PCA-ANN Face Recognition System based on Photometric Normalization Techniques

The human face is the main focus of attention in social interaction, and is also the major key in conveying identity and emotion of a person. It has the appealing characteristic of not being intrusive as compared with other biometric techniques. The research works on face recognition started in the 1960s with the pioneering work of Bledsoe and Kanade, wh

Design and Real-World Application of Novel Machine Learning Techniques for Improving Face Recognition Algorithms

Recent progress in machine learning has made possible the development of real-world face recognition applications that can match face images as good as or better than humans. However, several challenges remain unsolved. In this PhD thesis, some of these challenges are studied and novel machine learning techniques to improve the performance of real-world face recognition applications are proposed. Current face recognition algorithms based on deep learning techniques are able to achieve outstanding accuracy when dealing with face images taken in unconstrained environments. However, training these algorithms is often costly due to the very large datasets and the high computational resources needed. On the other hand, traditional methods for face recognition are better suited when these requirements cannot be satisfied. This PhD thesis presents new techniques for both traditional and deep learning methods. In particular, a novel traditional face recognition method that combines texture and shape features together with subspace representation techniques is first presented. The proposed method is lightweight and can be trained quickly with small datasets. This method is used for matching face images scanned from identity documents against face images stored in the biometric chip of such documents. Next, two new techniques to increase the performance of face recognition methods based on convolutional neural networks are presented. Specifically, a novel training strategy that increases face recognition accuracy when dealing with face images presenting occlusions, and a new loss function that improves the performance of the triplet loss function are proposed. Finally, the problem of collecting large face datasets is considered, and a novel method based on generative adversarial networks to synthesize both face images of existing subjects in a dataset and face images of new subjects is proposed. The accuracy of existing face recognition algorithms can be increased by training with datasets augmented with the synthetic face images generated by the proposed method. In addition to the main contributions, this thesis provides a comprehensive literature review of face recognition methods and their evolution over the years. A significant amount of the work presented in this PhD thesis is the outcome of a 3-year-long research project partially funded by Innovate UK as part of a Knowledge Transfer Partnership between University of Hertfordshire and IDscan Biometrics Ltd (partnership number: 009547)

Mitigating the effect of covariates in face recognition

Current face recognition systems capture faces of cooperative individuals in controlled environment as part of the face recognition process. It is therefore possible to control lighting, pose, background, and quality of images. However, in a real world application, we have to deal with both ideal and imperfect data. Performance of current face recognition systems is affected for such non-ideal and challenging cases. This research focuses on designing algorithms to mitigate the effect of covariates in face recognition.;To address the challenge of facial aging, an age transformation algorithm is proposed that registers two face images and minimizes the aging variations. Unlike the conventional method, the gallery face image is transformed with respect to the probe face image and facial features are extracted from the registered gallery and probe face images. The variations due to disguises cause change in visual perception, alter actual data, make pertinent facial information disappear, mask features to varying degrees, or introduce extraneous artifacts in the face image. To recognize face images with variations due to age progression and disguises, a granular face verification approach is designed which uses dynamic feed-forward neural architecture to extract 2D log polar Gabor phase features at different granularity levels. The granular levels provide non-disjoint spatial information which is combined using the proposed likelihood ratio based Support Vector Machine match score fusion algorithm. The face verification algorithm is validated using five face databases including the Notre Dame face database, FG-Net face database and three disguise face databases.;The information in visible spectrum images is compromised due to improper illumination whereas infrared images provide invariance to illumination and expression. A multispectral face image fusion algorithm is proposed to address the variations in illumination. The Support Vector Machine based image fusion algorithm learns the properties of the multispectral face images at different resolution and granularity levels to determine optimal information and combines them to generate a fused image. Experiments on the Equinox and Notre Dame multispectral face databases show that the proposed algorithm outperforms existing algorithms. We next propose a face mosaicing algorithm to address the challenge due to pose variations. The mosaicing algorithm generates a composite face image during enrollment using the evidence provided by frontal and semiprofile face images of an individual. Face mosaicing obviates the need to store multiple face templates representing multiple poses of a users face image. Experiments conducted on three different databases indicate that face mosaicing offers significant benefits by accounting for the pose variations that are commonly observed in face images.;Finally, the concept of online learning is introduced to address the problem of classifier re-training and update. A learning scheme for Support Vector Machine is designed to train the classifier in online mode. This enables the classifier to update the decision hyperplane in order to account for the newly enrolled subjects. On a heterogeneous near infrared face database, the case study using Principal Component Analysis and C2 feature algorithms shows that the proposed online classifier significantly improves the verification performance both in terms of accuracy and computational time

