Novel multiple antenna techniques for improved diversity in wireless communication systems

The focus of this thesis is to enhance the performance of wireless communication systems through the exploitation of multiple antennas at both the transmitter and the receiver ends of a communication link. Such a multiple-input multiple-output (MIMO) connection can theoretically provide spatially independent channels which can be exploited to provide diversity gain and thereby mitigate the problem of channel fading. To integrate such MIMO technology with emerging wireless systems such as third generation code division multiple access (CDMA) and fourth generation orthogonal division multiple access (OFDMA) based-approaches novel advanced signal processing techniques are required. The major advantages of MIMO systems, including array, diversity and multiplexing gains, are initially reviewed. Diversity gain is identified as the key property, which leverages the spatial independent channels to increase the robustness of the communication link. The family of space-time block codes is then introduced as a low computational complexity scheme to benefit from diversity gain within wireless systems. In particular, extended-orthogonal and quasi-orthogonal space-time block codes (EO-/QO-STBCs) are introduced for systems with four transmit antennas which can operate either in open or closed-loop forms. New EO-STBC and QO-STBC wideband CDMA transmission schemes are proposed which when operating in closed-loop mode, i.e. channel state information is exploited at the transmitter, is shown to attain full diversity and thereby outperform previous schemes in terms of attain able symbol error rate performance. This advantage is then utilized in MIMO-OFDM transmission schemes and similar frame error rate (FER) performance advantage is attained. Finally, to mitigate multiuser interference within the proposed MIMO-OFDM system a novel two-step combined parallel interference canceller and multiuser detection scheme is proposed. Simulation studies based upon FER confirm the efficacy of the technique

Multiuser MIMO-OFDM for Next-Generation Wireless Systems

This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems

Técnicas de equalização e pré-codificação para sistemas MC-CDMA

Mestrado em Engenharia Eletrónica e TelecomunicaçõesO número de dispositivos com ligações e aplicações sem fios está a aumentar exponencialmente, causando problemas de interferência e diminuindo a capacidade do sistema. Isto desencadeou uma procura por uma eficiência espectral superior e, consequentemente, tornou-se necessário desenvolver novas arquitecturas celulares que suportem estas novas exigências. Coordenação ou cooperação multicelular é uma arquitectura promissora para sistemas celulares sem fios. Esta ajuda a mitigar a interferência entre células, melhorando a equidade e a capacidade do sistema. É, portanto, uma arquitectura já em estudo ao abrigo da tecnologia LTE-Advanced sob o conceito de coordenação multiponto (CoMP). Nesta dissertação, considerámos um sistema coordenado MC-CDMA com pré-codificação e equalização iterativas. Uma das técnicas mais eficientes de pré-codificação é o alinhamento de interferências (IA). Este é um conceito relativamente novo que permite aumentar a capacidade do sistema em canais de elevada interferência. Sabe-se que, para os sistemas MC-CDMA, os equalizadores lineares convencionais não são os mais eficientes, devido à interferência residual entre portadoras (ICI). No entanto, a equalização iterativa no domínio da frequência (FDE) foi identificada como sendo uma das técnicas mais eficientes para lidar com ICI e explorar a diversidade oferecida pelos sistemas MIMO MC-CDMA. Esta técnica é baseada no conceito Iterative Block Decision Feedback Equalization (IB-DFE). Nesta dissertação, é proposto um sistema MC-CDMA que une a pré-codificação iterativa do alinhamento de interferências no transmissor ao equalizador baseado no IB-DFE, com cancelamento sucessivo de interferências (SIC) no receptor. Este é construído por dois blocos: um filtro linear, que mitiga a interferência inter-utilizador, seguido por um bloco iterativo no domínio da frequência, que separa eficientemente os fluxos de dados espaciais na presença de interferência residual inter-utilizador alinhada. Este esquema permite atingir o número máximo de graus de liberdade e permite simultaneamente um ganho óptimo de diversidade espacial. O desempenho deste esquema está perto do filtro adaptado- Matched Filter Bound (MFB).The number of devices with wireless connections and applications is increasing exponentially, causing interference problems and reducing the system’s capacity gain. This initiated a search for a higher spectral efficiency and therefore it became necessary to develop new cellular architectures that support these new requirements. Multicell cooperation or coordination is a promising architecture for cellular wireless systems to mitigate intercell interference, improving system fairness and increasing capacity, and thus is already under study in LTE-Advanced under the coordinated multipoint (CoMP) concept. In this thesis, efficient iterative precoding and equalization is considered for coordinated MC-CDMA based systems. One of the most efficient precoding techniques is interference alignment (IA), which is a relatively new concept that allows high capacity gains in interfering channels. It is well known that for MC-CDMA systems standard linear equalizers are not the most efficient due to residual inter carrier interference (ICI). However, iterative frequency-domain equalization (FDE) has been identified as one of the most efficient technique to deal with ICI and exploit the inherent space-frequency diversity of the MIMO MC-CDMA systems, namely the one based on Iterative Block Decision Feedback Equalization (IB-DFE) concept. In this thesis, it is proposed a MC-CDMA system that joins iterative IA precoding at the transmitter with IB-DFE successive interference cancellation (SIC) based receiver structure. The receiver is implemented in two steps: a linear filter, which mitigates the inter-user aligned interference, followed by an iterative frequency-domain receiver, which efficiently separates the spatial streams in the presence of residual inter-user aligned interference. This scheme provides the maximum degrees of freedom (DoF) and allows almost the optimum space-diversity gain. The scheme performance is close to the matched filter bound (MFB)

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Self-concatenated coding for wireless communication systems

