Esquemas de retransmissão baseados no protocolo decodifica-e-encaminha em redes cognitivas do tipo underlay

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: O conceito de compartilhamento de espectro do tipo underlay tem sido proposto como uma técnica promissora para contornar o problema da escassez e da subutilização do espectro, permitindo que usuários não licenciados, chamados de usuários secundários, possam acessar simultaneamente uma banda licenciada, alocada aos usuários primários, desde que o nível de interferência sobre os mesmos seja mantido abaixo de um dado limiar aceitável. Entretanto, isso implica que a potência de transmissão na rede secundária deve ser restringida, comprometendo assim a confiabilidade e a cobertura da comunicação. A fim de contornar esse problema, técnicas de retransmissão cooperativa, as quais proveem um novo tipo de diversidade espacial, podem ser exploradas como um meio eficaz para melhorar o desempenho da rede secundária. De fato, a utilização conjunta de ambas as técnicas ¿ compartilhamento de espectro do tipo underlay e retransmissão cooperativa ¿ em redes cooperativas e cognitivas tem recebido especial atenção, já que a eficiência espectral do sistema e o desempenho da rede secundária podem ser melhorados significativamente. Esta tese apresenta quatro contribuições principais na referida área. Em particular, estuda-se o efeito conjunto de duas restrições de potência importantes sobre o desempenho de outage de redes cooperativas e cognitivas, especificamente, o nível máximo de potência interferente tolerada pelo receptor primário e o valor máximo de potência transmitida nos usuários secundários. Foca-se em esquemas de retransmissão baseados no protocolo decodifica-e-encaminha, abordando cenários em que o enlace direto entre fonte e destino está disponível para transmitir informação útil. Como uma primeira contribuição, analisa-se o desempenho de dois esquemas baseados no protocolo de retransmissão half-duplex incremental, os quais exploram a diversidade espacial dos enlaces diretos em redes cooperativas e cognitivas multiusuário. A segunda contribuição investiga o impacto de estimativas desatualizadas do canal sobre o mecanismo de seleção de destino para um desses esquemas anteriores, focando-se apenas no aspecto cooperativo da rede, ou seja, desconsiderando-se o uso de compartilhamento espectral. A terceira contribuição estuda o desempenho de redes cooperativas e cognitivas baseadas no modo full-duplex. Para esse cenário, avalia-se o impacto tanto da autointerferência residual, que é inerente ao modo full-duplex, bem como das restrições de potência que caracterizam o compartilhamento de espectro do tipo underlay. Como contribuição final, motivada pelo compromisso entre a perda de eficiência espectral e o problema da autointerferência residual, próprios dos modos half-duplex e full-duplex, respectivamente, propõe-se e analisa-se um esquema de transmissão adaptativo para redes cooperativas e cognitivas, através do qual, antes de cada processo de comunicação, um dos seguintes modos de transmissão é selecionado: retransmissão half-duplex, retransmissão full-duplex ou transmissão direta. Para todos os cenários considerados, expressões analíticas exatas para a probabilidade de outage são obtidas. Adicionalmente, uma análise assintótica é realizada a fim de caracterizar a ordem de diversidade e o comportamento de outage da rede secundária no regime assintótico de alta relação sinal-ruído. Simulações de Monte Carlo validam os resultados analíticos apresentadosAbstract: Underlay spectrum sharing has been proposed as a promising technique to alleviate the problem of spectrum scarcity and underutilization, by enabling secondary (unlicensed) users to concurrently access a licensed band, provided that the resulting interference on the primary (licensed) users remains below a given acceptable level. However, such a technique implies that the transmit power at the secondary network must be constrained, thereby compromising the communication reliability and coverage. To counteract this, cooperative relaying techniques, which provide a new form of spatial diversity, can be exploited as an effective means to boost the performance of the secondary network. Indeed, the joint use of both techniques¿underlay spectrum sharing and cooperative relaying¿in cognitive relaying networks has drawn special attention, since the overall spectral efficiency and the secondary-network performance can be significantly improved. This dissertation comprises four main contributions in this field. In particular, we examine the combined effect of two crucial power constraints on the outage performance of cognitive relaying networks, namely, the maximum tolerable interference power at the primary receiver and the maximum transmit power at the secondary users. We focus on relaying schemes operating under the decode-and-forward protocol, for scenarios in which the direct link between source and destination is available to convey useful information. As a first contribution, we analyze the performance of two incremental half-duplex relaying schemes, which exploit the spatial diversity of the direct links in a multiuser scenario. Our second contribution investigates the impact of outdated channel estimates on the destination-scheduling mechanism of one of those incremental schemes, from the perspective of a cooperative network only, that is, in the absence of spectrum sharing. The third contribution addresses cognitive full-duplex relaying networks. More specifically, we assess the system performance as a function of both the residual self-interference, which is inherent to the full-duplex relaying mode, and the underlay spectrum-sharing power constraints. As a final contribution, driven by the tradeoff between the spectral-efficiency loss and the residual self-interference problem, intrinsic to the half- and full-duplex relaying modes, respectively, we propose and analyze an adaptive transmission scheme whereby, before each communication process, one out of the following transmission modes is selected: half-duplex relaying, full-duplex relaying, or direct transmission. For all the considered scenarios, exact analytical expressions for the outage probability are derived. In addition, an asymptotic analysis is performed to obtain further insights on the diversity order and outage behavior of the secondary network at the high signal-to-noise ratio regime. Monte Carlo simulations corroborate the accuracy of the presented mathematical analysisDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia ElétricaCAPE

On performance analysis of cognitive radios

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Improving Frequency Reuse and Cochannel Interference Coordination in 4G HetNets

This report describes my M.A.Sc. thesis research work. The emerging 4th generation (4G) mobile systems and networks (so called 4G HetNets) are designed as multilayered cellular topology with a number of asymmetrically located, asymmetrically powered, self-organizing, and user-operated indoor small cell (e.g., pico/femto cells and WLANs) with a variety of cell architectures that are overlaid by a large cell (macro cell) with some or all interfering wireless links. These designs of 4G HetNets bring new challenges such as increased dynamics of user mobility and data traffic trespassing over the multi-layered cell boundaries. Traditional approaches of radio resource allocation and inter-cell (cochannel) interference management that are mostly centralized and static in the network core and are carried out pre-hand by the operator in 3G and lower cellular technologies, are liable to increased signaling overhead, latencies, complexities, and scalability issues and, thus, are not viable in case of 4G HetNets. In this thesis a comprehensive research study is carried out on improving the radio resource sharing and inter-cell interference management in 4G HetNets. The solution strategy exploits dynamic and adaptive channel allocation approaches such as dynamic and opportunistic spectrum access (DSA, OSA) techniques, through exploiting the spatiotemporal diversities among transmissions in orthogonal frequency division multiple access (OFDMA) based medium access in 4G HetNets. In this regards, a novel framework named as Hybrid Radio Resource Sharing (HRRS) is introduced. HRRS comprises of these two functional modules: Cognitive Radio Resource Sharing (CRRS) and Proactive Link Adaptation (PLA) scheme. A dynamic switching algorithm enables CRRS and PLA modules to adaptively invoke according to whether orthogonal channelization is to be carried out exploiting the interweave channel allocation (ICA) approach or non-orthogonal channelization is to be carried out exploiting the underlay channel allocation (UCA) approach respectively when relevant conditions regarding the traffic demand and radio resource availability are met. Benefits of CRRS scheme are identified through simulative analysis in comparison to the legacy cochannel and dedicated channel deployments of femto cells respectively. The case study and numerical analysis for PLA scheme is carried out to understand the dynamics of threshold interference ranges as function of transmit powers of MBS and FBS, relative ranges of radio entities, and QoS requirement of services with the value realization of PLA scheme.1 yea

Joint Spatial and Spectrum Cooperation in Wireless Network.

