Distortion Robust Biometric Recognition

abstract: Information forensics and security have come a long way in just a few years thanks to the recent advances in biometric recognition. The main challenge remains a proper design of a biometric modality that can be resilient to unconstrained conditions, such as quality distortions. This work presents a solution to face and ear recognition under unconstrained visual variations, with a main focus on recognition in the presence of blur, occlusion and additive noise distortions. First, the dissertation addresses the problem of scene variations in the presence of blur, occlusion and additive noise distortions resulting from capture, processing and transmission. Despite their excellent performance, ’deep’ methods are susceptible to visual distortions, which significantly reduce their performance. Sparse representations, on the other hand, have shown huge potential capabilities in handling problems, such as occlusion and corruption. In this work, an augmented SRC (ASRC) framework is presented to improve the performance of the Spare Representation Classifier (SRC) in the presence of blur, additive noise and block occlusion, while preserving its robustness to scene dependent variations. Different feature types are considered in the performance evaluation including image raw pixels, HoG and deep learning VGG-Face. The proposed ASRC framework is shown to outperform the conventional SRC in terms of recognition accuracy, in addition to other existing sparse-based methods and blur invariant methods at medium to high levels of distortion, when particularly used with discriminative features. In order to assess the quality of features in improving both the sparsity of the representation and the classification accuracy, a feature sparse coding and classification index (FSCCI) is proposed and used for feature ranking and selection within both the SRC and ASRC frameworks. The second part of the dissertation presents a method for unconstrained ear recognition using deep learning features. The unconstrained ear recognition is performed using transfer learning with deep neural networks (DNNs) as a feature extractor followed by a shallow classifier. Data augmentation is used to improve the recognition performance by augmenting the training dataset with image transformations. The recognition performance of the feature extraction models is compared with an ensemble of fine-tuned networks. The results show that, in the case where long training time is not desirable or a large amount of data is not available, the features from pre-trained DNNs can be used with a shallow classifier to give a comparable recognition accuracy to the fine-tuned networks.Dissertation/ThesisDoctoral Dissertation Electrical Engineering 201

Learning Robust and Discriminative Manifold Representations for Pattern Recognition

Face and object recognition find applications in domains such as biometrics, surveillance and human computer interaction. An important component in any recognition pipeline is to learn pertinent image representations that will help the system to discriminate one image class from another. These representations enable the system to learn a discriminative function that can classify a wide range of images. In practical situations, the images acquired are often corrupted with occlusions and noise. Thus, a robust and discriminative learning is necessary for good classification performance. This thesis explores two scenarios where robust and discriminative manifold representations help recognize face and object images. On one hand learning robust manifold projections enables the system to adapt to images across different domains including cases with noise and occlusions. And on the other hand learning discriminative manifold representations aid in image set comparison. The first contribution of this thesis is a robust approach to visual domain adaptation by learning a subspace with L1 principal component analysis (PCA) and L1 Grassmannian with applications to object and face recognition. Mapping data from different domains on a low dimensional subspace through PCA is a common step in subspace based unsupervised domain adaptation. Subspaces extracted by PCA are prone to be affected by outliers that lead to noisy projections. A robust subspace learning through L1-PCA helps in improving performance. The proposed approach was tested on the office, Caltech - 256, Yale-A and AT&T datasets. Results indicate the improvement of classification accuracy for face and object recognition task. The second contribution of this thesis is a biologically motivated manifold learning framework for image set classification by independent component analysis (ICA) for Grassmann manifolds. It has been discovered that the simple cells in the visual cortex learn spatially localized image representations. Similar representations can be learnt using ICA. Motivated by the manifold hypothesis, a Grassmann manifold is learnt using the independent components which enables compact representation through linear subspaces. The efficacy of the proposed approach is demonstrated for image set classification on face and object recognition datasets such as AT&T, extended Yale, labelled faces in the wild and ETH - 80

Infrared face recognition: a comprehensive review of methodologies and databases

Automatic face recognition is an area with immense practical potential which includes a wide range of commercial and law enforcement applications. Hence it is unsurprising that it continues to be one of the most active research areas of computer vision. Even after over three decades of intense research, the state-of-the-art in face recognition continues to improve, benefitting from advances in a range of different research fields such as image processing, pattern recognition, computer graphics, and physiology. Systems based on visible spectrum images, the most researched face recognition modality, have reached a significant level of maturity with some practical success. However, they continue to face challenges in the presence of illumination, pose and expression changes, as well as facial disguises, all of which can significantly decrease recognition accuracy. Amongst various approaches which have been proposed in an attempt to overcome these limitations, the use of infrared (IR) imaging has emerged as a particularly promising research direction. This paper presents a comprehensive and timely review of the literature on this subject. Our key contributions are: (i) a summary of the inherent properties of infrared imaging which makes this modality promising in the context of face recognition, (ii) a systematic review of the most influential approaches, with a focus on emerging common trends as well as key differences between alternative methodologies, (iii) a description of the main databases of infrared facial images available to the researcher, and lastly (iv) a discussion of the most promising avenues for future research.Comment: Pattern Recognition, 2014. arXiv admin note: substantial text overlap with arXiv:1306.160

A survey of face recognition techniques under occlusion

The limited capacity to recognize faces under occlusions is a long-standing problem that presents a unique challenge for face recognition systems and even for humans. The problem regarding occlusion is less covered by research when compared to other challenges such as pose variation, different expressions, etc. Nevertheless, occluded face recognition is imperative to exploit the full potential of face recognition for real-world applications. In this paper, we restrict the scope to occluded face recognition. First, we explore what the occlusion problem is and what inherent difficulties can arise. As a part of this review, we introduce face detection under occlusion, a preliminary step in face recognition. Second, we present how existing face recognition methods cope with the occlusion problem and classify them into three categories, which are 1) occlusion robust feature extraction approaches, 2) occlusion aware face recognition approaches, and 3) occlusion recovery based face recognition approaches. Furthermore, we analyze the motivations, innovations, pros and cons, and the performance of representative approaches for comparison. Finally, future challenges and method trends of occluded face recognition are thoroughly discussed

Combining ICA Representations for Recognizing Faces

Independent Component Analysis (ICA) is a generalization of Principal Component Analysis (PCA), and it looks for components that are both statistically independent and non-Gaussian. ICA is sensitive to high-order statistic and it expected to outperform PCA in finding better basis images. Moreover, with face recognition, high-order relationships among pixels may have more important information than those of pairwise relationships on which base images found by PCA depend. Two different representations can be applied by ICA; ICA architecture I and ICA architecture II. A new classifier that combines the two ICA architectures is proposed for face recognition. By the new classifier, the similarity measure vector was employed in which the similarity measure vectors for both ICA representations were resorted in descending order and then integrated by merging the corresponding values of each vector. The new classifier was performed on face images in the AR Face Database. Cumulative Match Characteristic was taken as a measure for evaluating the performance of the new classifier with illumination variation, expression, and Occlusion. The proposed classifier outperforms both ICA architectures in all cases especially in later ranks