Face recognition by means of advanced contributions in machine learning

Face recognition (FR) has been extensively studied, due to both scientific fundamental challenges and current and potential applications where human identification is needed. FR systems have the benefits of their non intrusiveness, low cost of equipments and no useragreement requirements when doing acquisition, among the most important ones. Nevertheless, despite the progress made in last years and the different solutions proposed, FR performance is not yet satisfactory when more demanding conditions are required (different viewpoints, blocked effects, illumination changes, strong lighting states, etc). Particularly, the effect of such non-controlled lighting conditions on face images leads to one of the strongest distortions in facial appearance. This dissertation addresses the problem of FR when dealing with less constrained illumination situations. In order to approach the problem, a new multi-session and multi-spectral face database has been acquired in visible, Near-infrared (NIR) and Thermal infrared (TIR) spectra, under different lighting conditions. A theoretical analysis using information theory to demonstrate the complementarities between different spectral bands have been firstly carried out. The optimal exploitation of the information provided by the set of multispectral images has been subsequently addressed by using multimodal matching score fusion techniques that efficiently synthesize complementary meaningful information among different spectra. Due to peculiarities in thermal images, a specific face segmentation algorithm has been required and developed. In the final proposed system, the Discrete Cosine Transform as dimensionality reduction tool and a fractional distance for matching were used, so that the cost in processing time and memory was significantly reduced. Prior to this classification task, a selection of the relevant frequency bands is proposed in order to optimize the overall system, based on identifying and maximizing independence relations by means of discriminability criteria. The system has been extensively evaluated on the multispectral face database specifically performed for our purpose. On this regard, a new visualization procedure has been suggested in order to combine different bands for establishing valid comparisons and giving statistical information about the significance of the results. This experimental framework has more easily enabled the improvement of robustness against training and testing illumination mismatch. Additionally, focusing problem in thermal spectrum has been also addressed, firstly, for the more general case of the thermal images (or thermograms), and then for the case of facialthermograms from both theoretical and practical point of view. In order to analyze the quality of such facial thermograms degraded by blurring, an appropriate algorithm has been successfully developed. Experimental results strongly support the proposed multispectral facial image fusion, achieving very high performance in several conditions. These results represent a new advance in providing a robust matching across changes in illumination, further inspiring highly accurate FR approaches in practical scenarios.El reconeixement facial (FR) ha estat àmpliament estudiat, degut tant als reptes fonamentals científics que suposa com a les aplicacions actuals i futures on requereix la identificació de les persones. Els sistemes de reconeixement facial tenen els avantatges de ser no intrusius,presentar un baix cost dels equips d’adquisició i no la no necessitat d’autorització per part de l’individu a l’hora de realitzar l'adquisició, entre les més importants. De totes maneres i malgrat els avenços aconseguits en els darrers anys i les diferents solucions proposades, el rendiment del FR encara no resulta satisfactori quan es requereixen condicions més exigents (diferents punts de vista, efectes de bloqueig, canvis en la il·luminació, condicions de llum extremes, etc.). Concretament, l'efecte d'aquestes variacions no controlades en les condicions d'il·luminació sobre les imatges facials condueix a una de les distorsions més accentuades sobre l'aparença facial. Aquesta tesi aborda el problema del FR en condicions d'il·luminació menys restringides. Per tal d'abordar el problema, hem adquirit una nova base de dades de cara multisessió i multiespectral en l'espectre infraroig visible, infraroig proper (NIR) i tèrmic (TIR), sota diferents condicions d'il·luminació. En primer lloc s'ha dut a terme una anàlisi teòrica utilitzant la teoria de la informació per demostrar la complementarietat entre les diferents bandes espectrals objecte d’estudi. L'òptim aprofitament de la informació proporcionada pel conjunt d'imatges multiespectrals s'ha abordat posteriorment mitjançant l'ús de tècniques de fusió de puntuació multimodals, capaces de sintetitzar de manera eficient el conjunt d’informació significativa complementària entre els diferents espectres. A causa de les característiques particulars de les imatges tèrmiques, s’ha requerit del desenvolupament d’un algorisme específic per la segmentació de les mateixes. En el sistema proposat final, s’ha utilitzat com a eina de reducció de la dimensionalitat de les imatges, la Transformada del Cosinus Discreta i una distància fraccional per realitzar les tasques de classificació de manera que el cost en temps de processament i de memòria es va reduir de forma significa. Prèviament a aquesta tasca de classificació, es proposa una selecció de les bandes de freqüències més rellevants, basat en la identificació i la maximització de les relacions d'independència per mitjà de criteris discriminabilitat, per tal d'optimitzar el conjunt del sistema. El sistema ha estat àmpliament avaluat sobre la base de dades de cara multiespectral, desenvolupada pel nostre propòsit. En aquest sentit s'ha suggerit l’ús d’un nou procediment de visualització per combinar diferents bandes per poder establir comparacions vàlides i donar informació estadística sobre el significat dels resultats. Aquest marc experimental ha permès més fàcilment la millora de la robustesa quan les condicions d’il·luminació eren diferents entre els processos d’entrament i test. De forma complementària, s’ha tractat la problemàtica de l’enfocament de les imatges en l'espectre tèrmic, en primer lloc, pel cas general de les imatges tèrmiques (o termogrames) i posteriorment pel cas concret dels termogrames facials, des dels punt de vista tant teòric com pràctic. En aquest sentit i per tal d'analitzar la qualitat d’aquests termogrames facials degradats per efectes de desenfocament, s'ha desenvolupat un últim algorisme. Els resultats experimentals recolzen fermament que la fusió d'imatges facials multiespectrals proposada assoleix un rendiment molt alt en diverses condicions d’il·luminació. Aquests resultats representen un nou avenç en l’aportació de solucions robustes quan es contemplen canvis en la il·luminació, i esperen poder inspirar a futures implementacions de sistemes de reconeixement facial precisos en escenaris no controlats.Postprint (published version

State of the Art in Face Recognition

Notwithstanding the tremendous effort to solve the face recognition problem, it is not possible yet to design a face recognition system with a potential close to human performance. New computer vision and pattern recognition approaches need to be investigated. Even new knowledge and perspectives from different fields like, psychology and neuroscience must be incorporated into the current field of face recognition to design a robust face recognition system. Indeed, many more efforts are required to end up with a human like face recognition system. This book tries to make an effort to reduce the gap between the previous face recognition research state and the future state

Evaluating the Performance of a Large-Scale Facial Image Dataset Using Agglomerated Match Score Statistics

Biometrics systems are experiencing wide-spread usage in identification and access control applications. To estimate the performance of any biometric systems, their characteristics need to be analyzed to make concrete conclusions for real time usage. Performance testing of hardware or software components of either custom or state-of-the-art commercial biometric systems is typically carried out on large datasets. Several public and private datasets are used in current biometric research. West Virginia University has completed several large scale multimodal biometric data collection with an aim to create research datasets that can be used by disciplines concerning secured biometric applications. However, the demographic and image quality properties of these datasets can potentially lead to bias when they are used in performance testing of new systems. To overcome this, the characteristics of datasets used for performance testing must be well understood prior to usage.;This thesis will answer three main questions associated with this issue:;• For a single matcher, do the genuine and impostor match score distributions within specific demographics groups vary from those of the entire dataset? • What are the possible ways to compare the subset of demographic match score distributions against those of the entire dataset? • Based on these comparisons, what conclusions can be made about the characteristics of dataset?;In this work, 13,976 frontal face images from WVU\u27s 2012 Biometric collection project funded by the FBI involving 1200 individuals were used as a \u27test\u27 dataset. The goal was to evaluate performance of this dataset by generating genuine and impostor match scores distributions using a commercial matching software Further, the dataset was categorized demographically, and match score distributions were generated for these subsets in order to explore whether or not this breakdown impacted match score distributions. The match score distributions of the overall dataset were compared against each demographic cohorts.;Using statistical measures, Area under Curve (AUC) and Equal Error Rate (EER) were observed by plotting Receiver Operating Characteristics (ROC) curves to measure the performance of each demographic group with respect to overall data and also within the cohorts of demographic group. Also, Kull-back Leibler Divergence and Jensen Shannon Divergence values were calculated for each demographic cohort (age, gender and ethnicity) within the overall data. These statistical approaches provide a numerical value representing the amount of variation between two match score distributions In addition, FAR and FRR was observed to estimate the error rates. These statistical measures effectively enabled the determination of the impact of different demographic breakdown on match score distributions, and thus, helped in understanding the characteristics of dataset and how they may impact its usage in performance testing biometrics

Valvekaameratel põhineva inimseire täiustamine pildi resolutsiooni parandamise ning näotuvastuse abil

Due to importance of security in the society, monitoring activities and recognizing specific people through surveillance video camera is playing an important role. One of the main issues in such activity rises from the fact that cameras do not meet the resolution requirement for many face recognition algorithms. In order to solve this issue, in this work we are proposing a new system which super resolve the image. First, we are using sparse representation with the specific dictionary involving many natural and facial images to super resolve images. As a second method, we are using deep learning convulutional network. Image super resolution is followed by Hidden Markov Model and Singular Value Decomposition based face recognition. The proposed system has been tested on many well-known face databases such as FERET, HeadPose, and Essex University databases as well as our recently introduced iCV Face Recognition database (iCV-F). The experimental results shows that the recognition rate is increasing considerably after applying the super resolution by using facial and natural image dictionary. In addition, we are also proposing a system for analysing people movement on surveillance video. People including faces are detected by using Histogram of Oriented Gradient features and Viola-jones algorithm. Multi-target tracking system with discrete-continuouos energy minimization tracking system is then used to track people. The tracking data is then in turn used to get information about visited and passed locations and face recognition results for tracked people