Near-Instantaneously Adaptive HSDPA-Style OFDM Versus MC-CDMA Transceivers for WIFI, WIMAX, and Next-Generation Cellular Systems

Burts-by-burst (BbB) adaptive high-speed downlink packet access (HSDPA) style multicarrier systems are reviewed, identifying their most critical design aspects. These systems exhibit numerous attractive features, rendering them eminently eligible for employment in next-generation wireless systems. It is argued that BbB-adaptive or symbol-by-symbol adaptive orthogonal frequency division multiplex (OFDM) modems counteract the near instantaneous channel quality variations and hence attain an increased throughput or robustness in comparison to their fixed-mode counterparts. Although they act quite differently, various diversity techniques, such as Rake receivers and space-time block coding (STBC) are also capable of mitigating the channel quality variations in their effort to reduce the bit error ratio (BER), provided that the individual antenna elements experience independent fading. By contrast, in the presence of correlated fading imposed by shadowing or time-variant multiuser interference, the benefits of space-time coding erode and it is unrealistic to expect that a fixed-mode space-time coded system remains capable of maintaining a near-constant BER

New advances in symbol timing synchronization of single-carrier, multi-carrier and space-time multiple-antenna systems

In this dissertation, the problem of symbol timing synchronization for the following three different communication systems is studied: 1) conventional single-carrier transmissions with single antenna in both transmitter and receiver; 2) single-carrier transmissions with multiple antennas at both transmitter and receiver; and 3) orthogonal frequency division multiplexing (OFDM) based IEEE 802.11a wireless local area networks (WLANs). For conventional single-carrier, single-antenna systems, a general feedforward symbol-timing estimation framework is developed based on the conditional maximum likelihood principle. The proposed algorithm is applied to linear modulations and two commonly used continuous phase modulations: MSK and GMSK. The performance of the proposed estimator is analyzed analytically and via simulations. Moreover, using the newly developed general estimation framework, all the previously proposed digital blind feedforward symbol timing estimators employing second-order statistics are cast into a unified framework. The finite sample mean-square error expression for this class of estimators is established and the best estimators are determined. Simulation results are presented to corroborate the analytical results. Moving on to single-carrier, multiple-antenna systems, we present two algorithms. The first algorithm is based on a heuristic argument and it improves the optimum sample selection algorithm by Naguib et al. so that accurate timing estimates can be obtained even if the oversampling ratio is small. The performance of the proposed algorithm is analyzed both analytically and via simulations. The second algorithm is based on the maximum likelihood principle. The data aided (DA) and non-data aided (NDA) ML symbol timing estimators and their cor- responding CCRB and MCRB in MIMO correlated ??at-fading channels are derived. It is shown that the improved algorithm developed based on the heuristic argument is just a special case of the DA ML estimator. Simulation results under different operating conditions are given to assess and compare the performances of the DA and NDA ML estimators with respect to their corresponding CCRBs and MCRBs. In the last part of this dissertation, the ML timing synchronizer for IEEE 802.11a WLANs on frequency-selective fading channels is developed. The proposed algorithm is compared with four of the most representative timing synchronization algorithms, one specically designed for IEEE 802.11a WLANs and three other algorithms designed for general OFDM frame synchronization