In this thesis, we have explored self-concatenated coding schemes that are designed for transmission over Additive White Gaussian Noise (AWGN) and uncorrelated Rayleigh fading channels. We designed both the symbol-based Self-ConcatenatedCodes considered using Trellis Coded Modulation (SECTCM) and bit-based Self- Concatenated Convolutional Codes (SECCC) using a Recursive Systematic Convolutional (RSC) encoder as constituent codes, respectively. The design of these codes was carried out with the aid of Extrinsic Information Transfer (EXIT) charts. The EXIT chart based design has been found an efficient tool in finding the decoding convergence threshold of the constituent codes. Additionally, in order to recover the information loss imposed by employing binary rather than non-binary schemes, a soft decision demapper was introduced in order to exchange extrinsic information withthe SECCC decoder. To analyse this information exchange 3D-EXIT chart analysis was invoked for visualizing the extrinsic information exchange between the proposed Iteratively Decoding aided SECCC and soft-decision demapper (SECCC-ID). Some of the proposed SECTCM, SECCC and SECCC-ID schemes perform within about 1 dB from the AWGN and Rayleigh fading channels’ capacity. A union bound analysis of SECCC codes was carried out to find the corresponding Bit Error Ratio (BER) floors. The union bound of SECCCs was derived for communications over both AWGN and uncorrelated Rayleigh fading channels, based on a novel interleaver concept.Application of SECCCs in both UltraWideBand (UWB) and state-of-the-art video-telephone schemes demonstrated its practical benefits.In order to further exploit the benefits of the low complexity design offered by SECCCs we explored their application in a distributed coding scheme designed for cooperative communications, where iterative detection is employed by exchanging extrinsic information between the decoders of SECCC and RSC at the destination. In the first transmission period of cooperation, the relay receives the potentially erroneous data and attempts to recover the information. The recovered information is then re-encoded at the relay using an RSC encoder. In the second transmission period this information is then retransmitted to the destination. The resultant symbols transmitted from the source and relay nodes can be viewed as the coded symbols of a three-component parallel-concatenated encoder. At the destination a Distributed Binary Self-Concatenated Coding scheme using Iterative Decoding (DSECCC-ID) was employed, where the two decoders (SECCC and RSC) exchange their extrinsic information. It was shown that the DSECCC-ID is a low-complexity scheme, yet capable of approaching the Discrete-input Continuous-output Memoryless Channels’s (DCMC) capacity.Finally, we considered coding schemes designed for two nodes communicating with each other with the aid of a relay node, where the relay receives information from the two nodes in the first transmission period. At the relay node we combine a powerful Superposition Coding (SPC) scheme with SECCC. It is assumed that decoding errors may be encountered at the relay node. The relay node then broadcasts this information in the second transmission period after re-encoding it, again, using a SECCC encoder. At the destination, the amalgamated block of Successive Interference Cancellation (SIC) scheme combined with SECCC then detects and decodes the signal either with or without the aid of a priori information. Our simulation results demonstrate that the proposed scheme is capable of reliably operating at a low BER for transmission over both AWGN and uncorrelated Rayleigh fading channels. We compare the proposed scheme’s performance to a direct transmission link between the two sources having the same throughput

On Efficient Signal Processing Algorithms for Signal Detection and PAPR Reduction in OFDM Systems

The driving force of the study is susceptibility of LS algorithm to noise. As LS algorithm is simple to implement, hence it’s performance improvement can contribute a lot to the wireless technology that are especially deals with high computation. Cascading of AdaBoost algorithm with LS greatly influences the OFDM system performance. Performance of Adaptive Boosting based symbol recovery was investigated on the performance of LS, MMSE, BLUE were also compared with the performance of AdaBoost algorithm and MMSE has been found the higher computational complexity. Furthermore, MMSE also requires apriori channel statistics and computational complexity O(5N3) of the MMSE increases exponentially as the number of carrier increases. For the Adaboost case the computational complexity calculation is little different.Therefore, in the training stage of the AdaBoost algorithm, the computational complexity is only O(nT M) Furthermore, as it is a classification algorithm so in the receiver side we will require a separate de-mapper (or decoder) to get the desired data bits, i.e., a. SAS aided DCT based PAPR reduction 1326 and b. SAS aided DCT based PAPR reduction. A successive addition subtraction preprocessed DCT based PAPR reduction technique was proposed. Here, the performance of proposed method was compared with other preexisting techniques like SLM and PTS and the performance of the proposed method was seen to outperform specially in low PAPR region. In the proposed PAPR reduction method, the receiver is aware of the transmitted signal processing, this enables a reverse operation at the receiver to extract the transmit data. Hence the requirement of sending extra information through extra subcarrier is eliminated. The proposed method is also seen to be spectrally efficient. In the case of PTS and SLM it is inevitable to send the side information to retrieve the transmit signal. Hence, these two methods are spectrally inefficient. Successive addition subtraction based PAPR reduction method was also applied to MIMO systems. The performance of the SAS based PAPR reduction method also showed better performance as compared to other technique. An extensive simulation of MIMO OFDM PAPR reduction was carried out by varying the number of subcarriers and number of transmitter antennas. A detailed computational complexity analysis was also carried out. BATE aided SDMA multi user detection. A detailed study of SDMA system was carried out with it’s mathematical analysis.Many linear and non linear detectors like ML, MMSE, PIC, SIC have been proposed in literature for multiuser detection of SDMA system. However, except MMSE every receivers other are computational extensive. So as to enhance the performance of the MMSE MUD a meta heuristic Bat algorithm was incorporated in cascade with MMSE

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity