EFFICIENT SYMBOL ERROR RATE ANALYSIS OF COOPERATIVE NON-REGENERATIVE RELAY SYSTEMS OVER GENERALIZED FADING CHANNELS

ABSTRAC

A Study Of Cooperative Spectrum Sharing Schemes For Internet Of Things Systems

The Internet of Things (IoT) has gained much attention in recent years with the massive increase in the number of connected devices. Cognitive Machine-to-Machine (CM2M) communications is a hot research topic in which a cognitive dimension allows M2M networks to overcome the challenges of spectrum scarcity, interference, and green requirements. In this paper, we propose a Generalized Cooperative Spectrum Sharing (GCSS) scheme for M2M communication. Cooperation extends the coverage of wireless networks as well as increasing their throughput while reducing the energy consumption of the connected low power devices. We study the outage performance of the proposed GCSS scheme for M2M system and derive exact expressions for the outage probability. We also analyze the effect of varying transmission powers on the performance of the system

Performance analysis of wireless relay systems

There has been phenomenal interest in applying space-time coding techniques in wireless communications in the last two decades. In general, the benefit of applying space-time codes in multiple-input, multiple-output (MIMO) wireless channels is an increase in transmission reliability or system throughput (capacity). However, such a benefit cannot be obtained in some wireless systems where size or other constraints preclude the use of multiple antennas. As such, wireless relay communications has recently been proposed as a means to provide spatial diversity in the face of this limitation. In this approach, some users or relay nodes assist the transmission of other users’ information. This dissertation contributes to the advancement of wireless relay communications by investigating the performance of various relaying signal processing methods under different practical fading environments. In particular, it examines two main relaying methods, namely decode-and-forward (DF) and amplify-and-forward (AF). For DF, the focus is on the diversity analysis of relaying systems under various practical protocols when detection error at relays is taken into account. In order to effectively mitigate the phenomenon of error propagation, the smart relaying technique proposed by Wang et al. in [R1] is adopted. First, diversity analysis of a single-relay system under the scenario that only the relay is allowed to transmit in the second time slot (called Protocol II) is carried out. For Nakagami and Hoyt generalized fading channels, analytical and numerical results are provided to demonstrate that the system always obtains the maximal diversity when binary phase shift keying (BPSK) modulation is used. Second, a novel and low-complexity relaying system is proposed when smart relaying and equal gain combing (EGC) techniques are combined. In the proposed system, the destination requires only the phases of the channel state information in order to detect the transmitted signals. For the single-relay system with M-ary PSK modulation, it is shown that the system can achieve the maximal diversity under Nakagami and Hoyt fading channels. For the K-relay system, simulation results suggest that the maximal diversity can also be achieved. Finally, the diversity analysis for a smart relaying system under the scenario when both the source and relay are permitted to transmit in the second time slot (referred to as Protocol I) is presented. It is shown that Protocol I can achieve the same diversity order as Protocol II for the case of 1 relay. In addition, the diversity is very robust to the quality of the feedback channel as well as the accuracy of the quantization of the power scaling implemented at the relay. For AF, the dissertation considers a fixed-gain multiple-relay system with maximal ratio combining (MRC) detection at the destination under Nakagami fading channels. Different from the smart relaying for DF, all the channel state information is assumed to be available at the destination in order to perform MRC for any number of antennas. Upperbound and lowerbound on the system performance are then derived. Based on the bounds, it is shown that the system can achieve the maximal diversity. Furthermore, the tightness of the upperbound is demonstrated via simulation results. With only the statistics of all the channels available at the destination, a novel power allocation (PA) is then proposed. The proposed PA shows significant performance gain over the conventional equal PA

