Optimal Exploitation of the Sentinel-2 Spectral Capabilities for Crop Leaf Area Index Mapping

The continuously increasing demand of accurate quantitative high quality information on land surface properties will be faced by a new generation of environmental Earth observation (EO) missions. One current example, associated with a high potential to contribute to those demands, is the multi-spectral ESA Sentinel-2 (S2) system. The present study focuses on the evaluation of spectral information content needed for crop leaf area index (LAI) mapping in view of the future sensors. Data from a field campaign were used to determine the optimal spectral sampling from available S2 bands applying inversion of a radiative transfer model (PROSAIL) with look-up table (LUT) and artificial neural network (ANN) approaches. Overall LAI estimation performance of the proposed LUT approach (LUTN₅₀) was comparable in terms of retrieval performances with a tested and approved ANN method. Employing seven- and eight-band combinations, the LUTN₅₀ approach obtained LAI RMSE of 0.53 and normalized LAI RMSE of 0.12, which was comparable to the results of the ANN. However, the LUTN50 method showed a higher robustness and insensitivity to different band settings. Most frequently selected wavebands were located in near infrared and red edge spectral regions. In conclusion, our results emphasize the potential benefits of the Sentinel-2 mission for agricultural applications

Toward Generic Models for Green LAI Estimation in Maize and Soybean: Satellite Observations

Informative spectral bands for green leaf area index (LAI) estimation in two crops were identified and generic models for soybean and maize were developed and validated using spectral data taken at close range. The objective of this paper was to test developed models using Aqua and Terra MODIS, Landsat TM and ETM+, ENVISAT MERIS surface reflectance products, and simulated data of the recently-launched Sentinel 2 MSI and Sentinel 3 OLCI. Special emphasis was placed on testing generic models which require no re-parameterization for these species. Four techniques were investigated: support vector machines (SVM), neural network (NN), multiple linear regression (MLR), and vegetation indices (VI). For each technique two types of models were tested based on (a) reflectance data, taken at close range and resampled to simulate spectral bands of satellite sensors; and (b) surface reflectance satellite products. Both types of models were validated using MODIS, TM/ETM+, and MERIS data. MERIS was used as a prototype of OLCI Sentinel-3 data which allowed for assessment of the anticipated accuracy of OLCI. All models tested provided a robust and consistent selection of spectral bands related to green LAI in crops representing a wide range of biochemical and structural traits. The MERIS observations had the lowest errors (around 11%) compared to the remaining satellites with observational data. Sentinel 2 MSI and OLCI Sentinel 3 estimates, based on simulated data, had errors below 8%. However the accuracy of these models with actual MSI and OLCI surface reflectance products remains to be determined

Radiative transfer model inversion using high-resolution hyperspectral airborne imagery – Retrieving maize LAI to access biomass and grain yield

Mapping crop within-field yield variability provide an essential piece of information for precision agriculture applications. Leaf Area Index (LAI) is an important parameter that describes maize growth, vegetation structure, light absorption and subsequently maize biomass and grain yield (GY). The main goal for this study was to estimate maize biomass and GY through LAI retrieved from hyperspectral aerial images using a PROSAIL model inversion and compare its performance with biomass and GY estimations through simple vegetation index approaches. This study was conducted in two separate maize fields of 12 and 20 ha located in north-west Mexico. Both fields were cultivated with the same hybrid. One field was irrigated by a linear pivot and the other by a furrow irrigation system. Ground LAI data were collected at different crop growth stages followed by maize biomass and GY at the harvesting time. Through a weekly/biweekly airborne flight campaign, a total of 19 mosaics were acquired between both fields with a micro-hyperspectral Vis-NIR imaging sensor ranging from 400 to 850 nanometres (nm) at different crop growth stages. The PROSAIL model was calibrated and validated for retrieving maize LAI by simulating maize canopy spectral reflectance based on crop-specific parameters. The model was used to retrieve LAI from both fields and to subsequently estimate maize biomass and GY. Additionally, different vegetation indices were calculated from the aerial images to also estimate maize yield and compare the indices with PROSAIL based estimations. The PROSAIL validation to retrieve LAI from hyperspectral imagery showed a R² value of 0.5 against ground LAI with RMSE of 0.8 m²/m². Maize biomass and GY estimation based on NDRE showed the highest accuracies, followed by retrieved LAI, GNDVI and NDVI with R² value of 0.81, 0.73, 0.73 and 0.65 for biomass, and 0.83, 0.69, 0.73 and 0.62 for GY estimation, respectively. Furthermore, the late vegetative growth stage at V16 was found to be the best stage for maize yield prediction for all studied indices

Evaluation of Sentinel-2 Red-Edge Bands for Empirical Estimation of Green LAI and Chlorophyll Content

ESA’s upcoming satellite Sentinel-2 will provide Earth images of high spatial, spectral and temporal resolution and aims to ensure continuity for Landsat and SPOT observations. In comparison to the latter sensors, Sentinel-2 incorporates three new spectral bands in the red-edge region, which are centered at 705, 740 and 783 nm. This study addresses the importance of these new bands for the retrieval and monitoring of two important biophysical parameters: green leaf area index (LAI) and chlorophyll content (Ch). With data from several ESA field campaigns over agricultural sites (SPARC, AgriSAR, CEFLES2) we have evaluated the efficacy of two empirical methods that specifically make use of the new Sentinel-2 bands. First, it was shown that LAI can be derived from a generic normalized difference index (NDI) using hyperspectral data, with 674 nm with 712 nm as best performing bands. These bands are positioned closely to the Sentinel-2 B4 (665 nm) and the new red-edge B5 (705 nm) band. The method has been applied to simulated Sentinel-2 data. The resulting green LAI map was validated against field data of various crop types, thereby spanning a LAI between 0 and 6, and yielded a RMSE of 0.6. Second, the recently developed “Normalized Area Over reflectance Curve” (NAOC), an index that derives Ch from hyperspectral data, was studied on its compatibility with simulated Sentinel-2 data. This index integrates the reflectance curve between 643 and 795 nm, thereby including the new Sentinel-2 bands in the red-edge region. We found that these new bands significantly improve the accuracy of Ch estimation. Both methods emphasize the importance of red-edge bands for operational estimation of biophysical parameters from Sentinel-2

