Evaluation of Aerosol Optical Depth and Aerosol Models from VIIRS Retrieval Algorithms over North China Plain

The first Visible Infrared Imaging Radiometer Suite (VIIRS) was launched on Suomi National Polar-orbiting Partnership (S-NPP) satellite in late 2011. Similar to the Moderate resolution Imaging Spectroradiometer (MODIS), VIIRS observes top-of-atmosphere spectral reflectance and is potentially suitable for retrieval of the aerosol optical depth (AOD). The VIIRS Environmental Data Record data (VIIRS_EDR) is produced operationally by NOAA, and is based on the MODIS atmospheric correction algorithm. The MODIS-like VIIRS data (VIIRS_ML) are being produced experimentally at NASA, from a version of the dark-target algorithm that is applied to MODIS. In this study, the AOD and aerosol model types from these two VIIRS retrieval algorithms over the North China Plain (NCP) are evaluated using the ground-based CE318 Sunphotometer (CE318) measurements during 2 May 2012-31 March 2014 at three sites. These sites represent three different surface types: urban (Beijing), suburban (XiangHe) and rural (Xinglong). Firstly, we evaluate the retrieved spectral AOD. For the three sites, VIIRS_EDR AOD at 550 nm shows a positive mean bias (MB) of 0.04-0.06 and the correlation of 0.83-0.86, with the largest MB (0.10-0.15) observed in Beijing. In contrast, VIIRS_ML AOD at 550 nm has overall higher positive MB of 0.13-0.14 and a higher correlation (0.93-0.94) with CE318 AOD. Secondly, we evaluate the aerosol model types assumed by each algorithm, as well as the aerosol optical properties used in the AOD retrievals. The aerosol model used in VIIRS_EDR algorithm shows that dust and clean urban models were the dominant model types during the evaluation period. The overall accuracy rate of the aerosol model used in VIIRS_ML over NCP three sites (0.48) is higher than that of VIIRS_EDR (0.27). The differences in Single Scattering Albedo (SSA) at 670 nm between VIIRS_ML and CE318 are mostly less than 0.015, but high seasonal differences are found especially over the Xinglong site. The values of SSA from VIIRS_EDR are higher than that observed by CE318 over all sites and all assumed aerosol modes, with a positive bias of 0.02-0.04 for fine mode, 0.06-0.12 for coarse mode and 0.03-0.05 for bi-mode at 440nm. The overestimation of SSA but positive AOD MB of VIIRS_EDR indicate that other factors (e.g. surface reflectance characterization or cloud contamination) are important sources of error in the VIIRS_EDR algorithm, and their effects on aerosol retrievals may override the effects from non-ideality in these aerosol models

Evaluation of aerosol optical depth and aerosol models from VIIRS retrieval algorithms over North China Plain

The first Visible Infrared Imaging Radiometer Suite (VIIRS) was launched on Suomi National Polar-orbiting Partnership (S-NPP) satellite in late 2011. Similar to the Moderate resolution Imaging Spectroradiometer (MODIS), VIIRS observes top-of-atmosphere spectral reflectance and is potentially suitable for retrieval of the aerosol optical depth (AOD). The VIIRS Environmental Data Record data (VIIRS_EDR) is produced operationally by NOAA, and is based on the MODIS atmospheric correction algorithm. The “MODIS-like” VIIRS data (VIIRS_ML) are being produced experimentally at NASA, from a version of the “dark-target” algorithm that is applied to MODIS. In this study, the AOD and aerosol model types from these two VIIRS retrieval algorithms over the North China Plain (NCP) are evaluated using the ground-based CE318 Sunphotometer (CE318) measurements during 2 May 2012 – 31 March 2014 at three sites. These sites represent three different surface types: urban (Beijing), suburban (XiangHe) and rural (Xinglong). Firstly, we evaluate the retrieved spectral AOD. For the three sites, VIIRS_EDR AOD at 550 nm shows a positive mean bias (MB) of 0.04-0.06 and the correlation of 0.83-0.86, with the largest MB (0.10-0.15) observed in Beijing. In contrast, VIIRS_ML AOD at 550 nm has overall higher positive MB of 0.13-0.14 and a higher correlation (0.93-0.94) with CE318 AOD. Secondly, we evaluate the aerosol model types assumed by each algorithm, as well as the aerosol optical properties used in the AOD retrievals. The aerosol model used in VIIRS_EDR algorithm shows that dust and clean urban models were the dominant model types during the evaluation period. The overall accuracy rate of the aerosol model used in VIIRS_ML over NCP three sites (0.48) is higher than that of VIIRS_EDR (0.27). The differences in Single Scattering Albedo (SSA) at 670 nm between VIIRS_ML and CE318 are mostly less than 0.015, but high seasonal differences are found especially over the Xinglong site. The values of SSA from VIIRS_EDR are higher than that observed by CE318 over all sites and all assumed aerosol modes, with a positive bias of 0.02-0.04 for fine mode, 0.06-0.12 for coarse mode and 0.03-0.05 for bi-mode at 440nm. The overestimation of SSA but positive AOD MB of VIIRS_EDR indicate that other factors (e.g. surface reflectance characterization or cloud contamination) are important sources of error in the VIIRS_EDR algorithm, and their effects on aerosol retrievals may override the effects from non-ideality in these aerosol models