Cooperative Transmission Techniques in Wireless Communication Networks

Cooperative communication networks have received significant interests from both academia and industry in the past decade due to its ability to provide spatial diversity without the need of implementing multiple transmit and/or receive antennas at the end-user terminals. These new communication networks have inspired novel ideas and approaches to find out what and how performance improvement can be provided with cooperative communications. The objective of this thesis is to design and analyze various cooperative transmission techniques under the two common relaying signal processing methods, namely decode-and-forward (DF) and amplify-and-forward (AF). For the DF method, the thesis focuses on providing performance improvement by mitigating detection errors at the relay(s). In particular, the relaying action is implemented adaptively to reduce the phenomenon of error propagation: whether or not a relay’s decision to retransmit depends on its decision variable and a predefined threshold. First, under the scenario that unequal error protection is employed to transmit different information classes at the source, a relaying protocol in a singlerelay network is proposed and its error performance is evaluated. It is shown that by setting the optimal signal-to-noise ratio (SNR) thresholds at the relay for different information classes, the overall error performance can be significantly improved. Second, for multiple-relay networks, a relay selection protocol, also based on SNR thresholds, is proposed and the optimal thresholds are also provided. Third, an adaptive relaying protocol and a low-complexity receiver are proposed when binary frequency-shift-keying (FSK) modulation is employed and neither the receiver nor the transmitter knows the fading coefficients. It is demonstrated that large performance improvements are possible when the optimal thresholds are implemented at the relays and destination. Finally, under the scenario that there is information feedback from the destination to the relays, a novel protocol is developed to achieve the maximum transmission throughput over a multiple-relay network while the bit-error rate satisfies a given constraint. With the AF method, the thesis examines a fixed-gain multiple-relay network in which the channels are temporally-correlated Rayleigh flat fading. Developed is a general framework for maximum-ratio-combining detection when M-FSK modulation is used and no channel state information is available at the destination. In particular, an upper-bound expression on the system’s error performance is derived and used to verify that the system achieves the maximal diversity order. Simulation results demonstrate that the proposed scheme outperforms the existing schemes for the multiple-relay network under consideration

Distributed space-time coding including the golden code with application in cooperative networks

This thesis presents new methodologies to improve performance of wireless cooperative networks using the Golden Code. As a form of space-time coding, the Golden Code can achieve diversity-multiplexing tradeoff and the data rate can be twice that of the Alamouti code. In practice, however, asynchronism between relay nodes may reduce performance and channel quality can be degraded from certain antennas. Firstly, a simple offset transmission scheme, which employs full interference cancellation (FIC) and orthogonal frequency division multiplexing (OFDM), is enhanced through the use of four relay nodes and receiver processing to mitigate asynchronism. Then, the potential reduction in diversity gain due to the dependent channel matrix elements in the distributed Golden Code transmission, and the rate penalty of multihop transmission, are mitigated by relay selection based on two-way transmission. The Golden Code is also implemented in an asynchronous one-way relay network over frequency flat and selective channels, and a simple approach to overcome asynchronism is proposed. In one-way communication with computationally efficient sphere decoding, the maximum of the channel parameter means is shown to achieve the best performance for the relay selection through bit error rate simulations. Secondly, to reduce the cost of hardware when multiple antennas are available in a cooperative network, multi-antenna selection is exploited. In this context, maximum-sum transmit antenna selection is proposed. End-to-end signal-to-noise ratio (SNR) is calculated and outage probability analysis is performed when the links are modelled as Rayleigh fading frequency flat channels. The numerical results support the analysis and for a MIMO system maximum-sum selection is shown to outperform maximum-minimum selection. Additionally, pairwise error probability (PEP) analysis is performed for maximum-sum transmit antenna selection with the Golden Code and the diversity order is obtained. Finally, with the assumption of fibre-connected multiple antennas with finite buffers, multiple-antenna selection is implemented on the basis of maximum-sum antenna selection. Frequency flat Rayleigh fading channels are assumed together with a decode and forward transmission scheme. Outage probability analysis is performed by exploiting the steady-state stationarity of a Markov Chain model

