Ecohydrology in water-limited environment using quantitative remote sensing - the Heihe River basin (China) case

Water-limited environments exist on all continents of the globe and they cover more than 30% of the Earth’s land surface. The eco-environments of these regions tend to be fragile and they are changing in a dramatic way through processes like land desertification, shrinking of oases, groundwater depletion, and soil erosion. These are either human induced or results of a changing climate. Implications of these changes for both the regional hydrologic cycle and the vegetation have been documented. Since these changes occur over a wide range of scales in space and time, remote sensing methods are needed to monitor the land surface characteristics, to observe changes in vegetation and hydrological states, and to compare these with predictions from hydrological models. It is widely accepted that remote sensing methods offer the ability to acquire spatially continuous measurements over large areas. Remote sensing can also help to visualize complex processes because the spatial data can be captured regularly over time. China is one of several countries with large arid and semi-arid areas. The Heihe River basin, situated in the arid inland of northwestern China, is one of the areas severely affected by ecoenvironmental degradation and recovery. The problem of the degraded environment is due to overexploitation of surface and ground water leading to shrinking of oases, including the decline and death of natural vegetation, and the lowering of the groundwater table. Exhaustive (over-)use of water resources is the main cause of land degradation in the lower reaches of the basin, called the Ejina oasis. The whole Heihe River basin is therefore selected as study area in this thesis to analyze the long-term eco-environmental changes. What happens in this river basin is likely to have a growing influence on regional hydrological cycles, even affecting human life. Effective management of eco-environmental problems in this critical zone of water-limited conditions will provide scientific evidence for protecting and improving the eco-environment in these Chinese northwestern arid regions, eventually resulting in land improvement. Studies on quantifying the relationship between the vegetation and the water resources are a critical step in developing an ecohydrological approach to resources management in order to minimize environmental degradation. Remote sensing measurements can help us to better understand the effects of changes in water management on hydrological processes and their subsequent feedback to the eco-environment at the regional scale. Remote sensing methods can also provide information to quantify heterogeneity and change at a large scale. Therefore, the main objective of this thesis is to develop a methodology for the quantitative assessment of eco-environmental changes at a large scale in arid regions by integrating remote sensing methods in ecohydrological approaches. Chapter 1 outlines the significance of quantitative assessment of eco-environmental changes using remote sensing methods and applying them for ecohydrology in northwestern China, resulting in the specific research objectives of this thesis. Chapter 2 quantifies both the vertical and horizontal distribution of vegetation in the Qilian Mountains area, representing the upper reaches of the Heihe River basin, based on MODIS NDVI images from the year 2000 - 2006. Our analysis reveals that elevation and aspect are two important impact factors for the vertical distribution of vegetation in a mountainous area. The NDVI increases with the elevation and reaches a maximum value at a certain elevation threshold, and then decreases as the elevation increases beyond this threshold. The optimal vegetation growth is on the shady side of the mountains because of less evapotranspiration. The best combination of temperature and precipitation is assessed providing good conditions for vegetation growth. Chapter 3 presents an efficient method to estimate the regional annual evapotranspiration (ET) based on the SEBS algorithm (Surface Energy Balance System) in the Zhangye basin, representing the middle reaches of the Heihe River basin. The method proposed is a combination of the daily SEBS results and data collected by meteorological stations. The result shows that the annual ET increased gradually during the period 1990-2004 and the main impact factor on the long-term increase of annual ET was the vegetation change. The accuracy of the ET result is validated using a water balance for the whole watershed and the validation reveals that the SEBS algorithm can be used to effectively estimate annual ET in the Zhangye basin. Chapter 4 establishes the quantitative relationship between the runoff of the Heihe River and the long-term vegetation change of the Ejina oasis, located in the lower reaches of the Heihe River. In this part, two time periods are distinguished corresponding to before and after the implementation of a new water allocation scheme in the Heihe River basin. The GIMMS NDVI and MODIS NDVI data sets are used to quantify the long-term change of the oasis vegetation in the first period 1989-2002 and the second period 2000-2006, respectively. The vegetation change shows a decreasing trend from 1989 to 2002 and an increasing trend between 2000 and 2006. Good relation between the runoff of the river and the vegetation growth are found at both stages and the time lag of the observed hysteresis effect of the runoff of the river on the oasis vegetation is one year. In addition, the yearly smallest water amount which sustains the demand of the eco-environment of the Ejina area is estimated to be 4×108 m3 based on MODIS images. Chapter 5 explores a method to quantify the effect of the groundwater depth on the vegetation growth in the year 2000 in the oasis area by combining MODIS NDVI with groundwater observation data. The result demonstrates that the groundwater depth suitable for vegetation growth in this region ranges from 2.8 to 5 m, depending on species composition. Hardly any vegetation growth occurs when the groundwater depth is below 5 m because the rooting depth of the occurring species is limited and cannot maintain adequate water supplies to their canopies when the water depth is below 5 m. The situation changes after implementation of the new water allocation scheme since 2000. The mean NDVI increased and the annual conversion of bare land into vegetated land is about 38 km2 per year during the period 2000 – 2008. It reflects a potential recovery of the eco-environment of the Ejina area. Chapter 6 comprises the main conclusions and the outlook for possible improvements in future research. The main contribution of this study is the successful integration of remote sensing with ecohydrology in quantifying the relationship between water resources and vegetation occurrence at large scale. It provides a methodology to evaluate the long-term vegetation change and the water resources impact using remote sensing data in water-limited areas. The approach of vegetation dynamics, runoff and groundwater impacts presented in this thesis serves as a sound foundation for predicting the effects of future environmental changes. <br/