Applying the Dark Target Aerosol Algorithm with Advanced Himawari Imager Observations During the KORUS-AQ Field Campaign

For nearly 2 decades we have been quantitatively observing the Earth's aerosol system from space at one or two times of the day by applying the Dark Target family of algorithms to polar-orbiting satellite sensors, particularly MODIS and VIIRS. With the launch of the Advanced Himawari Imager (AHI) and the Advanced Baseline Imagers (ABIs) into geosynchronous orbits, we have the new ability to expand temporal coverage of the traditional aerosol optical depth (AOD) to resolve the diurnal signature of aerosol loading during daylight hours. The KoreanUnited States Air Quality (KORUS-AQ) campaign taking place in and around the Korean peninsula during MayJune 2016 initiated a special processing of full-disk AHI observations that allowed us to make a preliminary adoption of Dark Target aerosol algorithms to the wavelengths and resolutions of AHI. Here,we describe the adaptation and show retrieval results from AHI for this 2-month period. The AHI-retrieved AOD is collocated in time and space with existing AErosol RObotic NETwork stations across Asia and with collocated Terra and Aqua MODIS retrievals. The new AHI AOD product matches AERONET, and the standard MODIS product does as well, and the agreement between AHI and MODIS retrieved AOD is excellent, as can be expected by maintaining consistency in algorithm architecture and most algorithm assumptions. Furthermore, we show that the new product approximates the AERONET-observed diurnal signature. Examining the diurnal patterns of the new AHI AOD product we find specific areas over land where the diurnal signal is spatially cohesive. For example, in Bangladesh the AOD in-creases by 0.50 from morning to evening, and in northeast China the AOD decreases by 0.25. However, over open ocean the observed diurnal cycle is driven by two artifacts, one associated with solar zenith angles greater than 70t hat may be caused by a radiative transfer model that does not properly represent the spherical Earth and the other artifact associated with the fringes of the 40 degree glint angle mask. This opportunity during KORUS-AQ provides encouragement to move towards an operational Dark Target algorithm for AHI. Future work will need to re-examine masking including snow mask, reevaluate assumed aerosol models for geosynchronous geometry, address the artifacts over the ocean, and investigate size parameter retrieval from the over-ocean algorithm

Impact of Aerosol Vertical Distribution on Aerosol Optical Depth Retrieval from Passive Satellite Sensors

When retrieving Aerosol Optical Depth (AOD) from passive satellite sensors, the vertical distribution of aerosols usually needs to be assumed, potentially causing uncertainties in the retrievals. In this study, we use the Moderate Resolution Spectroradiometer (MODIS) and Visible Infrared Imaging Radiometer Suite (VIIRS) sensors as examples to investigate the impact of aerosol vertical distribution on AOD retrievals. A series of sensitivity experiments was conducted using radiative transfer models with different aerosol profiles and surface conditions. Assuming a 0.2 AOD, we found that the AOD retrieval error is the most sensitive to the vertical distribution of absorbing aerosols; a −1 km error in aerosol scale height can lead to a ~30% AOD retrieval error. Moreover, for this aerosol type, ignoring the existence of the boundary layer can further result in a ~10% AOD retrieval error. The differences in the vertical distribution of scattering and absorbing aerosols within the same column may also cause −15% (scattering aerosols above absorbing aerosols) to 15% (scattering aerosols below absorbing aerosols) errors. Surface reflectance also plays an important role in affecting the AOD retrieval error, with higher errors over brighter surfaces in general. The physical mechanism associated with the AOD retrieval errors is also discussed. Finally, by replacing the default exponential profile with the observed aerosol vertical profile by a micro-pulse lidar at the Beijing-PKU site in the VIIRS retrieval algorithm, the retrieved AOD shows a much better agreement with surface observations, with the correlation coefficient increased from 0.63 to 0.83 and bias decreased from 0.15 to 0.03. Our study highlights the importance of aerosol vertical profile assumption in satellite AOD retrievals, and indicates that considering more realistic profiles can help reduce the uncertainties

Air Quality over China

The strong economic growth in China in recent decades, together with meteorological factors, has resulted in serious air pollution problems, in particular over large industrialized areas with high population density. To reduce the concentrations of pollutants, air pollution control policies have been successfully implemented, resulting in the gradual decrease of air pollution in China during the last decade, as evidenced from both satellite and ground-based measurements. The aims of the Dragon 4 project “Air quality over China” were the determination of trends in the concentrations of aerosols and trace gases, quantification of emissions using a top-down approach and gain a better understanding of the sources, transport and underlying processes contributing to air pollution. This was achieved through (a) satellite observations of trace gases and aerosols to study the temporal and spatial variability of air pollutants; (b) derivation of trace gas emissions from satellite observations to study sources of air pollution and improve air quality modeling; and (c) study effects of haze on air quality. In these studies, the satellite observations are complemented with ground-based observations and modeling

Assessment of Aerosol Optical Depth Under Background and Polluted Conditions Using AERONET and VIIRS Datasets

We investigated aerosol optical depth (AOD) under background and polluted conditions using Aerosol Robotic Network (AERONET) and Visible Infrared Imaging Radiometer Suite (VIIRS) observations. The AOD data were separated into background, high, and median AOD (BAOD, HAOD, and MAOD, respectively) based on the cumulative AOD distribution at each point and then their spatiotemporal variations were analyzed. Persistent pollutant emissions from industrial activity in South Asia (SUA) and Northeast Asia (NEA) produced the highest BAOD values. Gridded-BAODs obtained from VIIRS Deep Blue AOD products showed widespread high-level BAOD over the oceans associated with transport from dust and biomass burning events. The temporal variations in BAOD and HAOD were generally consistent with that of MAOD, but differences were found in seasonal variation as well as in long-term trends in some regions. Southeast Asia (SEA) and South America/South Africa (SAM/SAF) showed similar HAOD levels owing to biomass burning, but BAODs were higher in SEA than in SAM/SAF. In NEA, BAOD was lowest during the summer rainy season, as opposed to the peaks in MAOD and HAOD. Long-term trends of the AODs show clear regional characteristics. The AODs have decreasing trends in NEA, Europe/Mediterranean basin, and Northeast America but increasing trends in SUA, North Africa, and the Middle East. The trend of HAOD in Northwest America and Australia was opposite to that of BAOD. The spatiotemporal patterns of the HAOD and BAOD provide detailed information on changes in aerosol loading compared to using only MAOD

A Dark Target Algorithm for the GOSAT TANSO-CAI Sensor in Aerosol Optical Depth Retrieval over Land

Cloud and Aerosol Imager (CAI) onboard the Greenhouse Gases Observing Satellite (GOSAT) is a multi-band sensor designed to observe and acquire information on clouds and aerosols. In order to retrieve aerosol optical depth (AOD) over land from the CAI sensor, a Dark Target (DT) algorithm for GOSAT CAI was developed based on the strategy of the Moderate Resolution Imaging Spectroradiometer (MODIS) DT algorithm. When retrieving AOD from satellite platforms, determining surface contributions is a major challenge. In the MODIS DT algorithm, surface signals in the visible wavelengths are estimated based on the relationships between visible channels and shortwave infrared (SWIR) near the 2.1 µm channel. However, the CAI only has a 1.6 µm band to cover the SWIR wavelengths. To resolve the difficulties in determining surface reflectance caused by the lack of 2.1 μm band data, we attempted to analyze the relationship between reflectance at 1.6 µm and at 2.1 µm. We did this using the MODIS surface reflectance product and then connecting the reflectances at 1.6 µm and the visible bands based on the empirical relationship between reflectances at 2.1 µm and the visible bands. We found that the reflectance relationship between 1.6 µm and 2.1 µm is typically dependent on the vegetation conditions, and that reflectances at 2.1 µm can be parameterized as a function of 1.6 µm reflectance and the Vegetation Index (VI). Based on our experimental results, an Aerosol Free Vegetation Index (AFRI2.1)-based regression function connecting the 1.6 µm and 2.1 µm bands was summarized. Under light aerosol loading (AOD at 0.55 µm < 0.1), the 2.1 µm reflectance derived by our method has an extremely high correlation with the true 2.1 µm reflectance (r-value = 0.928). Similar to the MODIS DT algorithms (Collection 5 and Collection 6), a CAI-applicable approach that uses AFRI2.1 and the scattering angle to account for the visible surface signals was proposed. It was then applied to the CAI sensor for AOD retrieval; the retrievals were validated by comparisons with ground-level measurements from Aerosol Robotic Network (AERONET) sites. Validations show that retrievals from the CAI have high agreement with the AERONET measurements, with an r-value of 0.922, and 69.2% of the AOD retrieved data falling within the expected error envelope of ± (0.1 + 15% AODAERONET)