Adaptive relaying protocol multiple-input multiple-output orthogonal frequency division multiplexing systems

In wireless broadband communications, orthogonal frequency division multiplexing (OFDM) has been adopted as a promising technique to mitigate multi-path fading and provide high spectral efficiency. In addition, cooperative communication can explore spatial diversity where several users or nodes share their resources and cooperate through distributed transmission. The concatenation of the OFDM technique with relaying systems can enhance the overall performance in terms of spectral efficiency and improve robustness against the detrimental effects of fading. Hybrid relay selection is proposed to overcome the drawbacks of conventional forwarding schemes. However, exciting hybrid relay protocols may suffer some limitations when used for transmission over frequency-selective channels. The combination of cooperative protocols with OFDM systems has been extensively utilized in current wireless networks, and have become a promising solution for future high data rate broadband communication systems including 3D video transmission. This thesis covers two areas of high data rate networks. In the first part, several techniques using cooperative OFDM systems are presented including relay selection, space time block codes, resource allocation and adaptive bit and power allocation to introduce diversity. Four (4) selective OFDM relaying schemes are studied over wireless networks; selective OFDM; selective OFDMA; selective block OFDM and selective unequal block OFDM. The closed-form expression of these schemes is derived. By exploiting the broadcast nature, it is demonstrated that spatial diversity can be improved. The upper bound of outage probability for the protocols is derived. A new strategy for hybrid relay selection is proposed to improve the system performance by removing the sub-carriers that experience deep fading. The per subcarrier basis selection is considered with respect to the predefined threshold signal-to-noise ratio. The closed-form expressions of the proposed protocol in terms of bit error probability and outage probability are derived and compared with conventional hybrid relay selection. Adaptive bit and power allocation is also discussed to improve the system performance. Distributed space frequency coding applied to hybrid relay selection to obtain full spatial and full data rate transmission is explored. Two strategies, single cluster and multiple clusters, are considered for the Alamouti code at the destination by using a hybrid relay protocol. The power allocation with and without sub-carrier pairing is also investigated to mitigate the effect of multipath error propagation in frequency-selective channels. The second part of this thesis investigates the application of cooperative OFDM systems to high data rate transmission. Recently, there has been growing attention paid to 3D video transmission over broadband wireless channels. Two strategies for relay selection hybrid relay selection and first best second best are proposed to implement unequal error protection in the physical layer over error prone channels. The closed-form expressions of bit error probability and outage probability for both strategies are examined. The peak signal-to-noise ratio is presented to show the quality of reconstruction of the left and right views

Performance Analysis, Resource Allocation and Optimization of Cooperative Communication Systems under Generalized Fading Channels

