Sidelobe Suppression and Agile Transmission Techniques for Multicarrier-based Cognitive Radio Systems

With the advent of new high data rate wireless applications, as well as growth of existing wireless services, demand for additional bandwidth is rapidly increasing. Existing spectrum allocation policies of the Federal Communications Commission (FCC) prohibits unlicensed access to licensed spectrum, constraining them instead to several heavily populated, interference-prone frequency bands, which causes spectrum scarcity. However, it has been shown by several spectrum measurement campaigns that the current licensed spectrum usage across time and frequency is inefficient. Therefore, a concept of unlicensed users temporarily ``borrowing spectrum from incumbent license holders to improve the spectrum utilization, called ``spectrum pooling , which is based on dynamic spectrum access (DSA), is proposed. Cognitive radio is a communication paradigm that employs software-defined radio technology in order to perform DSA and offers versatile, powerful and portable wireless transceivers. Orthogonal frequency division multiplexing (OFDM) is a promising candidate for cognitive radio transmission. OFDM supports high data rates that are robust to channel impairments. In addition, some subcarriers can be deactivated which constitutes a non-contiguous OFDM (NC-OFDM) transmission. However, one of the biggest problems for OFDM transmission is high out-of-band (OOB) radiation, which is caused by sinc-type function representing the symbols during one time constant. Thus, high sidelobe may occur that will interfere with neighboring transmissions. This thesis presents two novel techniques for NC-OFDM sidelobe suppression. Another concern about cognitive radio systems is that the influence of frequency-selective fading channel. Consequently, this thesis also presents a combined approach employing power loading, bit allocation and sidelobe suppression for OFDM-based cognitive radio systems optimization

Cross-Layer Optimization and Dynamic Spectrum Access for Distributed Wireless Networks

We proposed a novel spectrum allocation approach for distributed cognitive radio networks. Cognitive radio systems are capable of sensing the prevailing environmental conditions and automatically adapting its operating parameters in order to enhance system and network performance. Using this technology, our proposed approach optimizes each individual wireless device and its single-hop communication links using the partial operating parameter and environmental information from adjacent devices within the wireless network. Assuming stationary wireless nodes, all wireless communication links employ non-contiguous orthogonal frequency division multiplexing (NC-OFDM) in order to enable dynamic spectrum access (DSA). The proposed approach will attempt to simultaneously minimize the bit error rate, minimize out-of-band (OOB) interference, and maximize overall throughput using a multi-objective fitness function. Without loss in generality, genetic algorithms are employed to perform the actual optimization. Two generic optimization approaches, subcarrier-wise approach and block-wise approach, were proposed to access spectrum. We also proposed and analyzed several approaches implemented via genetic algorithms (GA), such as quantizing variables, using adaptive variable ranges, and Multi-Objective Genetic Algorithms, for increasing the speed and improving the results of combined spectrum utilization/cross-layer optimization approaches proposed, together with several assisting processes and modifications devised to make the optimization to improve efficiency and execution time

Digital Pre-distortion for Interference Reduction in Dynamic Spectrum Access Networks

Given the ever increasing reliance of today’s society on ubiquitous wireless access, the paradigm of dynamic spectrum access (DSA) as been proposed and implemented for utilizing the limited wireless spectrum more efficiently. Orthogonal frequency division multiplexing (OFDM) is growing in popularity for adoption into wireless services employing DSA frame- work, due to its high bandwidth efficiency and resiliency to multipath fading. While these advantages have been proven for many wireless applications, including LTE-Advanced and numerous IEEE wireless standards, one potential drawback of OFDM or its non-contiguous variant, NC-OFDM, is that it exhibits high peak-to-average power ratios (PAPR), which can induce in-band and out-of-band (OOB) distortions when the peaks of the waveform enter the compression region of the transmitter power amplifier (PA). Such OOB emissions can interfere with existing neighboring transmissions, and thereby severely deteriorate the reliability of the DSA network. A performance-enhancing digital pre-distortion (DPD) technique compensating for PA and in-phase/quadrature (I/Q) modulator distortions is proposed in this dissertation. Al- though substantial research efforts into designing DPD schemes have already been presented in the open literature, there still exists numerous opportunities to further improve upon the performance of OOB suppression for NC-OFDM transmission in the presence of RF front-end impairments. A set of orthogonal polynomial basis functions is proposed in this dissertation together with a simplified joint DPD structure. A performance analysis is presented to show that the OOB emissions is reduced to approximately 50 dBc with proposed algorithms employed during NC-OFDM transmission. Furthermore, a novel and intuitive DPD solution that can minimize the power regrowth at any pre-specified frequency in the spurious domain is proposed in this dissertation. Conventional DPD methods have been proven to be able to effectively reduce the OOB emissions that fall on top of adjacent channels. However more spectral emissions in more distant frequency ranges are generated by employing such DPD solutions, which are potentially in violation of the spurious emission limit. At the same time, the emissions in adjacent channel must be kept under the OOB limit. To the best of the author’s knowledge, there has not been extensive research conducted on this topic. Mathematical derivation procedures of the proposed algorithm are provided for both memoryless nonlinear model and memory-based nonlinear model. Simulation results show that the proposed method is able to provide a good balance of OOB emissions and emissions in the far out spurious domain, by reducing the spurious emissions by 4-5 dB while maintaining the adjacent channel leakage ratio (ACLR) improvement by at least 10 dB, comparing to the PA output spectrum without any DPD

