Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans

Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version

Polarimetric Synthetic Aperture Radar, Principles and Application

Demonstrates the benefits of the usage of fully polarimetric synthetic aperture radar data in applications of Earth remote sensing, with educational and development purposes. Includes numerous up-to-date examples with real data from spaceborne platforms and possibility to use a software to support lecture practicals. Reviews theoretical principles in an intuitive way for each application topic. Covers in depth five application domains (forests, agriculture, cryosphere, urban, and oceans), with reference also to hazard monitorin

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Wetland mapping and monitoring using polarimetric and interferometric synthetic aperture radar (SAR) data and tools

Wetlands are home to a great variety of flora and fauna species and provide several unique environmental functions, such as controlling floods, improving water-quality, supporting wildlife habitat, and shoreline stabilization. Detailed information on spatial distribution of wetland classes is crucial for sustainable management and resource assessment. Furthermore, hydrological monitoring of wetlands is also important for maintaining and preserving the habitat of various plant and animal species. This thesis investigates the existing knowledge and technological challenges associated with wetland mapping and monitoring and evaluates the limitations of the methodologies that have been developed to date. The study also proposes new methods to improve the characterization of these productive ecosystems using advanced remote sensing (RS) tools and data. Specifically, a comprehensive literature review on wetland monitoring using Synthetic Aperture Radar (SAR) and Interferometric SAR (InSAR) techniques is provided. The application of the InSAR technique for wetland mapping provides the following advantages: (i) the high sensitivity of interferometric coherence to land cover changes is taken into account and (ii) the exploitation of interferometric coherence for wetland classification further enhances the discrimination between similar wetland classes. A statistical analysis of the interferometric coherence and SAR backscattering variation of Canadian wetlands, which are ignored in the literature, is carried out using multi-temporal, multi-frequency, and multi-polarization SAR data. The study also examines the capability of compact polarimetry (CP) SAR data, which will be collected by the upcoming RADARSAT Constellation Mission (RCM) and will constitute the main source of SAR observation in Canada, for wetland mapping. The research in this dissertation proposes a methodology for wetland classification using the synergistic use of intensity, polarimetry, and interferometry features using a novel classification framework. Finally, this work introduces a novel model based on the deep convolutional neural network (CNN) for wetland classification that can be trained in an end-to-end scheme and is specifically designed for the classification of wetland complexes using polarimetric SAR (PolSAR) imagery. The results of the proposed methods are promising and will significantly contribute to the ongoing efforts of conservation strategies for wetlands and monitoring changes. The approaches presented in this thesis serve as frameworks, progressing towards an operational methodology for mapping wetland complexes in Canada, as well as other wetlands worldwide with similar ecological characteristics

Urban Deformation Monitoring using Persistent Scatterer Interferometry and SAR tomography

This book focuses on remote sensing for urban deformation monitoring. In particular, it highlights how deformation monitoring in urban areas can be carried out using Persistent Scatterer Interferometry (PSI) and Synthetic Aperture Radar (SAR) Tomography (TomoSAR). Several contributions show the capabilities of Interferometric SAR (InSAR) and PSI techniques for urban deformation monitoring. Some of them show the advantages of TomoSAR in un-mixing multiple scatterers for urban mapping and monitoring. This book is dedicated to the technical and scientific community interested in urban applications. It is useful for choosing the appropriate technique and gaining an assessment of the expected performance. The book will also be useful to researchers, as it provides information on the state-of-the-art and new trends in this fiel

Comparing synthetic aperture radar and LiDAR for above-ground biomass estimation in Glen Affric, Scotland