Design and implementation of a downlink MC-CDMA receiver

Cette thèse présente une étude d'un système complet de transmission en liaison descendante utilisant la technologie multi-porteuse avec l'accès multiple par division de code (Multi-Carrier Code Division Multiple Access, MC-CDMA). L'étude inclut la synchronisation et l'estimation du canal pour un système MC-CDMA en liaison descendante ainsi que l'implémentation sur puce FPGA d'un récepteur MC-CDMA en liaison descendante en bande de base. Le MC-CDMA est une combinaison de la technique de multiplexage par fréquence orthogonale (Orthogonal Frequency Division Multiplexing, OFDM) et de l'accès multiple par répartition de code (CDMA), et ce dans le but d'intégrer les deux technologies. Le système MC-CDMA est conçu pour fonctionner à l'intérieur de la contrainte d'une bande de fréquence de 5 MHz pour les modèles de canaux intérieur/extérieur pédestre et véhiculaire tel que décrit par le "Third Genaration Partnership Project" (3GPP). La composante OFDM du système MC-CDMA a été simulée en utilisant le logiciel MATLAB dans le but d'obtenir des paramètres de base. Des codes orthogonaux à facteur d'étalement variable (OVSF) de longueur 8 ont été choisis comme codes d'étalement pour notre système MC-CDMA. Ceci permet de supporter des taux de transmission maximum jusquà 20.6 Mbps et 22.875 Mbps (données non codées, pleine charge de 8 utilisateurs) pour les canaux intérieur/extérieur pédestre et véhiculaire, respectivement. Une étude analytique des expressions de taux d'erreur binaire pour le MC-CDMA dans un canal multivoies de Rayleigh a été réalisée dans le but d'évaluer rapidement et de façon précise les performances. Des techniques d'estimation de canal basées sur les décisions antérieures ont été étudiées afin d'améliorer encore plus les performances de taux d'erreur binaire du système MC-CDMA en liaison descendante. L'estimateur de canal basé sur les décisions antérieures et utilisant le critère de l'erreur quadratique minimale linéaire avec une matrice' de corrélation du canal de taille 64 x 64 a été choisi comme étant un bon compromis entre la performance et la complexité pour une implementation sur puce FPGA. Une nouvelle séquence d'apprentissage a été conçue pour le récepteur dans la configuration intérieur/extérieur pédestre dans le but d'estimer de façon grossière le temps de synchronisation et le décalage fréquentiel fractionnaire de la porteuse dans le domaine du temps. Les estimations fines du temps de synchronisation et du décalage fréquentiel de la porteuse ont été effectués dans le domaine des fréquences à l'aide de sous-porteuses pilotes. Un récepteur en liaison descendante MC-CDMA complet pour le canal intérieur /extérieur pédestre avec les synchronisations en temps et en fréquence en boucle fermée a été simulé avant de procéder à l'implémentation matérielle. Le récepteur en liaison descendante en bande de base pour le canal intérieur/extérieur pédestre a été implémenté sur un système de développement fabriqué par la compagnie Nallatech et utilisant le circuit XtremeDSP de Xilinx. Un transmetteur compatible avec le système de réception a également été réalisé. Des tests fonctionnels du récepteur ont été effectués dans un environnement sans fil statique de laboratoire. Un environnement de test plus dynamique, incluant la mobilité du transmetteur, du récepteur ou des éléments dispersifs, aurait été souhaitable, mais n'a pu être réalisé étant donné les difficultés logistiques inhérentes. Les taux d'erreur binaire mesurés avec différents nombres d'usagers actifs et différentes modulations sont proches des simulations sur ordinateurs pour un canal avec bruit blanc gaussien additif

Mac-Phy Cross-Layer analysis and design of Mimo-Ofdm Wlans based on fast link adaptation

