Scattered Pilot-Based Channel Estimation for Channel Adaptive FBMC-OQAM Systems

Shaping the pulse of FilterBank MultiCarrier with Offset Quadrature Amplitude Modulation subcarrier modulation (FBMC-OQAM) systems offers a new degree of freedom for the design of mobile communication systems. In previous studies, we evaluated the gains arising from the application of Prototype Filter Functions (PFFs) and subcarrier spacing matched to the delay and Doppler spreads of doubly dispersive channels. In this paper, we investigate the impact of having imperfect channel knowledge at the receiver on the performance of Channel Adaptive Modulation (CAM) in terms of channel estimation errors and Bit Error Rate (BER). To this end, the channel estimation error for two different interference mitigation schemes proposed in the literature is derived analytically and its influence on the BER performance is analyzed for practical channel scenarios. The results show that FBMC-OQAM systems utilizing CAM and scattered pilot-based channel estimation provide a significant performance gain compared with the current one system design for a variety of channel scenarios ("one-fits-all") approach. Additionally, we verified that the often used assumption of a flat channel in the direct neighborhood of a pilot symbol is not valid for practical scenarios. © 2017 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels

Filtered multi-carrier modulations for industrial wireless communications based on cognitive radio

Doktoretza-tesi honetako helburu nagusia, hari gabeko komunikazio industrialetarako fidagarritasun maila onargarria eman dezakeen maila fisikoko modulazio bat aurkitzea da. Eremu industrialetako radio bidezko kanaletan ematen diren komunikazioetarako baldintza bereziki aurkakoak direla eta, helburu hori lortzea benetako erronkatzat jo liteke. Gainera, modulazio horrek \Radio Cognitiva" deritzoten teknikekin bateragarria izan beharra dauka, hauek hari gabeko komunikazioen fidagarritasuna hobetzeko gaitasuna baitute. Bibliografian oinarrituz, gaur egungo baliabideekin hari gabeko komunikazio industrial kasu ugariri konponbidea emateko aukera badela ondoriozta genezake, baina ez kasu guztiei ordea. Hari gabeko kanalen egoera bereziki aurkakoa denerako eta komunikazio sistemek denbora muga bereziki zorrotzak bete behar dituztenerako, ezta erantzun nahikoa ona eman lezakeen hari gabeko komunikazio sistema industrialik bibliografia zientifikoan. Hori dela eta, doktoretza tesi honetan, \Radio Cognitiva" delakoa eta 5G-rako aurreikusita dauden filtro bankuetan oinarrituriko modulazio multigarraiatzaileak bezalako teknologia hasiberrietara jotzen dugu, aurrez aipaturiko arazoari konponbide berriak bilatu nahian. Bibliografian dauden filtro bankuetan oinarrituriko modulazio multi-garraiatzaileak aztertu eta ondoren beraien egokitasuna ebaluatzen dugu, kanal dispertsiboen aurkako sendotasuna eta \Radio Cognitiva" teknikekin izan lezaketen bateragarritasuna irizpide hartuz. Ebaluaketa horretan oinarrituz, doktoretza-tesi honetan \Radio Cognitiva" teknikekin bateragarria den WCP-COQAM proposatzen dugu modulazio industrial gisa. Modulazio teknika berau erakusteaz gain, bibliografian eskuragarri ez dauden WCP-COQAM-rentzat sinkronizazio eta kanal estimazio teknikak ere aurkezten ditugu.El objetivo principal de esta tesis doctoral consiste en encontrar una modulación de capa física capaz de proporcionar robustez y fiabilidad suficientes a sistemas de comunicaciones inalámbricas industriales. Esto supone un desafío, dadas las adversas condiciones del canal inalámbrico propias de entornos industriales. Además, dicha modulación debería presentar una alta compatibilidad con las técnicas de Radio Cognitiva, debido al potencial de éstas para mejorar la fiabilidad de las comunicaciones inalámbricas. Basándonos en la bibliografía, concluimos que las soluciones presentes en el estado del arte actual cubren una amplia variedad de escenarios dentro de las comunicaciones inalámbricas industriales, pero no todas. Para los escenarios con canales altamente dispersivos y requerimientos de tiempo especialmente estrictos, no existe ninguna solución en la industria ni dentro de la bibliografía científica. En esta tesis doctoral nos centramos en tecnologías incipientes como la Radio Cognitiva y las modulaciones multi-portadora con bancos de filtros para 5G para tratar de buscar nuevas soluciones al problema anteriormente descrito. Por lo tanto, analizamos algunas de las técnicas multi-portadora con bancos de filtros presentes en la bibliografía científica y las evaluamos basándonos en su robustez frente a canales altamente dispersivos y su compatibilidad con la Radio Cognitiva. Basándonos en dicha evaluación, proponemosWCP-COQAM como posible candidata a modulación industrial compatible con Radio Cognitiva. Además de la propia técnica de modulación, presentamos métodos de sincronización y estimación de canal para la misma que no se encuentran presentes en el estado del arte.The main goal of this doctoral thesis is to find a physical layer modulation able to provide high enough robustness and reliability levels for wireless industrial communications systems. Considering the harsh wireless channel conditions of industrial environments, that goal implies a considerable challenge. Besides, this modulation should be highly compatible with Cognitive Radio techniques, due to their potential to improve the reliability of wireless communications. Based on the bibliography, we conclude that the existent solutions in the current state of the art cover a wide range of wireless industrial communications scenarios, but not all of them. There is no solution, neither in the industry nor in the scientific bibliography, for those scenarios involving highly dispersive wireless channels and particularly stringent timeliness requirements. In this doctoral thesis, we focus on upcoming technologies such as Cognitive Radio and multi-carrier modulations based on filter banks for 5G, in order to search new solutions for the aforementioned problem. Therefore, we analyse some of the multi-carrier modulations based on filter banks of the scientific bibliography and we evaluate them in terms of robustness against highly dispersive channels and in terms of compatibility with Cognitive Radio. In this doctoral thesis we propose the modulation WCP-COQAM as possible candidate for industrial wireless modulation and compatible with Cognitive Radio. In addition to the modulation technique itself, we also introduce some synchronization and channel estimation techniques which are not present in the state of the art

