Extracting Formal Models from Normative Texts

We are concerned with the analysis of normative texts - documents based on the deontic notions of obligation, permission, and prohibition. Our goal is to make queries about these notions and verify that a text satisfies certain properties concerning causality of actions and timing constraints. This requires taking the original text and building a representation (model) of it in a formal language, in our case the C-O Diagram formalism. We present an experimental, semi-automatic aid that helps to bridge the gap between a normative text in natural language and its C-O Diagram representation. Our approach consists of using dependency structures obtained from the state-of-the-art Stanford Parser, and applying our own rules and heuristics in order to extract the relevant components. The result is a tabular data structure where each sentence is split into suitable fields, which can then be converted into a C-O Diagram. The process is not fully automatic however, and some post-editing is generally required of the user. We apply our tool and perform experiments on documents from different domains, and report an initial evaluation of the accuracy and feasibility of our approach.Comment: Extended version of conference paper at the 21st International Conference on Applications of Natural Language to Information Systems (NLDB 2016). arXiv admin note: substantial text overlap with arXiv:1607.0148

A Web-Based Tool for Analysing Normative Documents in English

Our goal is to use formal methods to analyse normative documents written in English, such as privacy policies and service-level agreements. This requires the combination of a number of different elements, including information extraction from natural language, formal languages for model representation, and an interface for property specification and verification. We have worked on a collection of components for this task: a natural language extraction tool, a suitable formalism for representing such documents, an interface for building models in this formalism, and methods for answering queries asked of a given model. In this work, each of these concerns is brought together in a web-based tool, providing a single interface for analysing normative texts in English. Through the use of a running example, we describe each component and demonstrate the workflow established by our tool

Towards a Semantic-based Approach for Modeling Regulatory Documents in Building Industry

Regulations in the Building Industry are becoming increasingly complex and involve more than one technical area. They cover products, components and project implementation. They also play an important role to ensure the quality of a building, and to minimize its environmental impact. In this paper, we are particularly interested in the modeling of the regulatory constraints derived from the Technical Guides issued by CSTB and used to validate Technical Assessments. We first describe our approach for modeling regulatory constraints in the SBVR language, and formalizing them in the SPARQL language. Second, we describe how we model the processes of compliance checking described in the CSTB Technical Guides. Third, we show how we implement these processes to assist industrials in drafting Technical Documents in order to acquire a Technical Assessment; a compliance report is automatically generated to explain the compliance or noncompliance of this Technical Documents

Improving automation standards via semantic modelling: Application to ISA88

Standardization is essential for automation. Extensibility, scalability, and reusability are important features for automation software that rely in the efficient modelling of the addressed systems. The work presented here is from the ongoing development of a methodology for semi-automatic ontology construction methodology from technical documents. The main aim of this work is to systematically check the consistency of technical documents and support the improvement of technical document consistency. The formalization of conceptual models and the subsequent writing of technical standards are simultaneously analyzed, and guidelines proposed for application to future technical standards. Three paradigms are discussed for the development of domain ontologies from technical documents, starting from the current state of the art, continuing with the intermediate method presented and used in this paper, and ending with the suggested paradigm for the future. The ISA88 Standard is taken as a representative case study. Linguistic techniques from the semi-automatic ontology construction methodology is applied to the ISA88 Standard and different modelling and standardization aspects that are worth sharing with the automation community is addressed. This study discusses different paradigms for developing and sharing conceptual models for the subsequent development of automation software, along with presenting the systematic consistency checking methodPeer ReviewedPostprint (author's final draft

Integrating natural language and formal analysis for legal documents

Although much research has gone into natural language legal document analysis, practical solutions to support legal document drafting and reasoning are still limited in number and functionality. However given the textual basis of law there is much potential for NLP techniques to aid in the context of drafting legal documents, in particular contracts. Furthermore, there is a body of work focusing on the formal semantics of norms and legal notions which has direct applications in analysis of such documents. In this paper we present our attempt to use several off-the-shelf NLP techniques to provide a more intelligent contract editing tool to lawyers. We exploit these techniques to extract information from contract clauses to allow intelligent browsing of the contract. We use this surface analysis to bridge the gap between the English text of a contract to its formal representation, which is then amenable to automated deduction, specifically it allows us to identify conflicts in the contract.peer-reviewe

Theory of Regulatory Compliance for Requirements Engineering

Regulatory compliance is increasingly being addressed in the practice of requirements engineering as a main stream concern. This paper points out a gap in the theoretical foundations of regulatory compliance, and presents a theory that states (i) what it means for requirements to be compliant, (ii) the compliance problem, i.e., the problem that the engineer should resolve in order to verify whether requirements are compliant, and (iii) testable hypotheses (predictions) about how compliance of requirements is verified. The theory is instantiated by presenting a requirements engineering framework that implements its principles, and is exemplified on a real-world case study.Comment: 16 page

Legal compliance by design (LCbD) and through design (LCtD) : preliminary survey

1st Workshop on Technologies for Regulatory Compliance co-located with the 30th International Conference on Legal Knowledge and Information Systems (JURIX 2017). The purpose of this paper is twofold: (i) carrying out a preliminary survey of the literature and research projects on Compliance by Design (CbD); and (ii) clarifying the double process of (a) extending business managing techniques to other regulatory fields, and (b) converging trends in legal theory, legal technology and Artificial Intelligence. The paper highlights the connections and differences we found across different domains and proposals. We distinguish three different policydriven types of CbD: (i) business, (ii) regulatory, (iii) and legal. The recent deployment of ethical views, and the implementation of general principles of privacy and data protection lead to the conclusion that, in order to appropriately define legal compliance, Compliance through Design (CtD) should be differentiated from CbD