Performance enhancement for LTE and beyond systems

A thesis submitted to the University of Bedfordshire, in partial fulfilment of the requirements for the degree of Doctor of PhilosophyWireless communication systems have undergone fast development in recent years. Based on GSM/EDGE and UMTS/HSPA, the 3rd Generation Partnership Project (3GPP) specified the Long Term Evolution (LTE) standard to cope with rapidly increasing demands, including capacity, coverage, and data rate. To achieve this goal, several key techniques have been adopted by LTE, such as Multiple-Input and Multiple-Output (MIMO), Orthogonal Frequency-Division Multiplexing (OFDM), and heterogeneous network (HetNet). However, there are some inherent drawbacks regarding these techniques. Direct conversion architecture is adopted to provide a simple, low cost transmitter solution. The problem of I/Q imbalance arises due to the imperfection of circuit components; the orthogonality of OFDM is vulnerable to carrier frequency offset (CFO) and sampling frequency offset (SFO). The doubly selective channel can also severely deteriorate the receiver performance. In addition, the deployment of Heterogeneous Network (HetNet), which permits the co-existence of macro and pico cells, incurs inter-cell interference for cell edge users. The impact of these factors then results in significant degradation in relation to system performance. This dissertation aims to investigate the key techniques which can be used to mitigate the above problems. First, I/Q imbalance for the wideband transmitter is studied and a self-IQ-demodulation based compensation scheme for frequencydependent (FD) I/Q imbalance is proposed. This combats the FD I/Q imbalance by using the internal diode of the transmitter and a specially designed test signal without any external calibration instruments or internal low-IF feedback path. The instrument test results show that the proposed scheme can enhance signal quality by 10 dB in terms of image rejection ratio (IRR). In addition to the I/Q imbalance, the system suffers from CFO, SFO and frequency-time selective channel. To mitigate this, a hybrid optimum OFDM receiver with decision feedback equalizer (DFE) to cope with the CFO, SFO and doubly selective channel. The algorithm firstly estimates the CFO and channel frequency response (CFR) in the coarse estimation, with the help of hybrid classical timing and frequency synchronization algorithms. Afterwards, a pilot-aided polynomial interpolation channel estimation, combined with a low complexity DFE scheme, based on minimum mean squared error (MMSE) criteria, is developed to alleviate the impact of the residual SFO, CFO, and Doppler effect. A subspace-based signal-to-noise ratio (SNR) estimation algorithm is proposed to estimate the SNR in the doubly selective channel. This provides prior knowledge for MMSE-DFE and automatic modulation and coding (AMC). Simulation results show that this proposed estimation algorithm significantly improves the system performance. In order to speed up algorithm verification process, an FPGA based co-simulation is developed. Inter-cell interference caused by the co-existence of macro and pico cells has a big impact on system performance. Although an almost blank subframe (ABS) is proposed to mitigate this problem, the residual control signal in the ABS still inevitably causes interference. Hence, a cell-specific reference signal (CRS) interference cancellation algorithm, utilizing the information in the ABS, is proposed. First, the timing and carrier frequency offset of the interference signal is compensated by utilizing the cross-correlation properties of the synchronization signal. Afterwards, the reference signal is generated locally and channel response is estimated by making use of channel statistics. Then, the interference signal is reconstructed based on the previous estimate of the channel, timing and carrier frequency offset. The interference is mitigated by subtracting the estimation of the interference signal and LLR puncturing. The block error rate (BLER) performance of the signal is notably improved by this algorithm, according to the simulation results of different channel scenarios. The proposed techniques provide low cost, low complexity solutions for LTE and beyond systems. The simulation and measurements show good overall system performance can be achieved

