L-Band Vegetation optical depth and effective scattering albedo estimation from SMAP

Over land the vegetation canopy affects the microwave brightness temperature by emission, scattering and attenuation of surface soil emission. Attenuation, as represented by vegetation optical depth (VOD), is a potentially useful ecological indicator. The NASA Soil Moisture Active Passive (SMAP) mission carries significant potential for VOD estimates because of its radio frequency interference mitigation efforts and because the L-band signal penetrates deeper into the vegetation canopy than the higher frequency bands used for many previous VOD retrievals. In this study, we apply the multi-temporal dual-channel retrieval algorithm (MT-DCA) to derive global VOD, soil moisture, and effective scattering albedo estimates from SMAP Backus-Gilbert enhanced brightness temperatures posted on a 9 km grid and with three day revisit time. SMAP VOD values from the MT-DCA follow expected global distributions and are shown to be highly correlated with canopy height. They are also broadly similar in magnitude (though not always in seasonal amplitude) to European Space Agency Soil Moisture and Ocean Salinity (SMOS) VOD. The SMOS VOD values are based on angular brightness temperature information while the SMAP measurements are at a constant incidence angle, requiring an alternate approach to VOD retrieval presented in this study. Globally, albedo values tend to be high over regions with heterogeneous land cover types. The estimated effective scattering albedo values are generally higher than those used in previous soil moisture estimation algorithms and linked to biome classifications. MT-DCA retrievals of soil moisture show only small random differences with soil moisture retrievals from the Baseline SMAP algorithm, which uses a prior estimate of VOD based on land cover and optical data. However, significant biases exist between the two datasets. The soil moisture biases follow the pattern of differences between the MT-DCA retrieved and Baseline-assigned VOD values

An evaluation of SMOS L-band vegetation optical depth (L-VOD) data sets:high sensitivity of L-VOD to above-ground biomass in Africa

The vegetation optical depth (VOD) measured at microwave frequencies is related to the vegetation water content and provides information complementary to visible/infrared vegetation indices. This study is devoted to the characterization of a new VOD data set obtained from SMOS (Soil Moisture and Ocean Salinity) satellite observations at L-band (1.4 GHz). Three different SMOS L-band VOD (LVOD) data sets (SMOS level 2, level 3 and SMOS-IC) were compared with data sets on tree height, visible/infrared indexes (NDVI, EVI), mean annual precipitation and above-ground biomass (AGB) for the African continent. For all relationships, SMOS-IC showed the lowest dispersion and highest correlation. Overall, we found a strong (R > 0.85) correlation with no clear sign of saturation between L-VOD and four AGB data sets. The relationships between L-VOD and the AGB data sets were linear per land cover class but with a changing slope depending on the class type, which makes it a global non-linear relationship. In contrast, the relationship linking L-VOD to tree height (R = 0.87) was close to linear. For vegetation classes other than evergreen broadleaf forest, the annual mean of L-VOD spans a range from 0 to 0.7 and it is linearly correlated with the average annual precipitation. SMOS L-VOD showed higher sensitivity to AGB compared to NDVI and K/X/C-VOD (VOD measured at 19, 10.7 and 6.9 GHz). The results showed that, although the spatial resolution of L-VOD is coarse (similar to 40 km), the high temporal frequency and sensitivity to AGB makes SMOS L-VOD a very promising indicator for large-scale monitoring of the vegetation status, in particular biomass

SMAP Detects Soil Moisture Under Temperate Forest Canopies

Soil moisture dynamics in the presence of dense vegetation canopies are determinants of ecosystem function and biogeochemical cycles, but the capability of existing spaceborne sensors to support reliable and useful estimates is not known. New results from a recently initiated field experiment in the northeast United States show that the National Aeronautics and Space Administration (NASA) SMAP (Soil Moisture Active Passive) satellite is capable of retrieving soil moisture under temperate forest canopies. We present an analysis demonstrating that a parameterized emission model with the SMAP morning overpass brightness temperature resulted in a RMSD (root‐mean‐square difference) range of 0.047–0.057 m3/m3 and a Pearson correlation range of 0.75–0.85 depending on the experiment location and the SMAP polarization. The inversion approach included a minimal amount of ancillary data. This result demonstrates unequivocally that spaceborne L‐band radiometry is sensitive to soil moisture under temperate forest canopies, which has been uncertain because of lack of representative reference data