Filter bank multicarrier waveforms for future wireless networks: interference analysis and cancellation

Billions of devices are expected to connect to future wireless networks. Although conventional orthogonal division multiplexing (OFDM) has proven to be an effective physical layer waveform for enhanced mobile broadband (eMBB), it experiences various challenges. For example, OFDM experiences high out-of-band (OOB) emission caused by the use of rectangular filters. This causes interference to adjacent frequency bands and make OFDM highly sensitive to asynchronous transmissions. Filter bank multicarrier (FBMC) systems have emerged as a promising waveform candidate to satisfy the requirements of future wireless networks. They employ prototype filters with faster spectral decay, which results in better OOB emission and spectral efficiency compared to OFDM. Also, FBMC systems support asynchronous transmissions, which can reduce the signaling overhead in future applications. However, in FBMC systems there is no subcarriers orthogonality, resulting in intrinsic interference. The purpose of this thesis is to address the intrinsic interference problem to make FBMC a viable option for practical application in future wireless networks. In this thesis, iterative interference cancellation (IIC) receivers are developed for FBMC systems to improve their performance and applicability in future applications. First, an IIC receiver is studied for uncoded FBMC with quadrature amplitude modulation (FBMC-QAM) systems. To improve the decoding performance, bit-interleaved coded modulation with iterative decoding (BICM-ID) is incorporated into the IIC receiver design and the technique of extrinsic information transfer (EXIT) chart analysis is used to track the convergence of the IIC-based BICM-ID receiver. Furthermore, the energy harvesting capabilities of FBMC is considered. Particularly, FBMC is integrated with a simultaneous wireless information and power transfer (SWIPT) technique. Finally, an interference cancellation receiver is investigated for asynchronous FBMC systems in both single and mixed numerology systems. Analytical expressions are derived for the various schemes and simulations results are shown to verify the performance of the different FBMC systems