Advancing iris biometric technology

PhD ThesisThe iris biometric is a well-established technology which is already in use in several nation-scale applications and it is still an active research area with several unsolved problems. This work focuses on three key problems in iris biometrics namely: segmentation, protection and cross-matching. Three novel methods in each of these areas are proposed and analyzed thoroughly. In terms of iris segmentation, a novel iris segmentation method is designed based on a fusion of an expanding and a shrinking active contour by integrating a new pressure force within the Gradient Vector Flow (GVF) active contour model. In addition, a new method for closed eye detection is proposed. The experimental results on the CASIA V4, MMU2, UBIRIS V1 and UBIRIS V2 databases show that the proposed method achieves state-of-theart results in terms of segmentation accuracy and recognition performance while being computationally more efficient. In this context, improvements by 60.5%, 42% and 48.7% are achieved in segmentation accuracy for the CASIA V4, MMU2 and UBIRIS V1 databases, respectively. For the UBIRIS V2 database, a superior time reduction is reported (85.7%) while maintaining a similar accuracy. Similarly, considerable time improvements by 63.8%, 56.6% and 29.3% are achieved for the CASIA V4, MMU2 and UBIRIS V1 databases, respectively. With respect to iris biometric protection, a novel security architecture is designed to protect the integrity of iris images and templates using watermarking and Visual Cryptography (VC). Firstly, for protecting the iris image, text which carries personal information is embedded in the middle band frequency region of the iris image using a novel watermarking algorithm that randomly interchanges multiple middle band pairs of the Discrete Cosine Transform (DCT). Secondly, for iris template protection, VC is utilized to protect the iii iris template. In addition, the integrity of the stored template in the biometric smart card is guaranteed by using the hash signatures. The proposed method has a minimal effect on the iris recognition performance of only 3.6% and 4.9% for the CASIA V4 and UBIRIS V1 databases, respectively. In addition, the VC scheme is designed to be readily applied to protect any biometric binary template without any degradation to the recognition performance with a complexity of only O(N). As for cross-spectral matching, a framework is designed which is capable of matching iris images in different lighting conditions. The first method is designed to work with registered iris images where the key idea is to synthesize the corresponding Near Infra-Red (NIR) images from the Visible Light (VL) images using an Artificial Neural Network (ANN) while the second method is capable of working with unregistered iris images based on integrating the Gabor filter with different photometric normalization models and descriptors along with decision level fusion to achieve the cross-spectral matching. A significant improvement by 79.3% in cross-spectral matching performance is attained for the UTIRIS database. As for the PolyU database, the proposed verification method achieved an improvement by 83.9% in terms of NIR vs Red channel matching which confirms the efficiency of the proposed method. In summary, the most important open issues in exploiting the iris biometric are presented and novel methods to address these problems are proposed. Hence, this work will help to establish a more robust iris recognition system due to the development of an accurate segmentation method working for iris images taken under both the VL and NIR. In addition, the proposed protection scheme paves the way for a secure iris images and templates storage. Moreover, the proposed framework for cross-spectral matching will help to employ the iris biometric in several security applications such as surveillance at-a-distance and automated watch-list identification.Ministry of Higher Education and Scientific Research in Ira