Adaptive Suppression of Interfering Signals in Communication Systems

The growth in the number of wireless devices and applications underscores the need for characterizing and mitigating interference induced problems such as distortion and blocking. A typical interference scenario involves the detection of a small amplitude signal of interest (SOI) in the presence of a large amplitude interfering signal; it is desirable to attenuate the interfering signal while preserving the integrity of SOI and an appropriate dynamic range. If the frequency of the interfering signal varies or is unknown, an adaptive notch function must be applied in order to maintain adequate attenuation. This work explores the performance space of a phase cancellation technique used in implementing the desired notch function for communication systems in the 1-3 GHz frequency range. A system level model constructed with MATLAB and related simulation results assist in building the theoretical foundation for setting performance bounds on the implemented solution and deriving hardware specifications for the RF notch subsystem devices. Simulations and measurements are presented for a Low Noise Amplifer (LNA), voltage variable attenuators, bandpass filters and phase shifters. Ultimately, full system tests provide a measure of merit for this work as well as invaluable lessons learned. The emphasis of this project is the on-wafer LNA measurements, dependence of IC system performance on mismatches and overall system performance tests. Where possible, predictions are plotted alongside measured data. The reasonable match between the two validates system and component models and more than compensates for the painstaking modeling efforts. Most importantly, using the signal to interferer ratio (SIR) as a figure of merit, experimental results demonstrate up to 58 dB of SIR improvement. This number represents a remarkable advancement in interference rejection at RF or microwave frequencies

Modeling and Digital Mitigation of Transmitter Imperfections in Radio Communication Systems

To satisfy the continuously growing demands for higher data rates, modern radio communication systems employ larger bandwidths and more complex waveforms. Furthermore, radio devices are expected to support a rich mixture of standards such as cellular networks, wireless local-area networks, wireless personal area networks, positioning and navigation systems, etc. In general, a "smart'' device should be flexible to support all these requirements while being portable, cheap, and energy efficient. These seemingly conflicting expectations impose stringent radio frequency (RF) design challenges which, in turn, call for their proper understanding as well as developing cost-effective solutions to address them. The direct-conversion transceiver architecture is an appealing analog front-end for flexible and multi-standard radio systems. However, it is sensitive to various circuit impairments, and modern communication systems based on multi-carrier waveforms such as Orthogonal Frequency Division Multiplexing (OFDM) and Orthogonal Frequency Division Multiple Access (OFDMA) are particularly vulnerable to RF front-end non-idealities.This thesis addresses the modeling and digital mitigation of selected transmitter (TX) RF impairments in radio communication devices. The contributions can be divided into two areas. First, new modeling and digital mitigation techniques are proposed for two essential front-end impairments in direct-conversion architecture-based OFDM and OFDMA systems, namely inphase and quadrature phase (I/Q) imbalance and carrier frequency offset (CFO). Both joint and de-coupled estimation and compensation schemes for frequency-selective TX I/Q imbalance and channel distortions are proposed for OFDM systems, to be adopted on the receiver side. Then, in the context of uplink OFDMA and Single Carrier FDMA (SC-FDMA), which are the air interface technologies of the 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE) and LTE-Advanced systems, joint estimation and equalization techniques of RF impairments and channel distortions are proposed. Here, the challenging multi-user uplink scenario with unequal received power levels is investigated where I/Q imbalance causes inter-user interference. A joint mirror subcarrier processing-based minimum mean-square error (MMSE) equalizer with an arbitrary number of receiver antennas is formulated to effectively handle the mirror sub-band users of different power levels. Furthermore, the joint channel and impairments filter responses are efficiently approximated with polynomial-based basis function models, and the parameters of basis functions are estimated with the reference signals conforming to the LTE uplink sub-frame structure. The resulting receiver concept adopting the proposed techniques enables improved link performance without modifying the design of RF transceivers.Second, digital baseband mitigation solutions are developed for the TX leakage signal-induced self-interference in frequency division duplex (FDD) transceivers. In FDD transceivers, a duplexer is used to connect the TX and receiver (RX) chains to a common antenna while also providing isolation to the receiver chain against the powerful transmit signal. In general, the continuous miniaturization of hardware and adoption of larger bandwidths through carrier aggregation type noncontiguous allocations complicates achieving sufficient TX-RX isolation. Here, two different effects of the transmitter leakage signal are investigated. The first is TX out-of-band (OOB) emissions and TX spurious emissions at own receiver band, due to the transmitter nonlinearity, and the second is nonlinearity of down-converter in the RX that generates second-order intermodulation distortion (IMD2) due to the TX in-band leakage signal. This work shows that the transmitter leakage signal-induced interference depends on an equivalent leakage channel that models the TX path non-idealities, duplexer filter responses, and the RX path non-idealities. The work proposes algorithms that operate in the digital baseband of the transceiver to estimate the TX-RX non-idealities and the duplexer filter responses, and subsequently regenerating and canceling the self-interference, thereby potentially relaxing the TX-RX isolation requirements as well as increasing the transceiver flexibility.Overall, this thesis provides useful signal models to understand the implications of different RF non-idealities and proposes compensation solutions to cope with certain RF impairments. This is complemented with extensive computer simulations and practical RF measurements to validate their application in real-world radio transceivers

Energy efficiency and interference management in long term evolution-advanced networks.