The increasing demands for high-speed data transmission, efficient wireless access, high quality of service (QoS) and reliable network coverage with reduced power consumption impose demanding intensive research efforts on the design of novel wireless communication system architectures. A notable development in the area of communication theory is the introduction of cooperative communication systems. These technologies become promising solution for the next-generation wireless transmission systems due to their applicability in size, power, hardware and price constrained devices, such as cellular mobile devices, wireless sensors, ad-hoc networks and military communications, being able to provide, e.g., diversity gain against fading channels without the need for installing multiple antennas in a single terminal. The performance of the cooperative systems can in general be significantly increased by allocating the limited power efficiently. In this thesis, we address in detail the performance analysis, resource allocation and optimization of such cooperative communication systems under generalized fading channels. We focus first on energy-efficiency (EE) optimization and optimal power allocation (OPA) of regenerative cooperative network with spatial correlation effects under given power constraint and QoS requirement. The thesis also investigates the end-to-end performance and power allocation of a regenerative multi-relay cooperative network over non-homogeneous scattering environment, which is realistic case in practical wireless communication scenarios. Furthermore, the study investigates the end-to-end performance, OPA and energy optimization analysis under total power constraint and performance requirement of full-duplex (FD) relaying transmission scheme over asymmetric generalized fading models with relay self-interference (SI) effects.The study first focuses on exact error analysis and EE optimization of regenerative relay systems under spatial correlation effects. It first derives novel exact and asymptotic expressions for the symbol-error-rates (SERs) of M -ary quadrature amplitude and M -ary phase-shift keying (M -QAM) and (M -PSK) modulations, respectively, assuming a dual-hop decode-and-forward relay system, spatial correlation, path-loss effects and maximum-ratio-combing (MRC) at the destination. Based on this, EEoptimization and OPA are carried out under certain QoS requirement and transmit power constraints.Furthermore, the second part of the study investigates the end-to-end performance and power allocation of MRC based regenerative multi-relay cooperative system over non-homogeneous scattering environment. Novel exact and asymptotic expressions are derived for the end-to-end average SER for M -QAM and M -PSK modulations.The offered results are employed in performance investigations and power allocation formulations under total transmit power constraints.Finally, the thesis investigates outage performance, OPA and energy optimization analysis under certain system constraints for the FD and half-duplex (HD) relaying systems. Unlike the previous studies that considered the scenario of information transmission over symmetric fading conditions, in this study we considered the scenario of information transmission over the most generalized asymmetric fading environments.The obtained results indicate that depending on the severity of multipath fading, the spatial correlation between the direct and relayed paths and the relay location, the direct transmission is more energy-efficient only for rather short transmission distances and until a certain threshold. Beyond this, the system benefits substantially from the cooperative transmission approach where the cooperation gain increases as the transmission distance increases. Furthermore, the investigations on the power allocation for the multi-relay system over the generalized small-scale fading model show that substantial performance gain can be achieved by the proposed power allocation scheme over the conventional equal power allocation (EPA) scheme when the source-relay and relay-destination paths are highly unbalanced. Extensive studies on the FD relay system also show that OPA provides significant performance gain over the EPA scheme when the relay SI level is relatively strong. In addition, it is shown that the FD relaying scheme is more energy-efficient than the reference HD relaying scheme at long transmission distances and for moderate relay SI levels.In general, the investigations in this thesis provide tools, results and useful insights for implementing space-efficient, low-cost and energy-efficient cooperative networks, specifically, towards the future green communication era where the optimization of the scarce resources is critical