The latestWLAN standard, known as IEEE 802.11n, has notably increased the network capacity with respect to its predecessors thanks to the incorporation of the multipleinput multiple-output (MIMO) technology. Nonetheless, the new amendment, as its previous ones, does not specify how crucial configuration mechanisms, most notably the adaptive modulation and coding (AMC) algorithm should be implemented. The AMC process has proved essential to fully exploit the system resources in light of varying channel conditions. In this dissertation, a closed-loop AMC technique, referred to as fast link adaption (FLA) algorithm, that effectively selects themodulation and coding scheme (MCS) for multicarriermultiantennaWLAN networks is proposed. The FLA algorithm determines the MCS that maximizes the throughput while satisfying a quality of service (QoS) constraint, usually defined in the form of an objective packet error rate (PER). To this end, FLA uses a packet/bit error rate prediction methodology based on the exponential effective SNRmetric (EESM). The FLA algorithm performance has been evaluated under IEEE 802.11n systems that thanks to the incorporation of a feedbackmechanismare able to implement closed- loop AMC mechanisms. Initially, this AMC technique relies only on physical layer information but it is subsequently extended to also take into account themediumaccess control (MAC) sublayer performance. At the physical layer, the FLA algorithm has demonstrated its effectivity by performing very close to optimality in terms of throughput, while satisfying a prescribed PER constraint. The FLA algorithm has also been evaluated using imperfect channel information. It has been observed that the proposed FLA technique is rather robust against imperfect channel information, and only in highly-frequency selective channels, imperfect channel knowledge causes a noticeable degradation in throughput. At the MAC sublayer, the FLA algorithm has been complemented with a timeout strategy that weighs down the influence of the available channel information as this becomes outdated. This channel information outdate is caused by the MAC sublayer whose user multiplexing policy potentially results in large delays between acquiring the instant in which the channel state information is acquired and that in which the channel is accessed. Results demonstrate the superiority of FLA when compared to open-loop algorithms under saturated and non-saturated conditions and irrespective of the packet length, number of users, protocol (CSMA/CA or CDMA/E2CA) and access scheme (Basic Access or RTS/CTS). Additionally, several analytical models have been developed to estimate the system performance at the MAC sublayer. These models account for all operational details of the IEEE 802.11n MAC sublayer, such as finite number of retries, anomalous slot or channel errors. In particular, a semi-analytical model that assesses the MAC layer throughput under saturated conditions, considering the AMC performance is first introduced. Then, an analytical model that allows the evaluation of the QoS performance under non-saturated conditions is presented. This model focuses on single MCS and it is able to accurately predict very important system performance metrics such as blocking probability, delay, probability of discard or goodput thanks to the consideration of the finite queues on each station. Finally, the previous non-saturated analytical approach is used to define a semi-analytical model in order to estimate the system performance when considering AMC algorithms (i.e. whenmultiple MCSs are available)La darrera versió de l’estàndard deWLAN, anomenada IEEE 802.11n, ha augmentat la seva capacitat notablement en relació als sistemes anteriors gràcies a la incorporació