Doctoral Degree. University of KwaZulu-Natal, Durban.Cellular networks are continuously undergoing fast extraordinary evolution to overcome technological challenges. The fourth generation (4G) or Long Term Evolution-Advanced (LTE-Advanced) networks offer improvements in performance through increase in network density, while allowing self-organisation and self-healing. The LTE-Advanced architecture is heterogeneous, consisting of different radio access technologies (RATs), such as macrocell, smallcells, cooperative relay nodes (RNs), having various capabilities, and coexisting in the same geographical coverage area. These network improvements come with different challenges that affect users’ quality of service (QoS) and network performance. These challenges include; interference management, high energy consumption and poor coverage of marginal users. Hence, developing mitigation schemes for these identified challenges is the focus of this thesis. The exponential growth of mobile broadband data usage and poor networks’ performance along the cell edges, result in a large increase of the energy consumption for both base stations (BSs) and users. This due to improper RN placement or deployment that creates severe inter-cell and intracell interferences in the networks. It is therefore, necessary to investigate appropriate RN placement techniques which offer efficient coverage extension while reducing energy consumption and mitigating interference in LTE-Advanced femtocell networks. This work proposes energy efficient and optimal RN placement (EEORNP) algorithm based on greedy algorithm to assure improved and effective coverage extension. The performance of the proposed algorithm is investigated in terms of coverage percentage and number of RN needed to cover marginalised users and found to outperform other RN placement schemes. Transceiver design has gained importance as one of the effective tools of interference management. Centralised transceiver design techniques have been used to improve network performance for LTE-Advanced networks in terms of mean square error (MSE), bit error rate (BER) and sum-rate. The centralised transceiver design techniques are not effective and computationally feasible for distributed cooperative heterogeneous networks, the systems considered in this thesis. This work proposes decentralised transceivers design based on the least-square (LS) and minimum MSE (MMSE) pilot-aided channel estimations for interference management in uplink LTE-Advanced femtocell networks. The decentralised transceiver algorithms are designed for the femtocells, the macrocell user equipments (MUEs), RNs and the cell edge macrocell UEs (CUEs) in the half-duplex cooperative relaying systems. The BER performances of the proposed algorithms with the effect of channel estimation are investigated. Finally, the EE optimisation is investigated in half-duplex multi-user multiple-input multiple-output (MU-MIMO) relay systems. The EE optimisation is divided into sub-optimal EE problems due to the distributed architecture of the MU-MIMO relay systems. The decentralised approach is employed to design the transceivers such as MUEs, CUEs, RN and femtocells for the different sub-optimal EE problems. The EE objective functions are formulated as convex optimisation problems subject to the QoS and transmit powers constraints in case of perfect channel state information (CSI). The non-convexity of the formulated EE optimisation problems is surmounted by introducing the EE parameter substractive function into each proposed algorithms. These EE parameters are updated using the Dinkelbach’s algorithm. The EE optimisation of the proposed algorithms is achieved after finding the optimal transceivers where the unknown interference terms in the transmit signals are designed with the zero-forcing (ZF) assumption and estimation errors are added to improve the EE performances. With the aid of simulation results, the performance of the proposed decentralised schemes are derived in terms of average EE evaluation and found to be better than existing algorithms

Chip level decision feedback equalizer for CDMA downlink channel

In most commercial wideband code division multiple access (W-CDMA) systems, the transmitted signal in the downlink channel is spread by orthogonal codes to accommodate different users. However, frequency selective fading destroys the orthogonality and causes multiple access interference (MAI). The rake receiver has been proposed for a receiver in the downlink channel. Although providing reasonable performance due to path diversity, the rake receiver does not restore the orthogonality. As a result, the MAI is still present at the output of the rake receiver and CDMA system becomes an interference limited system. Thus, a better approach to provide MAI suppression shall be considered. The chip level linear equalizer followed by a despreader is an attractive alternative receiver to restore the orthogonality and to suppress the MAI. However, the performance of the chip level linear equalizer depends on the spectral characteristic of the channel and may not be satisfactory for some channels. To overcome this difficulty, the chip level decision feedback equalizer can be used. To improve the performance further, multiple-input multiple-output (MIMO) channels by using multiple antennas can also be employed. Recent research in information theory shows that multiple antennas can mitigate multipath fading in a wireless channel, increase the information capacity of wireless communication systems dramatically, and improve the reliability of the communications over wireless channel.In this thesis, the chip level decision feedback equalizer for CDMA downlink channel with multþle antennas is investigated. The work includes the design of the chip level decision feedback equalizer when the space time spreading scheme and the Alamouti scheme are employed at the transmitter. Theoretical and simulation results show significant performance gains compared to the rake receiver and the chip level linear equalizer.Thesis (M.Eng.Sc.) -- University of Adelaide, School of Electrical and Electronic Engineering, 2004