Cooperative Diversity and Partner Selection in Wireless Networks

Next generation wireless communication systems are expected to provide a variety of services including voice, data and video. The rapidly growing demand for these services needs high data rate wireless communication systems with reliability and high user capacity. Recently, it has been shown that reliability and achievable data rate of wireless communication systems increases dramatically by employing multiple transmit and receive antennas. Transmit diversity is a powerful technique for combating multipath fading in wireless communications. However, employing multiple antennas in a mobile terminal to achieve the transmit diversity in the uplink is not feasible due to the limited size of the mobile unit. In order to overcome this problem, a new mode of transmit diversity called cooperative diversity (CD) based on user cooperation, was proposed very recently. By user cooperation, it is meant that the sender transmits to the destination and copies to other users, called partners, for relaying to the destination. The antennas of the sender and the partners together form a multiple antenna situation. CD systems are immuned not only against small scale channel fading but also against large scale channel fading. On the other hand, CD systems are more sensitive to interuser (between sender and partner) transmission errors and user mobility. In this dissertation, we propose a bandwidth and power efficient CD system which could be accommodated with minimal modifications in the currently available direct or point-to-point communication systems. The proposed CD system is based on quadrature signaling (QS). With quadrature signaling, both sender’s and partners’ information symbols are transmitted simultaneously in his/her multiple access channels. It also reduces the synchronization as well as the interference problems that occur in the schemes reported in the literature. The performance of the proposed QS-CD system is analyzed at different layers. First, we study the bit error probability (BEP) of the QS-CD system for both fixed and adaptive relaying at the partner. It is shown from the BEP performance that the QS-CD system can achieve diversity order of two. Then, a cross-layer communication system is developed by combing the proposed QS-CD system at the physical layer and the truncated stop-and- wait automatic repeat request (ARQ) at the data link layer. The performance of the cross-layer system is analyzed and compared with existing schemes in the literature for performance metrics at the data link layer and upper layers, i.e., frame error rate, packet loss rate, average packet delay, throughput, etc. In addition, the studies show that the proposed QS-CD-ARQ system outperforms existing schemes when it has a good partner. In this respect, the proposed system is fully utilizing the communication channel and less complex in terms of implementation when compared with the existing systems. Since the partner selection gives significant impact on the performance of the CD systems, partner selection algorithms (PSAs) are extensively analyzed for both static and mobile user network. In this case, each individual user would like to take advantage of cooperation by choosing a suitable partner. The objective of an individual user may conflict with the objective of the network. In this regard, we would like to introduce a PSA which tries to balance both users and network objectives by taking user mobility into consideration. The proposed PSA referred to as worst link first (WLF), to choose the best partner in cooperative communication systems. The WLF algorithm gives priority to the worst link user to choose its partner and to maximize the energy gain of the radio cell. It is easy to implement not only in centralized networks but also in distributed networks with or without the global knowledge of users in the network. The proposed WLF matching algorithm, being less complex than the optimal maximum weighted (MW) matching and the heuristic based Greedy matching algorithms, yields performance characteristics close to those of MW matching algorithm and better than the Greedy matching algorithm in both static and mobile user networks. Furthermore, the proposed matching algorithm provides around 10dB energy gain with optimal power allocation over a non-cooperative system which is equivalent to prolonging the cell phone battery recharge time by about ten times

Cooperative Diversity and Partner Selection in Wireless Networks

Next generation wireless communication systems are expected to provide a variety of services including voice, data and video. The rapidly growing demand for these services needs high data rate wireless communication systems with reliability and high user capacity. Recently, it has been shown that reliability and achievable data rate of wireless communication systems increases dramatically by employing multiple transmit and receive antennas. Transmit diversity is a powerful technique for combating multipath fading in wireless communications. However, employing multiple antennas in a mobile terminal to achieve the transmit diversity in the uplink is not feasible due to the limited size of the mobile unit. In order to overcome this problem, a new mode of transmit diversity called cooperative diversity (CD) based on user cooperation, was proposed very recently. By user cooperation, it is meant that the sender transmits to the destination and copies to other users, called partners, for relaying to the destination. The antennas of the sender and the partners together form a multiple antenna situation. CD systems are immuned not only against small scale channel fading but also against large scale channel fading. On the other hand, CD systems are more sensitive to interuser (between sender and partner) transmission errors and user mobility. In this dissertation, we propose a bandwidth and power efficient CD system which could be accommodated with minimal modifications in the currently available direct or point-to-point communication systems. The proposed CD system is based on quadrature signaling (QS). With quadrature signaling, both sender’s and partners’ information symbols are transmitted simultaneously in his/her multiple access channels. It also reduces the synchronization as well as the interference problems that occur in the schemes reported in the literature. The performance of the proposed QS-CD system is analyzed at different layers. First, we study the bit error probability (BEP) of the QS-CD system for both fixed and adaptive relaying at the partner. It is shown from the BEP performance that the QS-CD system can achieve diversity order of two. Then, a cross-layer communication system is developed by combing the proposed QS-CD system at the physical layer and the truncated stop-and- wait automatic repeat request (ARQ) at the data link layer. The performance of the cross-layer system is analyzed and compared with existing schemes in the literature for performance metrics at the data link layer and upper layers, i.e., frame error rate, packet loss rate, average packet delay, throughput, etc. In addition, the studies show that the proposed QS-CD-ARQ system outperforms existing schemes when it has a good partner. In this respect, the proposed system is fully utilizing the communication channel and less complex in terms of implementation when compared with the existing systems. Since the partner selection gives significant impact on the performance of the CD systems, partner selection algorithms (PSAs) are extensively analyzed for both static and mobile user network. In this case, each individual user would like to take advantage of cooperation by choosing a suitable partner. The objective of an individual user may conflict with the objective of the network. In this regard, we would like to introduce a PSA which tries to balance both users and network objectives by taking user mobility into consideration. The proposed PSA referred to as worst link first (WLF), to choose the best partner in cooperative communication systems. The WLF algorithm gives priority to the worst link user to choose its partner and to maximize the energy gain of the radio cell. It is easy to implement not only in centralized networks but also in distributed networks with or without the global knowledge of users in the network. The proposed WLF matching algorithm, being less complex than the optimal maximum weighted (MW) matching and the heuristic based Greedy matching algorithms, yields performance characteristics close to those of MW matching algorithm and better than the Greedy matching algorithm in both static and mobile user networks. Furthermore, the proposed matching algorithm provides around 10dB energy gain with optimal power allocation over a non-cooperative system which is equivalent to prolonging the cell phone battery recharge time by about ten times