Evaluation and comparison of CMIP6 models and MERRA-2 reanalysis AOD against Satellite observations from 2000 to 2014 over China

Rapid industrialization and urbanization along with a growing population are contributing significantly to air pollution in China. Evaluation of long-term aerosol optical depth (AOD) data from models and reanalysis, can greatly promote understanding of spatiotemporal variations in air pollution in China. To do this, AOD (550 nm) values from 2000 to 2014 were obtained from the Coupled Model Inter-comparison Project (CIMP6), the second version of Modern-Era Retrospective analysis for Research, and Applications (MERRA-2), and the Moderate Resolution Imaging Spectroradiometer (MODIS; flying on the Terra satellite) combined Dark Target and Deep Blue (DTB) aerosol product. We used the Terra-MODIS DTB AOD (hereafter MODIS DTB AOD) as a standard to evaluate CMIP6 Ensemble AOD (hereafter CMIP6 AOD) and MERRA-2 reanalysis AOD (hereafter MERRA-2 AOD). Results show better correlations and smaller errors between MERRA-2 and MODIS DTB AOD, than between CMIP6 and MODIS DTB AOD, in most regions of China, at both annual and seasonal scales. However, significant under- and over-estimations in the MERRA-2 and CMIP6 AOD were also observed relative to MODIS DTB AOD. The long-term (2000–2014) MODIS DTB AOD distributions show the highest AOD over the North China Plain (0.71) followed by Central China (0.69), Yangtse River Delta (0.67), Sichuan Basin (0.64), and Pearl River Delta (0.54) regions. The lowest AOD values were recorded over the Tibetan Plateau (0.13 ± 0.01) followed by Qinghai (0.19 ± 0.03) and the Gobi Desert (0.21 ± 0.03). Large amounts of sand and dust particles emitted from natural sources (the Taklamakan and Gobi Deserts) may result in higher AOD in spring compared to summer, autumn, and winter. Trends were also calculated for 2000–2005, for 2006–2010 (when China introduced strict air pollution control policies during the 11th Five Year Plan or FYP), and for 2011–2014 (during the 12th FYP). An increasing trend in MODIS DTB AOD was observed throughout the country during 2000–2014. The uncontrolled industrialization, urbanization, and rapid economic development that mostly occurred from 2000 to 2005 probably contributed to the overall increase in AOD. Finally, China's air pollution control policies helped to reduce AOD in most regions of the country; this was more evident during the 12th FYP period (2011–2014) than during the 11th FYP period (2006–2010). Therefore this study strongly advises the authority to retain or extend these policies in the future for improving air quality

Observations of the Interaction and Transport of Fine Mode Aerosols With Cloud and/or Fog in Northeast Asia From Aerosol Robotic Network and Satellite Remote Sensing

Analysis of Sun photometer measured and satellite retrieved aerosol optical depth (AOD) datahas shown that major aerosol pollution events with very highfine mode AOD (>1.0 in midvisible) in theChina/Korea/Japan region are often observed to be associated with significant cloud cover. This makesremote sensing of these events difficult even for high temporal resolution Sun photometer measurements.Possible physical mechanisms for these events that have high AOD include a combination of aerosolhumidification, cloud processing, and meteorological covariation with atmospheric stability andconvergence. The new development of Aerosol Robotic Network Version 3 Level 2 AOD with improved cloudscreening algorithms now allow for unprecedented ability to monitor these extremefine mode pollutionevents. Further, the spectral deconvolution algorithm (SDA) applied to Level 1 data (L1; no cloud screening)provides an even more comprehensive assessment offine mode AOD than L2 in current and previous dataversions. Studying the 2012 winter-summer period, comparisons of Aerosol Robotic Network L1 SDA dailyaveragefine mode AOD data showed that Moderate Resolution Imaging Spectroradiometer satellite remotesensing of AOD often did not retrieve and/or identify some of the highestfine mode AOD events in thisregion. Also, compared to models that include data assimilation of satellite retrieved AOD, the L1 SDAfinemode AOD was significantly higher in magnitude, particularly for the highest AOD events that were oftenassociated with significant cloudiness