de la tecnologia de múltiples antenes en transmissió i recepció (MIMO). No obstant això, la nova proposta, al igual que les anteriors, segueix sense especificar com s’han d’implementar elsmecanismes de configuraciómés crucials, un dels quals és l’algoritme de codificació imodulació adaptativa (AMC). Aquests algoritmes ja han demostrat la seva importància a l’hora demaximitzar el rendiment del sistema tenint en compte les condicions canviants del canal. En aquesta tesis s’ha proposat un algoritme AMC de llaç tancat, anomenat adaptació ràpida de l’enllaç (FLA), que selecciona eficientment l’esquema demodulació i codificació adaptativa per xarxes WLAN basades en arquitectures multiportadora multiantena. L’algoritme FLA determina el mode de transmissió capaç de maximitzar el throughput per les condicions de canal actuals, mentre satisfà un requisit de qualitat de servei en forma de taxa d’error per paquet (PER). FLA utilitza una metodologia de predicció de PER basada en l’estimació de la relació senyal renou (SNR) efectiva exponencial (EESM). El rendiment de l’algoritme FLA ha estat avaluat en sistemes IEEE 802.11n, ja que aquests, gràcies a la incorporació d’unmecanisme de realimentació demodes de transmissió, poden adoptar solucions AMC de llaç tancat. En una primera part, l’estudi s’ha centrat a la capa física i després s’ha estès a la subcapa MAC. A la capa física s’ha demostrat l’efectivitat de l’algoritme FLA aconseguint un rendiment molt proper al que ens proporcionaria un esquema AMC òptim en termes de throughput, alhora que es satisfan els requisits de PER objectiu. L’algoritme FLA també ha estat avaluat utilitzant informació imperfecte del canal. S’ha vist que l’algoritme FLA proposat és robust en front dels efectes d’estimació imperfecte del canal, i només en canals altament selectius en freqüència, la informació imperfecte del canal provoca una davallada en el rendiment en termes de throughput. A la subcapa MAC, l’algoritme FLA ha estat complementat amb una estratègia de temps d’espera que disminueix la dependència amb la informació de canal disponible a mesura que aquesta va quedant desfassada respecte de l’estat actual. Aquesta informació de canal desfassada és conseqüència de la subcapa MAC que degut a la multiplexació d’usuaris introdueix grans retards entre que es determina el mode de transmissió més adequat i la seva utilització per a l’accés al canal. Els resultats obtinguts han demostrat la superioritat de FLA respecte d’altres algoritmes de llaç obert en condicions de saturació i de no saturació, i independentment de la longitud de paquet, nombre d’usuaris, protocol (CSMA/CA i CSMA/E2CA) i esquema d’accés (Basic Access i RTS/CTS). Amés, s’han desenvolupat diversosmodels analítics per tal d’estimar el rendiment del sistema a la subcapa MAC. Aquests models consideren tots els detalls de funcionament de la subcapaMAC del 802.11n, comper exemple un nombre finit de retransmissions de cada paquet, l’slot anòmal o els errors introduïts pel canal. Inicialment s’ha proposat unmodel semi-analític que determina el throughtput en condicions de saturació, considerant el rendiment dels algoritmes AMC. Després s’ha presentat un model analític que estima el rendiment del sistema per condicions de no saturació, mitjançat elmodelat de cues finites a cada estació. Aquestmodel consideramodes de transmissió fixes i és capaç de determinar de manera molt precisa mètriques de rendimentmolt importants comsón la probabilitat de bloqueig de cada estació, el retard mitjà del paquets, la probabilitat de descart o la mesura del goodput. Finalment, el model analític de no saturació s’ha utilitzat per definir un model semi-analític per tal d’estimar el rendiment del sistema quan es considera l’ús d’algoritmes AMC