Environmental burdens of groundwater extraction for irrigation over an inland river basin in Northwest China

Crop production is expected to increase by more than 50% to meet the demand of population growth in China in 2050 (FAO, 2017). Crop production in North China largely depends on irrigation, which is mainly from groundwater in Northwest China. Over-extraction of groundwater is decreasing groundwater levels, and threatening the fragile ecological systems of arid regions. How groundwater levels will change in order to meet the irrigation water requirement in Northwest China has not been extensively investigated to evaluate sustainability of agriculture and the cost to maintain groundwater levels. Here, we examine the dynamic relations between groundwater levels and the amount of irrigation water, by employing the Variable Infiltration Capacity model and an irrigation scheme, for the last three decades in Heihe River basin of China. The results show that on the average about 1.86 m decline of groundwater is attributable to the irrigation water consumption for the farmland area in Heihe River over the past three decades. In the scenario of ceasing irrigation activities, the groundwater level will be prevented to further decline about 3.06±0.4m under the future climate scenarios till 2050, but at the cost of crop production valued 64.2±8.4 billion CNY. Effective water-saving measures and strategies are expected to adopt to maintain both groundwater levels and agricultural productivity for the coming decades

Comparison and analysis of bare soil evaporation models combined with ASTER data in Heihe River Basin

AbstractBased on ASTER (Advanced Spaceborne Thermal Emission and Reflection Radiometer) remote sensing data, bare soil evaporation was estimated with the Penman-Monteith model, the Priestley-Taylor model, and the aerodynamics model. Evaporation estimated by each of the three models was compared with actual evaporation, and error sources of the three models were analyzed. The mean absolute relative error was 9% for the Penman-Monteith model, 14% for the Priestley-Taylor model, and 32% for the aerodynamics model; the Penman-Monteith model was the best of these three models for estimating bare soil evaporation. The error source of the Penman-Monteith model is the neglect of the advection estimation. The error source of the Priestley-Taylor model is the simplification of the component of aerodynamics as 0.72 times the net radiation. The error source of the aerodynamics model is the difference of vapor pressure and neglect of the radiometric component. The spatial distribution of bare soil evaporation is evident, and its main factors are soil water content and elevation

Agricultural water policy reforms in China: a representative look at Zhangye City, Gansu Province, China

Water resources are essential for agricultural production in the grain-producing region of China, and water shortage could significantly affect the production and international trade of agricultural products. China is placing effort in new policies to effectively respond to changes in water resources due to changes in land use/land cover as well as climatic variations. This research investigates the changes in land, water, and the awareness of farmer vis-à-vis the implementation of water-saving policies in Zhangye City, an experimental site for pilot programs of water resources management in China. This research indicates that the water saved through water-saving programs and changes in cropping structure (2.2 × 108 m3 a-1) is perhaps lower than the newly increased water withdrawal through corporate-led land reclamation (3.7 × 108 m3 a-1). Most critically, the groundwater withdrawal has increased. In addition, our survey suggests that local government is facing a dilemma of water conservation and agricultural development. Therefore, the enforcement of the ban on farmland reclamation and irrigation water quotas in our study area is revealed to be relatively loose. In this vein, the engagement of local stakeholders in water governance is essential for the future sustainable management of water resources

Seasonality of the Transpiration Fraction and Its Controls Across Typical Ecosystems Within the Heihe River Basin

Understanding the seasonality of the transpiration fraction (T/ET) of total terrestrial evapotranspiration (ET) is vital for coupling ecological and hydrological systems and quantifying the heterogeneity among various ecosystems. In this study, a two‐source model was used to estimate T/ET in five ecosystems over the Heihe River Basin. In situ measurements of daily energy flux, sap flow, and surface soil temperature were compared with model outputs for 2014 and 2015. Agreement between model predictions and observations demonstrates good performance in capturing the ecosystem seasonality of T/ET. In addition, sensitivity analysis indicated that the model is insensitive to errors in measured input variables and parameters. T/ET among the five sites showed only slight interannual fluctuations while exhibited significant seasonality. All the ecosystems presented a single‐peak trend, reaching the maximum value in July and fluctuating day to day. During the growing season, average T/ET was the highest for the cropland ecosystem (0.80 ± 0.13), followed by the alpine meadow ecosystem (0.79 ± 0.12), the desert riparian forest Populus euphratica (0.67 ± 0.07), the Tamarix ramosissima Ledeb desert riparian shrub ecosystem (0.67 ± 0.06), and the alpine swamp meadow (0.55 ± 0.23). Leaf area index exerted a first‐order control on T/ET and showed divergence among the five ecosystems because of different vegetation dynamics and environmental conditions (e.g., water availability or vapor pressure deficits). This study quantified transpiration fraction across diverse ecosystems within the same water basin and emphasized the biotic controls on the seasonality of the transpiration fraction

