded facial gestures and head movements. It is also compared to two popular methods, one based on Kalman filtering exploiting temporal relations, and the other based on active appearance models (AAM). Improvements provided by the proposed approach are demonstrated through both visual displays and quantitative analysis

Automatic Face Recognition System Based on Local Fourier-Bessel Features

We present an automatic face verification system inspired by known properties of biological systems. In the proposed algorithm the whole image is converted from the spatial to polar frequency domain by a Fourier-Bessel Transform (FBT). Using the whole image is compared to the case where only face image regions (local analysis) are considered. The resulting representations are embedded in a dissimilarity space, where each image is represented by its distance to all the other images, and a Pseudo-Fisher discriminator is built. Verification test results on the FERET database showed that the local-based algorithm outperforms the global-FBT version. The local-FBT algorithm performed as state-of-the-art methods under different testing conditions, indicating that the proposed system is highly robust for expression, age, and illumination variations. We also evaluated the performance of the proposed system under strong occlusion conditions and found that it is highly robust for up to 50% of face occlusion. Finally, we automated completely the verification system by implementing face and eye detection algorithms. Under this condition, the local approach was only slightly superior to the global approach.Comment: 2005, Brazilian Symposium on Computer Graphics and Image Processing, 18 (SIBGRAPI