Técnicas de pré-codificação para sistemas multicelulares coordenados

Doutoramento em TelecomunicaçõesCoordenação Multicélula é um tópico de investigação em rápido crescimento e uma solução promissora para controlar a interferência entre células em sistemas celulares, melhorando a equidade do sistema e aumentando a sua capacidade. Esta tecnologia já está em estudo no LTEAdvanced sob o conceito de coordenação multiponto (COMP). Existem várias abordagens sobre coordenação multicélula, dependendo da quantidade e do tipo de informação partilhada pelas estações base, através da rede de suporte (backhaul network), e do local onde essa informação é processada, i.e., numa unidade de processamento central ou de uma forma distribuída em cada estação base. Nesta tese, são propostas técnicas de pré-codificação e alocação de potência considerando várias estratégias: centralizada, todo o processamento é feito na unidade de processamento central; semidistribuída, neste caso apenas parte do processamento é executado na unidade de processamento central, nomeadamente a potência alocada a cada utilizador servido por cada estação base; e distribuída em que o processamento é feito localmente em cada estação base. Os esquemas propostos são projectados em duas fases: primeiro são propostas soluções de pré-codificação para mitigar ou eliminar a interferência entre células, de seguida o sistema é melhorado através do desenvolvimento de vários esquemas de alocação de potência. São propostas três esquemas de alocação de potência centralizada condicionada a cada estação base e com diferentes relações entre desempenho e complexidade. São também derivados esquemas de alocação distribuídos, assumindo que um sistema multicelular pode ser visto como a sobreposição de vários sistemas com uma única célula. Com base neste conceito foi definido uma taxa de erro média virtual para cada um desses sistemas de célula única que compõem o sistema multicelular, permitindo assim projectar esquemas de alocação de potência completamente distribuídos. Todos os esquemas propostos foram avaliados em cenários realistas, bastante próximos dos considerados no LTE. Os resultados mostram que os esquemas propostos são eficientes a remover a interferência entre células e que o desempenho das técnicas de alocação de potência propostas é claramente superior ao caso de não alocação de potência. O desempenho dos sistemas completamente distribuídos é inferior aos baseados num processamento centralizado, mas em contrapartida podem ser usados em sistemas em que a rede de suporte não permita a troca de grandes quantidades de informação.Multicell coordination is a promising solution for cellular wireless systems to mitigate inter-cell interference, improving system fairness and increasing capacity and thus is already under study in LTE-A under the coordinated multipoint (CoMP) concept. There are several coordinated transmission approaches depending on the amount of information shared by the transmitters through the backhaul network and where the processing takes place i.e. in a central processing unit or in a distributed way on each base station. In this thesis, we propose joint precoding and power allocation techniques considering different strategies: Full-centralized, where all the processing takes place at the central unit; Semi-distributed, in this case only some process related with power allocation is done at the central unit; and Fulldistributed, where all the processing is done locally at each base station. The methods are designed in two phases: first the inter-cell interference is removed by applying a set of centralized or distributed precoding vectors; then the system is further optimized by centralized or distributed power allocation schemes. Three centralized power allocation algorithms with per-BS power constraint and different complexity tradeoffs are proposed. Also distributed power allocation schemes are proposed by considering the multicell system as superposition of single cell systems, where we define the average virtual bit error rate (BER) of interference-free single cell system, allowing us to compute the power allocation coefficients in a distributed manner at each BS. All proposed schemes are evaluated in realistic scenarios considering LTE specifications. The numerical evaluations show that the proposed schemes are efficient in removing inter-cell interference and improve system performance comparing to equal power allocation. Furthermore, fulldistributed schemes can be used when the amounts of information to be exchanged over the backhaul is restricted, although system performance is slightly degraded from semi-distributed and full-centralized schemes, but the complexity is considerably lower. Besides that for high degrees of freedom distributed schemes show similar behaviour to centralized ones

On Efficient Signal Processing Algorithms for Signal Detection and PAPR Reduction in OFDM Systems

The driving force of the study is susceptibility of LS algorithm to noise. As LS algorithm is simple to implement, hence it’s performance improvement can contribute a lot to the wireless technology that are especially deals with high computation. Cascading of AdaBoost algorithm with LS greatly influences the OFDM system performance. Performance of Adaptive Boosting based symbol recovery was investigated on the performance of LS, MMSE, BLUE were also compared with the performance of AdaBoost algorithm and MMSE has been found the higher computational complexity. Furthermore, MMSE also requires apriori channel statistics and computational complexity O(5N3) of the MMSE increases exponentially as the number of carrier increases. For the Adaboost case the computational complexity calculation is little different.Therefore, in the training stage of the AdaBoost algorithm, the computational complexity is only O(nT M) Furthermore, as it is a classification algorithm so in the receiver side we will require a separate de-mapper (or decoder) to get the desired data bits, i.e., a. SAS aided DCT based PAPR reduction 1326 and b. SAS aided DCT based PAPR reduction. A successive addition subtraction preprocessed DCT based PAPR reduction technique was proposed. Here, the performance of proposed method was compared with other preexisting techniques like SLM and PTS and the performance of the proposed method was seen to outperform specially in low PAPR region. In the proposed PAPR reduction method, the receiver is aware of the transmitted signal processing, this enables a reverse operation at the receiver to extract the transmit data. Hence the requirement of sending extra information through extra subcarrier is eliminated. The proposed method is also seen to be spectrally efficient. In the case of PTS and SLM it is inevitable to send the side information to retrieve the transmit signal. Hence, these two methods are spectrally inefficient. Successive addition subtraction based PAPR reduction method was also applied to MIMO systems. The performance of the SAS based PAPR reduction method also showed better performance as compared to other technique. An extensive simulation of MIMO OFDM PAPR reduction was carried out by varying the number of subcarriers and number of transmitter antennas. A detailed computational complexity analysis was also carried out. BATE aided SDMA multi user detection. A detailed study of SDMA system was carried out with it’s mathematical analysis.Many linear and non linear detectors like ML, MMSE, PIC, SIC have been proposed in literature for multiuser detection of SDMA system. However, except MMSE every receivers other are computational extensive. So as to enhance the performance of the MMSE MUD a meta heuristic Bat algorithm was incorporated in cascade with MMSE