Mapping Regional Turbulent Heat Fluxes via Assimilation of MODIS Land Surface Temperature Data into an Ensemble Kalman Smoother Framework

Estimation of turbulent heat fluxes via variational data assimilation (VDA) approaches has been the subject of several studies. The VDA approaches need an adjoint model that is difficult to derive. In this study, remotely sensed land surface temperature (LST) data from the Moderate Resolution Imaging Spectroradiometer (MODIS) are assimilated into the heat diffusion equation within an ensemble Kalman smoother (EnKS) approach to estimate turbulent heat fluxes. The EnKS approach is tested in the Heihe River Basin (HRB) in northwest China. The results show that the EnKS approach can estimate turbulent heat fluxes by assimilating low temporal resolution LST data from MODIS. The findings indicate that the EnKS approach performs fairly well in various hydrological and vegetative conditions. The estimated sensible (H) and latent (LE) heat fluxes are compared with the corresponding observations from large aperture scintillometer systems at three sites (namely, Arou, Daman, and Sidaoqiao) in the HRB. The turbulent heat flux estimates from EnKS agree reasonably well with the observations, and are comparable to those of the VDA approach. The EnKS approach also provides statistical information on the H and LE estimates. It is found that the uncertainties of H and LE estimates are higher over wet and/or densely vegetated areas (grassland and forest) compared to the dry and/or slightly vegetated areas (cropland, shrubland, and barren land)

Coupling a groundwater model with a land surface model to improve water and energy cycle simulation

Water and energy cycles interact, making these two processes closely related. Land surface models (LSMs) can describe the water and energy cycles on the land surface, but their description of the subsurface water processes is oversimplified, and lateral groundwater flow is ignored. Groundwater models (GWMs) describe the dynamic movement of the subsurface water well, but they cannot depict the physical mechanisms of the evapotranspiration (ET) process in detail. In this study, a coupled model of groundwater flow with a simple biosphere (GWSiB) is developed based on the full coupling of a typical land surface model (SiB2) and a 3-D variably saturated groundwater model (AquiferFlow). In this coupled model, the infiltration, ET and energy transfer are simulated by SiB2 using the soil moisture results from the groundwater flow model. The infiltration and ET results are applied iteratively to drive the groundwater flow model. After the coupled model is built, a sensitivity test is first performed, and the effect of the groundwater depth and the hydraulic conductivity parameters on the ET are analyzed. The coupled model is then validated using measurements from two stations located in shallow and deep groundwater depth zones. Finally, the coupled model is applied to data from the middle reach of the Heihe River basin in the northwest of China to test the regional simulation capabilities of the model

Evapotranspiration estimation using Landsat-8 data with a two-layer framework

This work was partially supported by the National Natural Science Foundation of China (41401042), National Key Basic Research Program of China (973 Program) (Grant No. 2015CB452701) and National Natural Science Foundation of China (Grant Nos. 41571019 and 41371043).Peer reviewedproo

Convection-permitting fully coupled WRF-Hydro ensemble simulations in high mountain environment: impact of boundary layer- and lateral flow parameterizations on land–atmosphere interactions

Numerical climate models have been upgraded by the improved description of terrestrial hydrological processes across different scales. The goal of this study is to explore the role of terrestrial hydrological processes on land–atmosphere interactions within the context of modeling uncertainties related to model physics parameterization. The models applied are the Weather Research and Forecasting (WRF) model and its coupled hydrological modeling system WRF-Hydro, which depicts the lateral terrestrial hydrological processes and further allows their feedback to the atmosphere. We conducted convection-permitting simulations (3 km) over the Heihe River Basin in Northwest China for the period 2008–2010, and particularly focused on its upper reach area of complex high mountains. In order to account for the modeling uncertainties associated with model physics parameterization, an ensemble of simulations is generated by varying the planetary boundary layer (PBL) schemes. We embedded the fully three-dimensional atmospheric water tagging method in both WRF and WRF-Hydro for quantifying the strength of land–atmosphere interactions. The impact of PBL parameterization on land–atmosphere interactions is evaluated through its direct effect on vertical mixing. Results suggest that enabled lateral terrestrial flow in WRF-Hydro distinctly increases soil moisture and evapotranspiration near the surface in the high mountains, thereby modifies the atmospheric condition regardless of the applied PBL scheme. The local precipitation recycling ratio in the study area increases from 1.52 to 1.9% due to the description of lateral terrestrial flow, and such positive feedback processes are irrespective of the modeling variability caused by PBL parameterizations. This study highlights the non-negligible contribution of lateral terrestrial flow to local precipitation recycling, indicating the potential of the fully coupled modeling in land–atmosphere interactions research