Massive MIMO Systems with Non-Ideal Hardware: Energy Efficiency, Estimation, and Capacity Limits

The use of large-scale antenna arrays can bring substantial improvements in energy and/or spectral efficiency to wireless systems due to the greatly improved spatial resolution and array gain. Recent works in the field of massive multiple-input multiple-output (MIMO) show that the user channels decorrelate when the number of antennas at the base stations (BSs) increases, thus strong signal gains are achievable with little inter-user interference. Since these results rely on asymptotics, it is important to investigate whether the conventional system models are reasonable in this asymptotic regime. This paper considers a new system model that incorporates general transceiver hardware impairments at both the BSs (equipped with large antenna arrays) and the single-antenna user equipments (UEs). As opposed to the conventional case of ideal hardware, we show that hardware impairments create finite ceilings on the channel estimation accuracy and on the downlink/uplink capacity of each UE. Surprisingly, the capacity is mainly limited by the hardware at the UE, while the impact of impairments in the large-scale arrays vanishes asymptotically and inter-user interference (in particular, pilot contamination) becomes negligible. Furthermore, we prove that the huge degrees of freedom offered by massive MIMO can be used to reduce the transmit power and/or to tolerate larger hardware impairments, which allows for the use of inexpensive and energy-efficient antenna elements.Comment: To appear in IEEE Transactions on Information Theory, 28 pages, 15 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/massive-MIMO-hardware-impairment

Massive MIMO is a Reality -- What is Next? Five Promising Research Directions for Antenna Arrays

Massive MIMO (multiple-input multiple-output) is no longer a "wild" or "promising" concept for future cellular networks - in 2018 it became a reality. Base stations (BSs) with 64 fully digital transceiver chains were commercially deployed in several countries, the key ingredients of Massive MIMO have made it into the 5G standard, the signal processing methods required to achieve unprecedented spectral efficiency have been developed, and the limitation due to pilot contamination has been resolved. Even the development of fully digital Massive MIMO arrays for mmWave frequencies - once viewed prohibitively complicated and costly - is well underway. In a few years, Massive MIMO with fully digital transceivers will be a mainstream feature at both sub-6 GHz and mmWave frequencies. In this paper, we explain how the first chapter of the Massive MIMO research saga has come to an end, while the story has just begun. The coming wide-scale deployment of BSs with massive antenna arrays opens the door to a brand new world where spatial processing capabilities are omnipresent. In addition to mobile broadband services, the antennas can be used for other communication applications, such as low-power machine-type or ultra-reliable communications, as well as non-communication applications such as radar, sensing and positioning. We outline five new Massive MIMO related research directions: Extremely large aperture arrays, Holographic Massive MIMO, Six-dimensional positioning, Large-scale MIMO radar, and Intelligent Massive MIMO.Comment: 20 pages, 9 figures, submitted to Digital Signal Processin

Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Massive MIMO with Non-Ideal Arbitrary Arrays: Hardware Scaling Laws and Circuit-Aware Design

Massive multiple-input multiple-output (MIMO) systems are cellular networks where the base stations (BSs) are equipped with unconventionally many antennas, deployed on co-located or distributed arrays. Huge spatial degrees-of-freedom are achieved by coherent processing over these massive arrays, which provide strong signal gains, resilience to imperfect channel knowledge, and low interference. This comes at the price of more infrastructure; the hardware cost and circuit power consumption scale linearly/affinely with the number of BS antennas $N$. Hence, the key to cost-efficient deployment of large arrays is low-cost antenna branches with low circuit power, in contrast to today's conventional expensive and power-hungry BS antenna branches. Such low-cost transceivers are prone to hardware imperfections, but it has been conjectured that the huge degrees-of-freedom would bring robustness to such imperfections. We prove this claim for a generalized uplink system with multiplicative phase-drifts, additive distortion noise, and noise amplification. Specifically, we derive closed-form expressions for the user rates and a scaling law that shows how fast the hardware imperfections can increase with $N$ while maintaining high rates. The connection between this scaling law and the power consumption of different transceiver circuits is rigorously exemplified. This reveals that one can make the circuit power increase as $\sqrt{N}$, instead of linearly, by careful circuit-aware system design.Comment: Accepted for publication in IEEE Transactions on Wireless Communications, 16 pages, 8 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/hardware-scaling-law

Performance Evaluation of Hybrid Precoder Design for Multi-User Massive MIMO Systems with Low-Resolution ADCs/DACs