Evaluation of the PROSAIL Model Capabilities for Future Hyperspectral Model Environments: A Review Study

Upcoming satellite hyperspectral sensors require powerful and robust methodologies for making optimum use of the rich spectral data. This paper reviews the widely applied coupled PROSPECT and SAIL radiative transfer models (PROSAIL), regarding their suitability for the retrieval of biophysical and biochemical variables in the context of agricultural crop monitoring. Evaluation was carried out using a systematic literature review of 281 scientific publications with regard to their (i) spectral exploitation, (ii) vegetation type analyzed, (iii) variables retrieved, and (iv) choice of retrieval methods. From the analysis, current trends were derived, and problems identified and discussed. Our analysis clearly shows that the PROSAIL model is well suited for the analysis of imaging spectrometer data from future satellite missions and that the model should be integrated in appropriate software tools that are being developed in this context for agricultural applications. The review supports the decision of potential users to employ PROSAIL for their specific data analysis and provides guidelines for choosing between the diverse retrieval techniques

Retrieval of maize leaf area index using hyperspectral and multispectral data

Field spectra acquired from a handheld spectroradiometer and Sentinel-2 images spectra were used to investigate the applicability of hyperspectral and multispectral data in retrieving the maize leaf area index in low-input crop systems, with high spatial and intra-annual variability, and low yield, in southern Mozambique, during three years. Seventeen vegetation indices, comprising two and three band indices, and nine machine learning regression algorithms (MLRA) were tested for the statistical approach while five cost functions were tested in the look-up-table (LUT) inversion approach. The three band vegetation indices were selected, specifically the modified difference index (mDId: 725; 715; 565) for the hyperspectral dataset and the modified simple ratio (mSRc: 740; 705; 865) for the multispectral dataset of field spectra and the three band spectral index (TBSIb: 665; 865; 783) for the Sentinel-2 dataset. The relevant vector machine was the selected MLRA for the two datasets of field spectra (multispectral and hyperspectral) while the support vector machine was selected for the Sentinel-2 data. When using the LUT inversion technique, the minimum contrast estimation and the Bhattacharyya divergence cost functions were the best performing. The vegetation indices outperformed the other two approaches, with the TBSIb as the most accurate index (RMSE = 0.35). At the field scale, spectral data from Sentinel-2 can accurately retrieve the maize leaf area index in the study areainfo:eu-repo/semantics/publishedVersio

Retrieval of Seasonal Leaf Area Index from Simulated EnMAP Data through Optimized LUT-Based Inversion of the PROSAIL Model

The upcoming satellite mission EnMAP offers the opportunity to retrieve information on the seasonal development of vegetation parameters on a regional scale based on hyperspectral data. This study aims to investigate whether an analysis method for the retrieval of leaf area index (LAI),developed and validated on the 4 m resolution scale of six airborne datasets covering the 2012 growing period, is transferable to the spaceborne 30 m resolution scale of the future EnMAP mission. The widely used PROSAIL model is applied to generate look-up-table (LUT) libraries, by which the model is inverted to derive LAI information. With the goal of defining the impact of different selection criteria in the inversion process, different techniques for the LUT based inversion are tested, such as several cost functions, type and amount of artificial noise, number of considered solutions and type of averaging method. The optimal inversion procedure (Laplace, median, 4% inverse multiplicative noise, 350 out of 100, 000 averages) is identified by validating the results against corresponding in-situ measurements (n = 330) of LAI. Finally, the best performing LUT inversion (R-2 = 0.65, RMSE = 0.64) is adapted to simulated EnMAP data, generated from the airborne acquisitions. The comparison of the retrieval results to upscaled maps of LAI, previously validated on the 4 m scale, shows that the optimized retrieval method can successfully be transferred to spaceborne EnMAP data

Retrieval of Seasonal Leaf Area Index from Simulated EnMAP Data through Optimized LUT-Based Inversion of the PROSAIL Model

The upcoming satellite mission EnMAP offers the opportunity to retrieve information on the seasonal development of vegetation parameters on a regional scale based on hyperspectral data. This study aims to investigate whether an analysis method for the retrieval of leaf area index (LAI),developed and validated on the 4 m resolution scale of six airborne datasets covering the 2012 growing period, is transferable to the spaceborne 30 m resolution scale of the future EnMAP mission. The widely used PROSAIL model is applied to generate look-up-table (LUT) libraries, by which the model is inverted to derive LAI information. With the goal of defining the impact of different selection criteria in the inversion process, different techniques for the LUT based inversion are tested, such as several cost functions, type and amount of artificial noise, number of considered solutions and type of averaging method. The optimal inversion procedure (Laplace, median, 4% inverse multiplicative noise, 350 out of 100, 000 averages) is identified by validating the results against corresponding in-situ measurements (n = 330) of LAI. Finally, the best performing LUT inversion (R-2 = 0.65, RMSE = 0.64) is adapted to simulated EnMAP data, generated from the airborne acquisitions. The comparison of the retrieval results to upscaled maps of LAI, previously validated on the 4 m scale, shows that the optimized retrieval method can successfully be transferred to spaceborne EnMAP data