The Use of EEG Signals For Biometric Person Recognition

This work is devoted to investigating EEG-based biometric recognition systems. One potential advantage of using EEG signals for person recognition is the difficulty in generating artificial signals with biometric characteristics, thus making the spoofing of EEG-based biometric systems a challenging task. However, more works needs to be done to overcome certain drawbacks that currently prevent the adoption of EEG biometrics in real-life scenarios: 1) usually large number of employed sensors, 2) still relatively low recognition rates (compared with some other biometric modalities), 3) the template ageing effect. The existing shortcomings of EEG biometrics and their possible solutions are addressed from three main perspectives in the thesis: pre-processing, feature extraction and pattern classification. In pre-processing, task (stimuli) sensitivity and noise removal are investigated and discussed in separated chapters. For feature extraction, four novel features are proposed; for pattern classification, a new quality filtering method, and a novel instance-based learning algorithm are described in respective chapters. A self-collected database (Mobile Sensor Database) is employed to investigate some important biometric specified effects (e.g. the template ageing effect; using low-cost sensor for recognition). In the research for pre-processing, a training data accumulation scheme is developed, which improves the recognition performance by combining the data of different mental tasks for training; a new wavelet-based de-noising method is developed, its effectiveness in person identification is found to be considerable. Two novel features based on Empirical Mode Decomposition and Hilbert Transform are developed, which provided the best biometric performance amongst all the newly proposed features and other state-of-the-art features reported in the thesis; the other two newly developed wavelet-based features, while having slightly lower recognition accuracies, were computationally more efficient. The quality filtering algorithm is designed to employ the most informative EEG signal segments: experimental results indicate using a small subset of the available data for feature training could receive reasonable improvement in identification rate. The proposed instance-based template reconstruction learning algorithm has shown significant effectiveness when tested using both the publicly available and self-collected databases

Artifact Removal Methods in EEG Recordings: A Review

To obtain the correct analysis of electroencephalogram (EEG) signals, non-physiological and physiological artifacts should be removed from EEG signals. This study aims to give an overview on the existing methodology for removing physiological artifacts, e.g., ocular, cardiac, and muscle artifacts. The datasets, simulation platforms, and performance measures of artifact removal methods in previous related research are summarized. The advantages and disadvantages of each technique are discussed, including regression method, filtering method, blind source separation (BSS), wavelet transform (WT), empirical mode decomposition (EMD), singular spectrum analysis (SSA), and independent vector analysis (IVA). Also, the applications of hybrid approaches are presented, including discrete wavelet transform - adaptive filtering method (DWT-AFM), DWT-BSS, EMD-BSS, singular spectrum analysis - adaptive noise canceler (SSA-ANC), SSA-BSS, and EMD-IVA. Finally, a comparative analysis for these existing methods is provided based on their performance and merits. The result shows that hybrid methods can remove the artifacts more effectively than individual methods

Review of Artifact Rejection Methods for Electroencephalographic Systems

Technologies using electroencephalographic (EEG) signals have been penetrated into public by the development of EEG systems. During EEG system operation, recordings ought to be obtained under no restriction of movement for routine use in the real world. However, the lack of consideration of situational behavior constraints will cause technical/biological artifacts that often mixed with EEG signals and make the signal processing difficult in all respects by ingeniously disguising themselves as EEG components. EEG systems integrating gold standard or specialized device in their processing strategies would appear as daily tools in the future if they are unperturbed to such obstructions. In this chapter, we describe algorithms for artifact rejection in multi-/single-channel. In particular, some existing single-channel artifact rejection methods that will exhibit beneficial information to improve their performance in online EEG systems were summarized by focusing on the advantages and disadvantages of algorithms

Data-driven multivariate and multiscale methods for brain computer interface

This thesis focuses on the development of data-driven multivariate and multiscale methods for brain computer interface (BCI) systems. The electroencephalogram (EEG), the most convenient means to measure neurophysiological activity due to its noninvasive nature, is mainly considered. The nonlinearity and nonstationarity inherent in EEG and its multichannel recording nature require a new set of data-driven multivariate techniques to estimate more accurately features for enhanced BCI operation. Also, a long term goal is to enable an alternative EEG recording strategy for achieving long-term and portable monitoring. Empirical mode decomposition (EMD) and local mean decomposition (LMD), fully data-driven adaptive tools, are considered to decompose the nonlinear and nonstationary EEG signal into a set of components which are highly localised in time and frequency. It is shown that the complex and multivariate extensions of EMD, which can exploit common oscillatory modes within multivariate (multichannel) data, can be used to accurately estimate and compare the amplitude and phase information among multiple sources, a key for the feature extraction of BCI system. A complex extension of local mean decomposition is also introduced and its operation is illustrated on two channel neuronal spike streams. Common spatial pattern (CSP), a standard feature extraction technique for BCI application, is also extended to complex domain using the augmented complex statistics. Depending on the circularity/noncircularity of a complex signal, one of the complex CSP algorithms can be chosen to produce the best classification performance between two different EEG classes. Using these complex and multivariate algorithms, two cognitive brain studies are investigated for more natural and intuitive design of advanced BCI systems. Firstly, a Yarbus-style auditory selective attention experiment is introduced to measure the user attention to a sound source among a mixture of sound stimuli, which is aimed at improving the usefulness of hearing instruments such as hearing aid. Secondly, emotion experiments elicited by taste and taste recall are examined to determine the pleasure and displeasure of a food for the implementation of affective computing. The separation between two emotional responses is examined using real and complex-valued common spatial pattern methods. Finally, we introduce a novel approach to brain monitoring based on EEG recordings from within the ear canal, embedded on a custom made hearing aid earplug. The new platform promises the possibility of both short- and long-term continuous use for standard brain monitoring and interfacing applications