This paper presents a comprehensive analysis and design of a hybrid precoding system tailored for mmWave multi-user massive MIMO systems in both downlink and uplink scenarios. The proposed system employs a two-stage precoding approach, incorporating UQ and NUQ techniques, along with low-resolution DACs in downlink and ADCs in uplink to address hardware limitations. The system considers Zero Forcing and Minimum Mean Square Error algorithms as digital precoding methods for the uplink scenario, while exploring the impact of different DAC resolutions on system performance. Extensive simulations reveal that the proposed system surpasses conventional analog beamforming methods, particularly in multi-user scenarios involving inter-user interference. In downlink, the system demonstrates a trade-off between SE and EE, achieving higher Energy Efficiency with NUQ. In uplink, NUQ and UQ converters exhibit similar performance trends regardless of the chosen combiner algorithm. The proposed system attains enhanced Spectral and Energy Efficiency while maintaining reduced complexity and overhead. The study significantly contributes to the advancement of efficient and effective mmWave multi-user massive MIMO systems by providing a thorough analysis of various quantization schemes and precoding techniques. The findings of this research are expected to aid in the optimization of 5G and beyond technologies, particularly in high-density deployment scenarios

Comparative Analysis of Procedures and Solutions to Improve Energy Efficiency of Massive MIMO

The blustery growth of high data rate applications leadsto more energy consumption in wireless networks to satisfy servicequality.Therefore, energy-efficient communications have been paidmore attention to limited energy resources and environmentallyfriendly transmission functioning. Countless publications arepresent in this domain which focuses on intensifying networkenergy efficiency for uplink-downlink transmission.It is done eitherby using linear precoding schemes, by amending the number ofantennas per BS, by power control problem formulation, antennaselection schemes, level of hardware impairments, and byconsidering cell-free (CF) Massive-MIMO.After reviewing thesetechniques, still there are many barriers to implement thempractically. The strategies mentioned in this review show theperformance of EE under the schemes as raised above. The chiefcontribution of this work is the comparative study of how MassiveMIMO EE performs under the background of different methodsand architectures and the solutions to few problem formulationsthat affect the EE of network systems. This study will help choosethe best criteria to improve EE of Massive MIMO whileformulating a newer edition of testing stand-ards.This surveyprovides the base for interested readers in energy efficient MassiveMIMO

Hardware-Impaired Rician-Faded Cell-Free Massive MIMO Systems With Channel Aging

We study the impact of channel aging on the uplink of a cell-free (CF) massive multiple-input multiple-output (mMIMO) system by considering i) spatially-correlated Rician-faded channels; ii) hardware impairments at the access points and user equipments (UEs); and iii) two-layer large-scale fading decoding (LSFD). We first derive a closed-form spectral efficiency (SE) expression for this system, and later propose two novel optimization techniques to optimize the non-convex SE metric by exploiting the minorization-maximization (MM) method. The first one requires a numerical optimization solver, and has a high computation complexity. The second one with closed-form transmit power updates, has a trivial computation complexity. We numerically show that i) the two-layer LSFD scheme effectively mitigates the interference due to channel aging for both low- and high-velocity UEs; and ii) increasing the number of AP antennas does not mitigate the SE deterioration due to channel aging. We numerically characterize the optimal pilot length required to maximize the SE for various UE speeds. We also numerically show that the proposed closed-form MM optimization yields the same SE as that of the first technique, which requires numerical solver, and that too with a much reduced time-complexity.Comment: This work has been submitted to the IEEE Transactions on Communications for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessible, 32 pages, 14 figure

Hardware-Conscious Wireless Communication System Design

The work at hand is a selection of topics in efficient wireless communication system design, with topics logically divided into two groups.One group can be described as hardware designs conscious of their possibilities and limitations. In other words, it is about hardware that chooses its configuration and properties depending on the performance that needs to be delivered and the influence of external factors, with the goal of keeping the energy consumption as low as possible. Design parameters that trade off power with complexity are identified for analog, mixed signal and digital circuits, and implications of these tradeoffs are analyzed in detail. An analog front end and an LDPC channel decoder that adapt their parameters to the environment (e.g. fluctuating power level due to fading) are proposed, and it is analyzed how much power/energy these environment-adaptive structures save compared to non-adaptive designs made for the worst-case scenario. Additionally, the impact of ADC bit resolution on the energy efficiency of a massive MIMO system is examined in detail, with the goal of finding bit resolutions that maximize the energy efficiency under various system setups.In another group of themes, one can recognize systems where the system architect was conscious of fundamental limitations stemming from hardware.Put in another way, in these designs there is no attempt of tweaking or tuning the hardware. On the contrary, system design is performed so as to work around an existing and unchangeable hardware limitation. As a workaround for the problematic centralized topology, a massive MIMO base station based on the daisy chain topology is proposed and a method for signal processing tailored to the daisy chain setup is designed. In another example, a large group of cooperating relays is split into several smaller groups, each cooperatively performing relaying independently of the others. As cooperation consumes resources (such as bandwidth), splitting the system into smaller, independent cooperative parts helps save resources and is again an example of a workaround for an inherent limitation.From the analyses performed in this thesis, promising observations about hardware consciousness can be made. Adapting the structure of a hardware block to the environment can bring massive savings in energy, and simple workarounds prove to perform almost as good as the inherently limited designs, but with the limitation being successfully bypassed. As a general observation, it can be concluded that hardware consciousness pays off