Multidimensional Optimized Optical Modulation Formats

This chapter overviews the relatively large body of work (experimental and theoretical) on modulation formats for optical coherent links. It first gives basic definitions and performance metrics for modulation formats that are common in the literature. Then, the chapter discusses optimization of modulation formats in coded systems. It distinguishes between three cases, depending on the type of decoder employed, which pose quite different requirements on the choice of modulation format. The three cases are soft-decision decoding, hard-decision decoding, and iterative decoding, which loosely correspond to weak, medium, and strong coding, respectively. The chapter also discusses the realizations of the transmitter and transmission link properties and the receiver algorithms, including DSP and decoding. It further explains how to simply determine the transmitted symbol from the received 4D vector, without resorting to a full search of the Euclidean distances to all points in the whole constellation

Voronoi Constellations for Coherent Fiber-Optic Communication Systems

The increasing demand for higher data rates is driving the adoption of high-spectral-efficiency (SE) transmission in communication systems. The well-known 1.53 dB gap between Shannon\u27s capacity and the mutual information (MI) of uniform quadrature amplitude modulation (QAM) formats indicates the importance of power efficiency, particularly in high-SE transmission scenarios, such as fiber-optic communication systems and wireless backhaul links. Shaping techniques are the only way to close this gap, by adapting the uniform input distribution to the capacity-achieving distribution. The two categories of shaping are probabilistic shaping (PS) and geometric shaping (GS). Various methods have been proposed for performing PS and GS, each with distinct implementation complexity and performance characteristics. In general, the complexity of these methods grows dramatically with the SE and number of dimensions.Among different methods, multidimensional Voronoi constellations (VCs) provide a good trade-off between high shaping gains and low-complexity encoding/decoding algorithms due to their nice geometric structures. However, VCs with high shaping gains are usually very large and the huge cardinality makes system analysis and design cumbersome, which motives this thesis.In this thesis, we develop a set of methods to make VCs applicable to communication systems with a low complexity. The encoding and decoding, labeling, and coded modulation schemes of VCs are investigated. Various system performance metrics including uncoded/coded bit error rate, MI, and generalized mutual information (GMI) are studied and compared with QAM formats for both the additive white Gaussian noise channel and nonlinear fiber channels. We show that the proposed methods preserve high shaping gains of VCs, enabling significant improvements on system performance for high-SE transmission in both the additive white Gaussian noise channel and nonlinear fiber channel. In addition, we propose general algorithms for estimating the MI and GMI, and approximating the log-likelihood ratios in soft-decision forward error correction codes for very large constellations

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Polarization-ring-switching for nonlinearity-tolerant geometrically-shaped four-dimensional formats maximizing generalized mutual information

In this paper, a new four-dimensional 64-ary polarization ring switching (4D-64PRS) modulation format with a spectral efficiency of 6 bit/4D-sym is introduced. The format is designed by maximizing the generalized mutual information (GMI) and by imposing a constant-modulus on the 4D structure. The proposed format yields an improved performance with respect to state-of-the-art geometrically shaped modulation formats for bit-interleaved coded modulation systems at the same spectral efficiency. Unlike previously published results, the coordinates of the constellation points and the binary labeling of the constellation are jointly optimized. When compared with polarization-multiplexed 8-ary quadrature-amplitude modulation (PM-8QAM), gains of up to 0.7 dB in signal-to-noise ratio are observed in the additive white Gaussian noise (AWGN) channel. For a long-haul nonlinear optical fiber system of 8,000 km, gains of up to 0.27 bit/4D-sym (5.5% data capacity increase) are observed. These gains translate into a reach increase of approximately 16% (1,100 km). The proposed modulation format is also shown to be more tolerant to nonlinearities than PM-8QAM. Results with LDPC codes are also presented, which confirm the gains predicted by the GMI.Comment: 12 pages, 12 figure

Four-Dimensional Coded Modulation with Bit-wise Decoders for Future Optical Communications

Coded modulation (CM) is the combination of forward error correction (FEC) and multilevel constellations. Coherent optical communication systems result in a four-dimensional (4D) signal space, which naturally leads to 4D-CM transceivers. A practically attractive design paradigm is to use a bit-wise decoder, where the detection process is (suboptimally) separated into two steps: soft-decision demapping followed by binary decoding. In this paper, bit-wise decoders are studied from an information-theoretic viewpoint. 4D constellations with up to 4096 constellation points are considered. Metrics to predict the post-FEC bit-error rate (BER) of bit-wise decoders are analyzed. The mutual information is shown to fail at predicting the post- FEC BER of bit-wise decoders and the so-called generalized mutual information is shown to be a much more robust metric. For the suboptimal scheme under consideration, it is also shown that constellations that transmit and receive information in each polarization and quadrature independently (e.g., PM-QPSK, PM- 16QAM, and PM-64QAM) outperform the best 4D constellations designed for uncoded transmission. Theoretical gains are as high as 4 dB, which are then validated via numerical simulations of low-density parity check codes

Advanced electro-optical imaging techniques

The papers presented at the symposium are given which deal with the present state of sensors, as may be applicable to the Large Space Telescope (LST) program. Several aspects of sensors are covered including a discussion of the properties of photocathodes and the operational imaging camera tubes

CHANNEL CODING TECHNIQUES FOR A MULTIPLE TRACK DIGITAL MAGNETIC RECORDING SYSTEM

In magnetic recording greater area) bit packing densities are achieved through increasing track density by reducing space between and width of the recording tracks, and/or reducing the wavelength of the recorded information. This leads to the requirement of higher precision tape transport mechanisms and dedicated coding circuitry. A TMS320 10 digital signal processor is applied to a standard low-cost, low precision, multiple-track, compact cassette tape recording system. Advanced signal processing and coding techniques are employed to maximise recording density and to compensate for the mechanical deficiencies of this system. Parallel software encoding/decoding algorithms have been developed for several Run-Length Limited modulation codes. The results for a peak detection system show that Bi-Phase L code can be reliably employed up to a data rate of 5kbits/second/track. Development of a second system employing a TMS32025 and sampling detection permitted the utilisation of adaptive equalisation to slim the readback pulse. Application of conventional read equalisation techniques, that oppose inter-symbol interference, resulted in a 30% increase in performance. Further investigation shows that greater linear recording densities can be achieved by employing Partial Response signalling and Maximum Likelihood Detection. Partial response signalling schemes use controlled inter-symbol interference to increase recording density at the expense of a multi-level read back waveform which results in an increased noise penalty. Maximum Likelihood Sequence detection employs soft decisions on the readback waveform to recover this loss. The associated modulation coding techniques required for optimised operation of such a system are discussed. Two-dimensional run-length-limited (d, ky) modulation codes provide a further means of increasing storage capacity in multi-track recording systems. For example the code rate of a single track run length-limited code with constraints (1, 3), such as Miller code, can be increased by over 25% when using a 4-track two-dimensional code with the same d constraint and with the k constraint satisfied across a number of parallel channels. The k constraint along an individual track, kx, can be increased without loss of clock synchronisation since the clocking information derived by frequent signal transitions can be sub-divided across a number of, y, parallel tracks in terms of a ky constraint. This permits more code words to be generated for a given (d, k) constraint in two dimensions than is possible in one dimension. This coding technique is furthered by development of a reverse enumeration scheme based on the trellis description of the (d, ky) constraints. The application of a two-dimensional code to a high linear density system employing extended class IV partial response signalling and maximum likelihood detection is proposed. Finally, additional coding constraints to improve spectral response and error performance are discussed.Hewlett Packard, Computer Peripherals Division (Bristol