Quantifying above-ground biomass (AGB) and carbon sequestration has been a significant focus of attention within the UNFCCC and Kyoto Protocol for improvement of national carbon accounting systems (IPCC, 2007; UNFCCC, 2011). A multitude of research has been carried out in relatively flat and homogeneous forests (Ranson & Sun, 1994; Beaudoin et al.,1994; Kurvonen et al., 1999; Austin et al., 2003; Dimitris et al., 2005), yet forests in the highlands, which generally form heterogeneous forest cover and sparse woodlands with mountainous terrain have been largely neglected in AGB studies (Cloude et al., 2001; 2008; Lumsdon et al., 2005; 2008; Erxue et al., 2009, Tan et al., 2010; 2011a; 2011b; 2011c; 2011d). Since mountain forests constitute approximately 28% of the total global forest area (Price and Butt, 2000), a better understanding of the slope effects is of primary importance in AGB estimation. The main objective of this research is to estimate AGB in the aforementioned forest in Glen Affric, Scotland using both SAR and LiDAR data. Two types of Synthetic Aperture Radar (SAR) data were used in this research: TerraSAR-X, operating at X-band and ALOS PALSAR, operating at L-band, both are fully polarimetric. The former data was acquired on 13 April 2010 and of the latter, two scenes were acquired on 17 April 2007 and 08 June 2009. Airborne LiDAR data were acquired on 09 June 2007. Two field measurement campaigns were carried out, one of which was done from winter 2006 to spring 2007 where physical parameters of trees in 170 circular plots were measured by the Forestry Commission team. Another intensive fieldwork was organised by myself with the help of my fellow colleagues and it comprised of tree measurement in two transects of 200m x 50m at a relatively flat and dense plantation forest and 400m x 50m at hilly and sparse semi-natural forest. AGB is estimated for both the transects to investigate the effectiveness of the proposed method at plot-level. This thesis evaluates the capability of polarimetric Synthetic Aperture Radar data for AGB estimation by investigating the relationship between the SAR backscattering coefficient and AGB and also the relationship between the decomposed scattering mechanisms and AGB. Due to the terrain and heterogeneous nature of the forests, the result from the backscatter-AGB analysis show that these forests present a challenge for simple AGB estimation. As an alternative, polarimetric techniques were applied to the problem by decomposing the backscattering information into scattering mechanisms based on the approach by Yamaguchi (2005; 2006), which are then regressed to the field measured AGB. Of the two data sets, ALOS PALSAR demonstrates a better estimation capacity for AGB estimation than TerraSAR-X. The AGB estimated results from SAR data are compared with AGB derived from LiDAR data. Since tree height is often correlated with AGB (Onge et al., 2008; Gang et al., 2010), the effectiveness of the tree height retrieval from LiDAR is evaluated as an indicator of AGB. Tree delineation was performed before AGB of individual trees were calculated allometrically. Results were validated by comparison to the fieldwork data. The amount of overestimation varies across the different canopy conditions. These results give some indication of when to use LiDAR or SAR to retrieve forest AGB. LiDAR is able to estimate AGB with good accuracy and the R2 value obtained is 0.97 with RMSE of 14.81 ton/ha. The R2 and RMSE obtained for TerraSAR-X are 0.41 and 28.5 ton/ha, respectively while for ALOS PALSAR data are 0.70 and 23.6 ton/ha, respectively. While airborne LiDAR data with very accurate height measurement and consequent three-dimensional (3D) stand profiles which allows investigation into the relationship between height, number density and AGB, it's limited to small coverage area, or large areas but at large cost. ALOS PALSAR, on the other hand, can cover big coverage area but it provide a lower resolution, hence, lower estimation accuracy

ALOS-2/PALSAR-2 Calibration, Validation, Science and Applications

Twelve edited original papers on the latest and state-of-art results of topics ranging from calibration, validation, and science to a wide range of applications using ALOS-2/PALSAR-2. We hope you will find them useful for your future research

A Study of Types of Sensors used in Remote Sensing

Of late, the science of Remote Sensing has been gaining a lot of interest and attention due to its wide variety of applications. Remotely sensed data can be used in various fields such as medicine, agriculture, engineering, weather forecasting, military tactics, disaster management etc. only to name a few. This article presents a study of the two categories of sensors namely optical and microwave which are used for remotely sensing the occurrence of disasters such as earthquakes, floods, landslides, avalanches, tropical cyclones and suspicious movements. The remotely sensed data acquired either through satellites or through ground based- synthetic aperture radar systems could be used to avert or mitigate a disaster or to perform a post-disaster analysis

Evaluation of Multi-frequency Synthetic Aperture Radar for Subsurface Archaeological Prospection in Arid Environments

The discovery of the subsurface paleochannels in the Saharan Desert with the 1981 Shuttle Imaging Radar (SIR-A) sensor was hugely significant in the field of synthetic aperture radar (SAR) remote sensing. Although previous studies had indicated the ability of microwaves to penetrate the earth’s surface in arid environments, this was the first applicable instance of subsurface imaging using a spaceborne sensor. And the discovery of the ‘radar rivers’ with associated archaeological evidence in this inhospitable environment proved the existence of an earlier less arid paleoclimate that supported past populations. Since the 1980’s SAR subsurface prospection in arid environments has progressed, albeit primarily in the fields of hydrology and geology, with archaeology being investigated to a lesser extent. Currently there is a lack of standardised methods for data acquisition and processing regarding subsurface imaging, difficulties in image interpretation and insufficient supporting quantitative verification. These barriers keep SAR technology from becoming as integral as other remote sensing techniques in archaeological practice The main objective of this thesis is to undertake a multi-frequency SAR analysis across different site types in arid landscapes to evaluate and enhance techniques for analysing SAR within the context of archaeological subsurface prospection. The analysis and associated fieldwork aim to address the gap in the literature regarding field verification of SAR image interpretation and contribute to the understanding of SAR microwave penetration in arid environments. The results presented in this thesis demonstrate successful subsurface imaging of subtle feature(s) at the site of ‘Uqdat al-Bakrah, Oman with X-band data. Because shorter wavelengths are often ignored due to their limited penetration depths as compared to the C-band or L-band data, the effectiveness of X-band sensors in archaeological prospection at this site is significant. In addition, the associated ground penetrating radar and excavation fieldwork undertaken at ‘Uqdat al-Bakrah confirm the image interpretation and support the quantitative information regarding microwave penetration