3D FACE RECOGNITION USING LOCAL FEATURE BASED METHODS

Face recognition has attracted many researchers’ attention compared to other biometrics due to its non-intrusive and friendly nature. Although several methods for 2D face recognition have been proposed so far, there are still some challenges related to the 2D face including illumination, pose variation, and facial expression. In the last few decades, 3D face research area has become more interesting since shape and geometry information are used to handle challenges from 2D faces. Existing algorithms for face recognition are divided into three different categories: holistic feature-based, local feature-based, and hybrid methods. According to the literature, local features have shown better performance relative to holistic feature-based methods under expression and occlusion challenges. In this dissertation, local feature-based methods for 3D face recognition have been studied and surveyed. In the survey, local methods are classified into three broad categories which consist of keypoint-based, curve-based, and local surface-based methods. Inspired by keypoint-based methods which are effective to handle partial occlusion, structural context descriptor on pyramidal shape maps and texture image has been proposed in a multimodal scheme. Score-level fusion is used to combine keypoints’ matching score in both texture and shape modalities. The survey shows local surface-based methods are efficient to handle facial expression. Accordingly, a local derivative pattern is introduced to extract distinct features from depth map in this work. In addition, the local derivative pattern is applied on surface normals. Most 3D face recognition algorithms are focused to utilize the depth information to detect and extract features. Compared to depth maps, surface normals of each point can determine the facial surface orientation, which provides an efficient facial surface representation to extract distinct features for recognition task. An Extreme Learning Machine (ELM)-based auto-encoder is used to make the feature space more discriminative. Expression and occlusion robust analysis using the information from the normal maps are investigated by dividing the facial region into patches. A novel hybrid classifier is proposed to combine Sparse Representation Classifier (SRC) and ELM classifier in a weighted scheme. The proposed algorithms have been evaluated on four widely used 3D face databases; FRGC, Bosphorus, Bu-3DFE, and 3D-TEC. The experimental results illustrate the effectiveness of the proposed approaches. The main contribution of this work lies in identification and analysis of effective local features and a classification method for improving 3D face recognition performance

Towards spatial and temporal analysis of facial expressions in 3D data

Facial expressions are one of the most important means for communication of emotions and meaning. They are used to clarify and give emphasis, to express intentions, and form a crucial part of any human interaction. The ability to automatically recognise and analyse expressions could therefore prove to be vital in human behaviour understanding, which has applications in a number of areas such as psychology, medicine and security. 3D and 4D (3D+time) facial expression analysis is an expanding field, providing the ability to deal with problems inherent to 2D images, such as out-of-plane motion, head pose, and lighting and illumination issues. Analysis of data of this kind requires extending successful approaches applied to the 2D problem, as well as the development of new techniques. The introduction of recent new databases containing appropriate expression data, recorded in 3D or 4D, has allowed research into this exciting area for the first time. This thesis develops a number of techniques, both in 2D and 3D, that build towards a complete system for analysis of 4D expressions. Suitable feature types, designed by employing binary pattern methods, are developed for analysis of 3D facial geometry data. The full dynamics of 4D expressions are modelled, through a system reliant on motion-based features, to demonstrate how the different components of the expression (neutral-onset-apex-offset) can be distinguished and harnessed. Further, the spatial structure of expressions is harnessed to improve expression component intensity estimation in 2D videos. Finally, it is discussed how this latter step could be extended to 3D facial expression analysis, and also combined with temporal analysis. Thus, it is demonstrated that both spatial and temporal information, when combined with appropriate 3D features, is critical in analysis of 4D expression data.Open Acces