Diversity techniques for broadband wireless communications: performance enhancement and analysis

The diversity techniques have been proven to be effective for next generation broadband wireless communications, and are the focus of this thesis. The diversity techniques can be broadly categorized into three types: Space, Time, and Frequency. In this thesis, we are mainly concerned with frequency and space diversity techniques. Orthogonal Frequency Division Multiplexing (OFDM) is a frequency diversity technique which offers several benefits such as easier digital implementation, immunity to multipath channels, low complexity channel equalization, etc. Despite these desirable features, there are few inherent problems in OFDM such as high peak-to-average power ratio (PAPR). High PAPR demands large dynamic range in the transmitted chain such as digital to analog converter (DAC) and power amplifier (PA). Unless pre-processed, the transmitted signal gets distorted due to quantization errors and inter-modulation. In the initial stage of PhD candidature, the author focused on PAPR reduction techniques. A simple modification on conventional iterative clipping and filtering (ICF) technique was proposed which has less computational complexity. The power savings achievable from clipping and filtering method was considered next. Furthermore the ICF is compared with another distortion-less PAPR reduction technique called Selective Mapping (SLM) based on power savings. Finally, impact of clipping and filtering on the channel estimation was analyzed. Space diversity seeks to exploit the multi-path characteristics of wireless channels to improve the performance. The simplest form of the space diversity is the receive diversity where two or more antennas with sufficient spacing collect independent copies of the same transmitted signal, which contributes to better signal reception. In this thesis new analytical expressions for spectral efficiency, capacity, and error rates were presented for adaptive systems with channel estimation error. Beamforming (steering signal towards desired receiver) is another useful technique in multiple-antenna systems to further improve the system performance. MRT (Maximal Ratio Transmission) or MIMO-MRC is such system where the transmitter, based on channel feedback from the receiver, uses weighting factors to steer the transmitted signal. Closed form expressions for symbol error rates were derived for MRT system with channel estimation error. The results were extended to evaluate closed form expressions of error rates for Rectangular QAM. Antenna correlation was considered in another contribution on MRC systems. Relay and Cooperative networks represent another form of spatial diversity and have recently attracted significant research attention. These networks rely on intermediate nodes called "relays" to establish communication between the source and the destination. In addition to coverage extension, the relay networks have shown to offer cooperative diversity when there is a direct link or multiple relays. The first contribution is to analyze a dual-hop amplify-forward relay networks with dissimilar fading scenarios. Next error rates of Rectangular QAM for decode-forward selection relay system are derived. Multiple antenna at relay is included to analyze the benefits of dual spatial diversity over Rayleigh and Nakagami fading channels. Antenna selection is a cost-effective way to exploit the antenna diversity. General Order Antenna Selection (GOAS), based on Ordered Statistics, is used to evaluate signal statistics for a MIMO relay network