PhDThe sky-rocketing growth of multimedia infotainment applications and broadband-hungry mobile devices exacerbate the stringent demand for ultra high data rate and more spectrum resources. Along with it, the unbalanced temporal and geographical variations of spectrum usage further inspires those spectral-efficient networks, namely, cognitive radio and heterogeneous cellular networks (HCNs). This thesis focuses on the system design and performance enhancement of cognitive radio (CR) and HCNs. Three different aspects of performance improvement are considered, including link reliability of cognitive radio networks (CNs), security enhancement of CNs, and energy efficiency improvement of CNs and HCNs. First, generalized selection combining (GSC) is proposed as an effective receiver design for interference reduction and reliability improvement of CNs with outdated CSI. A uni- ed way for deriving the distribution of received signal-to-noise ratio (SNR) is developed in underlay spectrum sharing networks subject to interference from the primary trans- mitter (PU-Tx) to the secondary receiver (SU-Rx), maximum transmit power constraint at the secondary transmitter (SU-Tx), and peak interference power constraint at the PU receiver (PU-Rx), is developed. Second, transmit antenna selection with receive generalized selection combining (TAS/GSC) in multi-antenna relay-aided communica- tion is introduced in CNs under Rayleigh fading and Nakagami-m fading. Based on newly derived complex statistical properties of channel power gain of TAS/GSC, exact ergodic capacity and high SNR ergodic capacity are derived over Nakagami-m fading. Third, beamforming and arti cial noise generation (BF&AN) is introduced as a robust scheme to enhance the secure transmission of large-scale spectrum sharing networks with multiple randomly located eavesdroppers (Eves) modeled as homogeneous Poisson Point Process (PPP). Stochastic geometry is applied to model and analyze the impact of i BF&AN on this complex network. Optimal power allocation factor for BF&AN which maximizes the average secrecy rate is further studied under the outage probability con- straint of primary network. Fourth, a new wireless energy harvesting protocol is proposed for underlay cognitive relay networks with the energy-constrained SU-Txs. Exact and asymptotic outage probability, delay-sensitive throughput, and delay-tolerant through- put are derived to explore the tradeoff between the energy harvested from the PU-Txs and the interference caused by the PU-Txs. Fifth, a harvest-then-transmit protocol is proposed in K-tier HCNs with randomly located multiple-antenna base stations (BSs) and single antenna mobile terminals (MTs) modeled as homogeneous PPP. The average received power at MT, the uplink (UL) outage probability, and the UL average ergodic rate are derived to demonstrate the intrinsic relationship between the energy harvested from BSs in the downlink (DL) and the MT performance in the UL. Throughout the thesis, it is shown that link reliability, secrecy performance, and energy efficiency of CNs and HCNs can be signi cantly leveraged by taking advantage of multiple antennas, relays, and wireless energy harvesting

Transmitter Optimization Techniques for Physical Layer Security

Information security is one of the most critical issues in wireless networks as the signals transmitted through wireless medium are more vulnerable for interception. Although the existing conventional security techniques are proven to be safe, the broadcast nature of wireless communications introduces different challenges in terms of key exchange and distributions. As a result, information theoretic physical layer security has been proposed to complement the conventional security techniques for enhancing security in wireless transmissions. On the other hand, the rapid growth of data rates introduces different challenges on power limited mobile devices in terms of energy requirements. Recently, research work on wireless power transfer claimed that it has been considered as a potential technique to extend the battery lifetime of wireless networks. However, the algorithms developed based on the conventional optimization approaches often require iterative techniques, which poses challenges for real-time processing. To meet the demanding requirements of future ultra-low latency and reliable networks, neural network (NN) based approach can be employed to determine the resource allocations in wireless communications. This thesis developed different transmission strategies for secure transmission in wireless communications. Firstly, transmitter designs are focused in a multiple-input single-output simultaneous wireless information and power transfer system with unknown eavesdroppers. To improve the performance of physical layer security and the harvested energy, artificial noise is incorporated into the network to mask the secret information between the legitimate terminals. Then, different secrecy energy efficiency designs are considered for a MISO underlay cognitive radio network, in the presence of an energy harvesting receiver. In particular, these designs are developed with different channel state information assumptions at the transmitter. Finally, two different power allocation designs are investigated for a cognitive radio network to maximize the secrecy rate of the secondary receiver: conventional convex optimization framework and NN based algorithm

Coordinated Shared Spectrum Precoding with Distributed CSIT

In this paper, the operation of a Licensed Shared Access (LSA) system is investigated, considering downlink communication. The system comprises of a Multiple-Input-Single-Output (MISO) incumbent transmitter (TX) - receiver (RX) pair, which offers a spectrum sharing opportunity to a MISO licensee TX-RX pair. Our main contribution is the design of a coordinated transmission scheme, inspired by the underlay Cognitive Radio (CR) approach, with the aim of maximizing the average rate of the licensee, subject to an average rate constraint for the incumbent. In contrast to most prior works on underlay CR, the coordination of the two TXs takes place under a realistic Channel State Information (CSI) scenario, where each TX has sole access to the instantaneous direct channel of its served terminal. Such a CSI knowledge setting brings about a formulation based on the theory of Team Decisions, whereby the TXs aim at optimizing a common objective given the same constraint set, on the basis of individual channel information. Consequently, a novel set of applicable precoding schemes is proposed. Relying on statistical coordination criteria, the two TXs cooperate in the lack of any instantaneous CSI exchange. We verify by simulations that our novel coordinated precoding scheme outperforms the standard underlay CR approach