Hardware Implementation of Filtering Based Sidelobe Suppression for Spectrally Agile Multicarrier based Cognitive Radio Systems

Due to the ever increasing dependency on existing wireless technologies and the growing usage of sophisticated wireless devices, the demand for bandwidth is rising exponentially. Also, the Federal Communications Commission (FCC) has reserved a considerable amount of spectrum for licensed users. As a result, the unlicensed spectrum usage is constrained to the overcrowded unlicensed spectrum. Various spectral management surveys have indicated inefficient spectrum utilization in the licensed spectral bands. The congested unlicensed spectrum and inefficiently used licensed frequency bands calls for an approach to use the available spectrum opportunistically. Therefore, the concept of Spectrum Pooling , which is based on Dynamic Spectrum Access (DSA), was proposed to make the unused sections of licensed spectrum available to the unlicensed users. In Spectrum Pooling, an empty section of licensed spectrum is borrowed by a secondary user for certain period of time without interfering with the licensed user. Orthogonal Frequency Division Multiplexing (OFDM) is a transmission scheme that is a candidate for Spectrum Pooling since it is capable of forming an adaptive spectral shape that allows coexistence of licensed and unlicensed users while attemting to minimize any interference. Subcarriers in the OFDM signal can be deactivated to generate Non-Contiguous OFDM (NC-OFDM). Even though NC-OFDM allows efficient use of available spectrum, it causes out of band (OOB) radiation, which adversely affects the performance of adjacent user. This thesis presents two novel techniques for combat the effects of OOB radiation generated by NC-OFDM. The proposed techniques employ a filtering-based approach combined with the technique of windowing in order to suppress the unwanted sidelobes by around 35dB-40dB. The attenuation is achieved without affecting other transmission parameters of the secondary user significantly

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Power allocation algorithm in OFDM-based cognitive radio systems

In orthogonal frequency division multiplexing (OFDM)-based cognitive radio (CR) systems, the optimized algorithms for sub-carrier power allocation face the problems of complex iterative calculation and difficult realization. In this paper, we propose an exponential power distribution function and derive a sub-optimal power allocation algorithm. This algorithm aims to allocate power of in-band subcarriers of cognitive users according to the numerical characteristics of the power distribution function by using a convex optimization numerical method under linear constraints. This algorithm has the advantages of fast calculation speed and easy realization, and reduces the interference to the authorized users, which is caused by the power leakage of the in-band subcarriers of cognitive users to the out-of-band subcarriers. Simulation results show that the proposed algorithm maximizes the inband channel capacity of the cognitive users under certain interference thresholds of the authorized users, thus increasing their transmission rate

Evaluation of Overlay/underlay Waveform via SD-SMSE Framework for Enhancing Spectrum Efficiency