Sensitivity of L-band vegetation optical depth to carbon stocks in tropical forests: a comparison to higher frequencies and optical indices

Supplementary data to this article can be found online at https://doi.org/10.1016/j.rse.2019.111303.Monitoring vegetation carbon in tropical regions is essential to the global carbon assessment and to evaluate the actions oriented to the reduction of forest degradation. Mainly, satellite optical vegetation indices and LiDAR data have been used to this purpose. These two techniques are limited by cloud cover and are sensitive only to the top of vegetation. In addition, the vegetation attenuation to the soil microwave emission, represented by the vegetation optical depth (VOD), has been applied for biomass estimation using frequencies ranging from 4 to 30¿GHz (C- to K-bands). Atmosphere is transparent to microwaves and their sensitivity to canopy layers depends on the frequency, with lower frequencies having greater penetration depths. In this regard, L-band VOD (1.4¿GHz) is expected to enhance the ability to estimate carbon stocks. This study compares the sensitivity of different VOD products (from L, C, and X-bands) and an optical vegetation index (EVI) to the above-ground carbon density (ACD). It quantifies the contribution of ACD and forest cover proportion to the VOD/EVI signals. The study is conducted in Peru, southern Colombia and Panama, where ACD maps have been derived from airborne LiDAR. Results confirm the enhanced sensitivity of L-band VOD to ACD when compared to higher frequency bands, and show that the sensitivity of all VOD bands decreases in the densest forests. ACD explains 34% and forest cover 30% of L-band VOD variance, and these proportions gradually decrease for EVI, C-, and X-band VOD, respectively. Results are consistent through different categories of altitude and carbon density. This pattern is found in most of the studied regions and in flooded forests. Results also show that C-, X-band VOD and EVI provide complementary information to L-band VOD, especially in flooded forests and in mountains, indicating that synergistic approaches could lead to improved retrievals in these regions. Although the assessment of vegetation carbon in the densest forests requires further research, results from this study support the use of new L-band VOD estimates for mapping the carbon of tropical forests.Peer ReviewedPostprint (author's final draft

Vegetation optical depth at L-band and above ground biomass in the tropical range: Evaluating their relationships at continental and regional scales

Abstract The relationship between vegetation optical depth (VOD) retrieved by L-band SMOS radiometer and forest above ground biomass (AGB) was investigated in tropical areas of Africa and South America. VOD was retrieved from the latest version of level 2 SMOS algorithm, while reference AGB was obtained from a pantropical database, encompassing a large number of ground plot data derived from field surveys conducted on both continents. In Africa and South-America, VOD increased with AGB, reaching saturation at about 350 Mg ha−1. The strength of the relation was improved selecting VOD data in appropriate seasons, characterized by a higher dynamic range of values. The capability of VOD data to estimate AGB was further investigated using Random Forest decision trees, adding to VOD selected climate variables from the Climatic Research Unit (temperature, potential evapotranspiration, and precipitation) and water deficit data, and validating regression tests with ground data from the reference AGB database. The results for the five analyzed years indicate that the best estimates of AGB are obtained by the joined use of VOD and potential evapotranspiration input data, but all climate variables brought an improvement in AGB estimates. AGB estimates were relatively stable for the considered period, with limited variations possibly due to changes in biomass and to data quality of VOD and of climate variables. The VOD signal and estimated AGB were also analyzed according to ecological homogeneous units (ecoregions), evidencing data clusters, partially overlapped to each other, in the VOD - AGB plane

Statistical analysis and combination of active and passive microwave remote sensing methods for soil moisture retrieval

Knowledge about soil moisture and its spatio-temporal dynamics is essential for the improvement of climate and hydrological modeling, including drought and flood monitoring and forecasting, as well as weather forecasting models. In recent years, several soil moisture products from active and passive microwave remote sensing have become available with high temporal resolution and global coverage. Thus, the validation and evaluation of spatial and temporal soil moisture patterns are of great interest, for improving soil moisture products as well as for their proper use in models or other applications. This thesis analyzes the different accuracy levels of global soil moisture products and identifies the major influencing factors on this accuracy based on a small catchment example. Furthermore, on global scale, structural differences betweenthe soil moisture products were investigated. This includes in particular the representation of spatial and temporal patterns, as well as a general scaling law of soil moisture variability with extent scale. The results of the catchment scale as well as the global scale analyses identified vegetation to have a high impact on the accuracy of remotely sensed soil moisture products. Therefore, an improved method to consider vegetation characteristics in pasive soil moisture retrieval from active radar satellite data was developed and tested. The knowledge gained by this thesis will contribute to improve soil moisture retrieval of current and future microwave remote sensors (e.g. SMOS or SMAP)