Advancing the technology of sclera recognition

PhD ThesisEmerging biometric traits have been suggested recently to overcome some challenges and issues related to utilising traditional human biometric traits such as the face, iris, and fingerprint. In particu- lar, iris recognition has achieved high accuracy rates under Near- InfraRed (NIR) spectrum and it is employed in many applications for security and identification purposes. However, as modern imaging devices operate in the visible spectrum capturing colour images, iris recognition has faced challenges when applied to coloured images especially with eye images which have a dark pigmentation. Other issues with iris recognition under NIR spectrum are the constraints on the capturing process resulting in failure-to-enrol, and degradation in system accuracy and performance. As a result, the research commu- nity investigated using other traits to support the iris biometric in the visible spectrum such as the sclera. The sclera which is commonly known as the white part of the eye includes a complex network of blood vessels and veins surrounding the eye. The vascular pattern within the sclera has different formations and layers providing powerful features for human identification. In addition, these blood vessels can be acquired in the visible spectrum and thus can be applied using ubiquitous camera-based devices. As a consequence, recent research has focused on developing sclera recog- nition. However, sclera recognition as any biometric system has issues and challenges which need to be addressed. These issues are mainly related to sclera segmentation, blood vessel enhancement, feature ex- traction, template registration, matching and decision methods. In addition, employing the sclera biometric in the wild where relaxed imaging constraints are utilised has introduced more challenges such as illumination variation, specular reflections, non-cooperative user capturing, sclera blocked region due to glasses and eyelashes, variation in capturing distance, multiple gaze directions, and eye rotation. The aim of this thesis is to address such sclera biometric challenges and highlight the potential of this trait. This also might inspire further research on tackling sclera recognition system issues. To overcome the vii above-mentioned issues and challenges, three major contributions are made which can be summarised as 1) designing an efficient sclera recognition system under constrained imaging conditions which in- clude new sclera segmentation, blood vessel enhancement, vascular binary network mapping and feature extraction, and template registra- tion techniques; 2) introducing a novel sclera recognition system under relaxed imaging constraints which exploits novel sclera segmentation, sclera template rotation alignment and distance scaling methods, and complex sclera features; 3) presenting solutions to tackle issues related to applying sclera recognition in a real-time application such as eye localisation, eye corner and gaze detection, together with a novel image quality metric. The evaluation of the proposed contributions is achieved using five databases having different properties representing various challenges and issues. These databases are the UBIRIS.v1, UBIRIS.v2, UTIRIS, MICHE, and an in-house database. The results in terms of segmen- tation accuracy, Equal Error Rate (EER), and processing time show significant improvement in the proposed systems compared to state- of-the-art methods.Ministry of Higher Education and Scientific Research in Iraq and the Iraqi Cultural Attach´e in Londo

Handbook of Vascular Biometrics

This open access handbook provides the first comprehensive overview of biometrics exploiting the shape of human blood vessels for biometric recognition, i.e. vascular biometrics, including finger vein recognition, hand/palm vein recognition, retina recognition, and sclera recognition. After an introductory chapter summarizing the state of the art in and availability of commercial systems and open datasets/open source software, individual chapters focus on specific aspects of one of the biometric modalities, including questions of usability, security, and privacy. The book features contributions from both academia and major industrial manufacturers

Seamless Multimodal Biometrics for Continuous Personalised Wellbeing Monitoring

Artificially intelligent perception is increasingly present in the lives of every one of us. Vehicles are no exception, (...) In the near future, pattern recognition will have an even stronger role in vehicles, as self-driving cars will require automated ways to understand what is happening around (and within) them and act accordingly. (...) This doctoral work focused on advancing in-vehicle sensing through the research of novel computer vision and pattern recognition methodologies for both biometrics and wellbeing monitoring. The main focus has been on electrocardiogram (ECG) biometrics, a trait well-known for its potential for seamless driver monitoring. Major efforts were devoted to achieving improved performance in identification and identity verification in off-the-person scenarios, well-known for increased noise and variability. Here, end-to-end deep learning ECG biometric solutions were proposed and important topics were addressed such as cross-database and long-term performance, waveform relevance through explainability, and interlead conversion. Face biometrics, a natural complement to the ECG in seamless unconstrained scenarios, was also studied in this work. The open challenges of masked face recognition and interpretability in biometrics were tackled in an effort to evolve towards algorithms that are more transparent, trustworthy, and robust to significant occlusions. Within the topic of wellbeing monitoring, improved solutions to multimodal emotion recognition in groups of people and activity/violence recognition in in-vehicle scenarios were proposed. At last, we also proposed a novel way to learn template security within end-to-end models, dismissing additional separate encryption processes, and a self-supervised learning approach tailored to sequential data, in order to ensure data security and optimal performance. (...)Comment: Doctoral thesis presented and approved on the 21st of December 2022 to the University of Port