Recent studies have suggested that spectrum congestion is mainly due to the inefficient use of spectrum rather than its unavailability. Dynamic Spectrum Access (DSA) and Cognitive Radio (CR) are two terminologies which are used in the context of improved spectrum efficiency and usage. The DSA concept has been around for quite some time while the advent of CR has created a paradigm shift in wireless communications and instigated a change in FCC policy towards spectrum regulations. DSA can be broadly categorized as using a 1) Dynamic Exclusive Use Model, 2) Spectrum Commons or Open sharing model or 3) Hierarchical Access model. The hierarchical access model envisions primary licensed bands, to be opened up for secondary users, while inducing a minimum acceptable interference to primary users. Spectrum overlay and spectrum underlay technologies fall within the hierarchical model, and allow primary and secondary users to coexist while improving spectrum efficiency. Spectrum overlay in conjunction with the present CR model considers only the unused (white) spectral regions while in spectrum underlay the underused (gray) spectral regions are utilized. The underlay approach is similar to ultra wide band (UWB) and spread spectrum (SS) techniques utilize much wider spectrum and operate below the noise floor of primary users. Software defined radio (SDR) is considered a key CR enabling technology. Spectrally modulated, Spectrally encoded (SMSE) multi-carrier signals such as Orthogonal Frequency Domain Multiplexing (OFDM) and Multi-carrier Code Division Multiple Access (MCCDMA) are hailed as candidate CR waveforms. The SMSE structure supports and is well-suited for SDR based CR applications. This work began by developing a general soft decision (SD) CR framework, based on a previously developed SMSE framework that combines benefits of both the overlay and underlay techniques to improve spectrum efficiency and maximizing the channel capacity. The resultant SD-SMSE framework provides a user with considerable flexibility to choose overlay, underlay or hybrid overlay/underlay waveform depending on the scenario, situation or need. Overlay/Underlay SD-SMSE framework flexibility is demonstrated by applying it to a family of SMSE modulated signals such as OFDM, MCCDMA, Carrier Interferometry (CI) MCCDMA and Transform Domain Communication System (TDCS). Based on simulation results, a performance analysis of Overlay, Underlay and hybrid Overlay/Underlay waveforms are presented. Finally, the benefits of combining overlay/underlay techniques to improve spectrum efficiency and maximize channel capacity are addressed

Rapid prototyping and validation of FS-FBMC dynamic spectrum radio with simulink and ZynqSDR

This paper presents the research carried out in developing and targeting a novel real-time Dynamic Spectrum Access (DSA) Frequency Spread Filter Bank Multicarrier (FS-FBMC) transmitter prototype to programmable ‘ZynqSDR’ Software Defined Radio (SDR) hardware, and introduces a series of experiments used to validate the design’s ‘cognitive’ DSA capabilities. This transmitter is a proof of concept, that uses DSA techniques to enable Secondary Users (SUs) to access the band traditionally used for FM Radio broadcasting (88-108 MHz), and establish data communication channels in vacant parts of the FM Radio Primary User (PU) spectrum using a multicarrier modulation scheme with a Non Contiguous (NC) channel mask. Once implemented on the hardware, the transmitter is subjected to various FM Radio environments sampled from around Central Scotland, and it is demonstrated that it can dynamically adapt its NC transmitter mask in real time to protect the FM Radio signals it detects. A video is presented of this dynamic on-hardware spectral reconfiguration, and the reader is encouraged to view the video to appreciate the responsiveness of the design. An investigation into potential FBMC guardband sizes is carried out, with initial findings indicating a guardband of 200 kHz (either side of an FM Radio station) is required in order to prevent interference with the PUs. This paper also demonstrates the capabilities of the MATLAB®/ Simulink ZynqSDR workflow, and provides a case study and reference design that we feel other researchers working in this field can benefit from

Joint bit allocation and precoding for filterbank transceivers in NOFDM systems

Recently, the non orthogonal frequency division multiplexing (NOFDM) systems have attracted increased interest. They have several advantages over traditional OFDM systems: higher bandwidth efficiency; reduced sensitivity to carrier frequency offsets, oscillator phase noise and narrowband interference; and reduced intersymbol/intercarrier interference (ISI/ICI). In particular, low ISI/ICI will be important for future systems where Doppler frequencies will be larger (equivalently, channel variations will be faster) due to higher carrier frequencies and higher mobile velocities. In the first part of this thesis the duality of multicarrier systems and Gabor frames is discussed and applied to the design of a generalized multicarrier system based on a filterbank structure. The efficient polyphase implementation is also discussed. In this thesis the channel capacity of a GMC systems is evaluated through the diagonalization of an equivalent matrix model where intersymbol and intercarrier interferences have been included. Exploiting the majorization theory, the mutual information can be represented as a Schur-concave function and it is maximized through a joint transceiver design adding a linear precoder at the transmitter and a LMMSE equalizer at the receiver. The capacity is derived by the eigenvalue decomposition of the global system matrix including the noise colored by the receiver filtering and employing a power allocation of the transmitted power according to the well-known water-filling solution. This thesis investigates also the behaviour of the NOFDM systems when a power and bit allocation algorithm (like the Campello one) is employed in order to satisfy a certain QoS constrain. A comparison of the performances with OFDM systems is included. Finally a simple application of the cognitive radio paradigm employing filterbankbased multicarrier systems is developed and some interesting results are showed