Digital Front-End Signal Processing with Widely-Linear Signal Models in Radio Devices

Necessitated by the demand for ever higher data rates, modern communications waveforms have increasingly wider bandwidths and higher signal dynamics. Furthermore, radio devices are expected to transmit and receive a growing number of different waveforms from cellular networks, wireless local area networks, wireless personal area networks, positioning and navigation systems, as well as broadcast systems. On the other hand, commercial wireless devices are expected to be cheap, be relatively small in size, and have a long battery life. The demands for flexibility and higher data rates on one hand, and the constraints on production cost, device size, and energy efficiency on the other, pose difficult challenges on the design and implementation of future radio transceivers. Under these diametric constraints, in order to keep the overall implementation cost and size feasible, the use of simplified radio architectures and relatively low-cost radio electronics are necessary. This notion is even more relevant for multiple antenna systems, where each antenna has a dedicated radio front-end. The combination of simplified radio front-ends and low-cost electronics implies that various nonidealities in the remaining analog radio frequency (RF) modules, stemming from unavoidable physical limitations and material variations of the used electronics, are expected to play a critical role in these devices. Instead of tightening the specifications and tolerances of the analog circuits themselves, a more cost-effective solution in many cases is to compensate for these nonidealities in the digital domain. This line of research has been gaining increasing interest in the last 10-15 years, and is also the main topic area of this work. The direct-conversion radio principle is the current and future choice for building low-cost but flexible, multi-standard radio transmitters and receivers. The direct-conversion radio, while simple in structure and integrable on a single chip, suffers from several performance degrading circuit impairments, which have historically prevented its use in wideband, high-rate, and multi-user systems. In the last 15 years, with advances in integrated circuit technologies and digital signal processing, the direct-conversion principle has started gaining popularity. Still, however, much work is needed to fully realize the potential of the direct-conversion principle. This thesis deals with the analysis and digital mitigation of the implementation nonidealities of direct-conversion transmitters and receivers. The contributions can be divided into three parts. First, techniques are proposed for the joint estimation and predistortion of in-phase/quadrature-phase (I/Q) imbalance, power amplifier (PA) nonlinearity, and local oscillator (LO) leakage in wideband direct-conversion transmitters. Second, methods are developed for estimation and compensation of I/Q imbalance in wideband direct-conversion receivers, based on second-order statistics of the received communication waveforms. Third, these second-order statistics are analyzed for second-order stationary and cyclostationary signals under several other system impairments related to circuit implementation and the radio channel. This analysis brings new insights on I/Q imbalances and their compensation using the proposed algorithms. The proposed algorithms utilize complex-valued signal processing throughout, and naturally assume a widely-linear form, where both the signal and its complex-conjugate are filtered and then summed. The compensation processing is situated in the digital front-end of the transceiver, as the last step before digital-to-analog conversion in transmitters, or in receivers, as the first step after analog-to-digital conversion. The compensation techniques proposed herein have several common, unique, attributes: they are designed for the compensation of frequency-dependent impairments, which is seen critical for future wideband systems; they require no dedicated training data for learning; the estimators are computationally efficient, relying on simple signal models, gradient-like learning rules, and solving sets of linear equations; they can be applied in any transceiver type that utilizes the direct-conversion principle, whether single-user or multi-user, or single-carrier or multi-carrier; they are modulation, waveform, and standard independent; they can also be applied in multi-antenna transceivers to each antenna subsystem separately. Therefore, the proposed techniques provide practical and effective solutions to real-life circuit implementation problems of modern communications transceivers. Altogether, considering the algorithm developments with the extensive experimental results performed to verify their functionality, this thesis builds strong confidence that low-complexity digital compensation of analog circuit impairments is indeed applicable and efficient