Satellite and in situ observations for advancing global Earth surface modelling: a review

In this paper, we review the use of satellite-based remote sensing in combination with in situ data to inform Earth surface modelling. This involves verification and optimization methods that can handle both random and systematic errors and result in effective model improvement for both surface monitoring and prediction applications. The reasons for diverse remote sensing data and products include (i) their complementary areal and temporal coverage, (ii) their diverse and covariant information content, and (iii) their ability to complement in situ observations, which are often sparse and only locally representative. To improve our understanding of the complex behavior of the Earth system at the surface and sub-surface, we need large volumes of data from high-resolution modelling and remote sensing, since the Earth surface exhibits a high degree of heterogeneity and discontinuities in space and time. The spatial and temporal variability of the biosphere, hydrosphere, cryosphere and anthroposphere calls for an increased use of Earth observation (EO) data attaining volumes previously considered prohibitive. We review data availability and discuss recent examples where satellite remote sensing is used to infer observable surface quantities directly or indirectly, with particular emphasis on key parameters necessary for weather and climate prediction. Coordinated high-resolution remote-sensing and modelling/assimilation capabilities for the Earth surface are required to support an international application-focused effort

Modelling of Multi-Frequency Microwave Backscatter and Emission of Land Surface by a Community Land Active Passive Microwave Radiative Transfer Modelling Platform (CLAP)

Emission and backscattering signals of land surfaces at different frequencies have distinctive responses to soil and vegetation physical states. The use of multi-frequency combined active and passive microwave signals provides complementary information to better understand and interpret the observed signals in relation to surface states and the underlying physical processes. Such a capability also improves our ability to retrieve surface parameters and states such as soil moisture, freeze-thaw dynamics and vegetation biomass and vegetation water content (VWC) for ecosystem monitoring. We present here a prototype Community Land Active Passive Microwave Radiative Transfer Modelling platform (CLAP) for simulating both backscatter (&sigma;0) and emission (TB) signals of land surfaces, in which the CLAP is backboned by an air-to-soil transition model (ATS) (accounting for surface dielectric roughness) integrated with the Advanced Integral Equation Model (AIEM) for modelling soil surface scattering, and the Tor Vergata model for modelling vegetation scattering and the interaction between vegetation and soil parts. The CLAP was used to simulate both ground-based and space-borne multi-frequency microwave measurements collected at the Maqu observatory on the eastern Tibetan plateau. The ground-based systems include a scatterometer system (1&ndash;10 GHz) and an L-band microwave radiometer. The space-borne measurements are obtained from the X-band and C-band Advanced Microwave Scanning Radiometer 2 (AMSR2) radiation observations. The impacts of different vegetation properties (i.e., structure, water and temperature dynamics) and soil conditions (i.e., different moisture and temperature profiles) on the microwave signals were investigated by CLAP simulation for understanding factors that can account for diurnal variations of the observed signals. The results show that the dynamic VWC partially accounts for the diurnal variation of the observed signal at the low frequencies (i.e., S- and L-bands), while the diurnal variation of the observed signals at high frequencies (i.e., X- and C-bands) is more due to vegetation temperature changing, which implies the necessity to first disentangle the impact of vegetation temperature for the use of high frequency microwave signals. The model derived vegetation optical depth &tau; differs in terms of frequencies and different model parameterizations, while its diurnal variation depends on the diurnal variation of VWC regardless of frequency. After normalizing &tau; at multi-frequency by wavenumber, difference is still observed among different frequencies. This indicates that &tau; is indeed frequency-dependent, and &tau; for each frequency is suggested to be applied in the retrieval of soil and vegetation parameters. Moreover, &tau; at different frequencies (e.g., X-band and L-band) cannot be simply combined for constructing accurate long time series microwave-based vegetation product. To this purpose, it is suggested to investigate the role of the leaf water potential in regulating plant water use and its impact on the normalized &tau; at multi-frequency. Overall, the CLAP is expected to improve our capability for understanding and applying current and future multi-frequency space-borne microwave systems (e.g. those from ROSE-L and CIMR) for vegetation monitoring.</p