Adaptive data analysis for damage detection and system identification in civil infrastructure

Time-varying structural systems are often encountered in civil engineering. As extreme events occur more frequently and severely in recent years, more structures are loaded beyond their elastic conditions and may thus experience damage in the years to come. Even if structures remain elastic, energy dissipation devices installed on structures often reveal hysteretic behaviors under earthquake loads. Therefore, it is imperative to develop and implement novel technologies that enable the identification and damage detection of time-varying systems. In this dissertation, adaptive wavelet transform (AWT) and multiple analytical mode decomposition (M-AMD) are proposed and applied to identify system properties and detect damage in structures. AWT is an optimized time-frequency representation of dynamic responses for the extraction of features. It is defined as an average of overlapped short-time wavelet transforms with time-varying wavelet parameters in order to extract time-dependent frequencies. The effectiveness of AWT is demonstrated by various analytical signals, acoustic emission and impact echo responses. M-AMD is a response decomposition method for the identification of weakly to moderately nonlinear oscillators based on vibration responses. It can be used to accurately separate the low and high frequency components of time-varying stiffness and damping coefficients in dynamic systems. The efficiency and accuracy of the proposed M-AMD are evaluated with three characteristic nonlinear oscillators and a 1/4-scale 3-story building model with frictional damping under seismic excitations. Finally, AWT-based M-AMD is applied to decompose the measured dynamic responses of a 1/20-scale cable-stayed bridge model tested on four shake tables and evaluate the progression of damage under increasing earthquake loads --Abstract, page iii

Self-adjustable domain adaptation in personalized ECG monitoring integrated with IR-UWB radar

To enhance electrocardiogram (ECG) monitoring systems in personalized detections, deep neural networks (DNNs) are applied to overcome individual differences by periodical retraining. As introduced previously [4], DNNs relieve individual differences by fusing ECG with impulse radio ultra-wide band (IR-UWB) radar. However, such DNN-based ECG monitoring system tends to overfit into personal small datasets and is difficult to generalize to newly collected unlabeled data. This paper proposes a self-adjustable domain adaptation (SADA) strategy to prevent from overfitting and exploit unlabeled data. Firstly, this paper enlarges the database of ECG and radar data with actual records acquired from 28 testers and expanded by the data augmentation. Secondly, to utilize unlabeled data, SADA combines self organizing maps with the transfer learning in predicting labels. Thirdly, SADA integrates the one-class classification with domain adaptation algorithms to reduce overfitting. Based on our enlarged database and standard databases, a large dataset of 73200 records and a small one of 1849 records are built up to verify our proposal. Results show SADA\u27s effectiveness in predicting labels and increments in the sensitivity of DNNs by 14.4% compared with existing domain adaptation algorithms

A proposal of a technique for correlating defect dimensions to vibration amplitude in bearing monitoring

The capability of early stage detection of a defect is gaining more and more importance because it can help the maintenance process, the cost reduction and the reliability of the systems. The increment of vibration amplitude is a well-known method for evaluating the damage of a component, but it is sometimes difficult to understand the exact level of damage. In other words, the amplitude of vibration cannot be directly connected to the dimension of the defect. In the present paper, based on a non-Hertzian contact algorithm, the spectrum of the pressure distribution in the contact surface between the race and the rolling element is evaluated. Such spectrum is then compared with the acquired spectrum of a vibration response of a defected bearing. The bearing vibration pattern was previously analyzed with monitoring techniques to extract all the damage information. The correlation between the spectrum of the pressure distribution in the defected contact surface and the analyzed spectrum of the damaged bearing highlights a strict relationship. By using that analysis, a precise correlation between defect aspect and dimension and vibration level can be addressed to estimate the level of damaging

Model Based Automatic and Robust Spike Sorting for Large Volumes of Multi-channel Extracellular Data

abstract: Spike sorting is a critical step for single-unit-based analysis of neural activities extracellularly and simultaneously recorded using multi-channel electrodes. When dealing with recordings from very large numbers of neurons, existing methods, which are mostly semiautomatic in nature, become inadequate. This dissertation aims at automating the spike sorting process. A high performance, automatic and computationally efficient spike detection and clustering system, namely, the M-Sorter2 is presented. The M-Sorter2 employs the modified multiscale correlation of wavelet coefficients (MCWC) for neural spike detection. At the center of the proposed M-Sorter2 are two automatic spike clustering methods. They share a common hierarchical agglomerative modeling (HAM) model search procedure to strategically form a sequence of mixture models, and a new model selection criterion called difference of model evidence (DoME) to automatically determine the number of clusters. The M-Sorter2 employs two methods differing by how they perform clustering to infer model parameters: one uses robust variational Bayes (RVB) and the other uses robust Expectation-Maximization (REM) for Student’s -mixture modeling. The M-Sorter2 is thus a significantly improved approach to sorting as an automatic procedure. M-Sorter2 was evaluated and benchmarked with popular algorithms using simulated, artificial and real data with truth that are openly available to researchers. Simulated datasets with known statistical distributions were first used to illustrate how the clustering algorithms, namely REMHAM and RVBHAM, provide robust clustering results under commonly experienced performance degrading conditions, such as random initialization of parameters, high dimensionality of data, low signal-to-noise ratio (SNR), ambiguous clusters, and asymmetry in cluster sizes. For the artificial dataset from single-channel recordings, the proposed sorter outperformed Wave_Clus, Plexon’s Offline Sorter and Klusta in most of the comparison cases. For the real dataset from multi-channel electrodes, tetrodes and polytrodes, the proposed sorter outperformed all comparison algorithms in terms of false positive and false negative rates. The software package presented in this dissertation is available for open access.Dissertation/ThesisDoctoral Dissertation Electrical Engineering 201