Enhanced Spectrum Sensing Techniques for Cognitive Radio Systems

Due to the rapid growth of new wireless communication services and applications, much attention has been directed to frequency spectrum resources. Considering the limited radio spectrum, supporting the demand for higher capacity and higher data rates is a challenging task that requires innovative technologies capable of providing new ways of exploiting the available radio spectrum. Cognitive radio (CR), which is among the core prominent technologies for the next generation of wireless communication systems, has received increasing attention and is considered a promising solution to the spectral crowding problem by introducing the notion of opportunistic spectrum usage. Spectrum sensing, which enables CRs to identify spectral holes, is a critical component in CR technology. Furthermore, improving the efficiency of the radio spectrum use through spectrum sensing and dynamic spectrum access (DSA) is one of the emerging trends. In this thesis, we focus on enhanced spectrum sensing techniques that provide performance gains with reduced computational complexity for realistic waveforms considering radio frequency (RF) impairments, such as noise uncertainty and power amplifier (PA) non-linearities. The first area of study is efficient energy detection (ED) methods for spectrum sensing under non-flat spectral characteristics, which deals with relatively simple methods for improving the detection performance. In realistic communication scenarios, the spectrum of the primary user (PU) is non-flat due to non-ideal frequency responses of the devices and frequency selective channel conditions. Weighting process with fast Fourier transform (FFT) and analysis filter bank (AFB) based multi-band sensing techniques are proposed for overcoming the challenge of non-flat characteristics. Furthermore, a sliding window based spectrum sensing approach is addressed to detect a re-appearing PU that is absent in one time and present in other time. Finally, the area under the receiver operating characteristics curve (AUC) is considered as a single-parameter performance metric and is derived for all the considered scenarios. The second area of study is reduced complexity energy and eigenvalue based spectrum sensing techniques utilizing frequency selectivity. More specifically, novel spectrum sensing techniques, which have relatively low computational complexity and are capable of providing accurate and robust performance in low signal-to-noise ratio (SNR) with noise uncertainty, as well as in the presence of frequency selectivity, are proposed. Closed-form expressions are derived for the corresponding probability of false alarm and probability of detection under frequency selectivity due the primary signal spectrum and/or the transmission channel. The offered results indicate that the proposed methods provide quite significant saving in complexity, e.g., 78% reduction in the studied example case, whereas their detection performance is improved both in the low SNR and under noise uncertainty. Finally, a new combined spectrum sensing and resource allocation approach for multicarrier radio systems is proposed. The main contribution of this study is the evaluation of the CR performance when using wideband spectrum sensing methods in combination with water-filling and power interference (PI) based resource allocation algorithms in realistic CR scenarios. Different waveforms, such as cyclic prefix based orthogonal frequency division multiplexing (CP-OFDM), enhanced orthogonal frequency division multiplexing (E-OFDM) and filter bank based multicarrier (FBMC), are considered with PA nonlinearity type RF impairments to see the effects of spectral leakage on the spectrum sensing and resource allocation performance. It is shown that AFB based spectrum sensing techniques and FBMC waveforms with excellent spectral containment properties have clearly better performance compared to the traditional FFT based spectrum sensing techniques with the CP-OFDM. Overall, the investigations in this thesis provide novel spectrum sensing techniques for overcoming the challenge of noise uncertainty with reduced computational complexity. The proposed methods are evaluated under realistic signal models