Design of terahertz transceiver schemes for ultrahigh-speed wireless communications

Future ultra-high-speed wireless communication systems face difficult challenges due to the fundamental limitations of current technologies operating at microwave frequencies. Supporting high transmission rates will require the use of more spectral resources that are only available at higher frequencies. Within this context, terahertz (THz) communications have been attracting more and more attention, being considered by the research community as one of the most promising research fields on the topic due to the availability of extensive unused bandwidth segments. However, its widespread use is not yet possible due to some obstacles, such as the high propagation losses that occur in this band and the difficulty in designing devices that can effectively perform both transmission and detection tasks. The purpose of this dissertation is to contribute for the solution of both of the aforementioned problems and to propose novel THz transceiver schemes for ultra-high-speed wireless communications. Three main research areas were addressed: device modelling for the THz; index modulation (IM) based schemes for Beyond 5G (B5G) networks and hybrid precoding designs for THz ultra massive (UM) – multiple input multiple output (MIMO) systems. The main contributions of this work include the creation of a new design for a reconfigurable THz filter; the proposal of a precoded generalized spatial modulation scheme for downlink MIMO transmissions in B5G networks; the creation of a low-complexity hybrid design algorithm with a near fully-digital performance for multiuser (MU) mmWave/THz ultra massive MIMO systems that can incorporate different analog architectures; and the system-level assessment of cloud radio access network (C-RAN) deployments based on low-complexity hybrid precoding designs for massive MIMO downlink transmissions in B5G networks. The first contribution is especially suited for the implementation of reconfigurable THz filters and optical modulators, since it is based on a simple design, which transits from situations in which it presents a full transparency to situations where it achieves full opacity. Moreover, this approach can also be used for the implementation of simultaneously transmitting and reflecting (STAR) reconfigurable intelligent surfaces (RIS) which are important for enabling flexible system designs in RIS-assisted networks. The second contribution showed that the implementation of precoding schemes based on generalised spatial modulations is a solution with a considerable potential for future B5G systems, since it can provide larger throughputs when compared to conventional MU-MIMO schemes with identical spectral efficiencies.The last two contributions showed that through the proposed hybrid design algorithm it becomes possible to replace a fully digital precoder/combiner by a fully-connected or even by a partially-connected architecture (array of subarrays and dynamic array of subarrays), while achieving good tradeoffs between spectral efficiency, power consumption and implementation complexity. These proposals are particularly relevant for the support of UM-MIMO in severely hardware constrained THz systems. Moreover, the capability of achieving significant improvements in terms of throughput performance and coverage over typical cellular networks, when considering hybrid precoding‐based C-RAN deployments in two indoor office scenarios at the THz band, was demonstrated.Os futuros sistemas de comunicação sem fios de velocidade ultra-elevada enfrentam desafios difíceis devido às limitações fundamentais das tecnologias atuais que funcionam a frequências de microondas. O suporte de taxas de transmissão altas exigirá a utilização de mais recursos espectrais que só estão disponíveis em frequências mais elevadas. A banda Terahertz (THz) é uma das soluções mais promissoras devido às suas enormes larguras de banda disponíveis no espectro eletromagnético. No entanto, a sua utilização generalizada ainda não é possível devido a alguns obstáculos, tais como as elevadas perdas de propagação que se verificam nesta banda e a dificuldade em conceber dispositivos que possam desempenhar eficazmente as tarefas de transmissão e deteção. O objetivo desta tese de doutoramento, é contribuir para ambos os problemas mencionados anteriormente e propor novos esquemas de transcetores THz para comunicações sem fios de velocidade ultra-elevada. Três grandes áreas de investigação foram endereçadas, contribuindo individualmente para um todo: a modelação do dispositivo para o THz; esquemas baseados em modulações de índice (IM) para redes pós-5G (B5G) e desenhos de pré-codificadores híbridos para sistemas THz MIMO ultra-massivos. As principais contribuições deste trabalho incluem a criação de um novo design para um filtro THz reconfigurável; a proposta de uma nova tipologia de modulação espacial generalizada pré-codificada para transmissões MIMO de ligação descendente para redes B5G; a criação de um algoritmo de design híbrido de baixa complexidade com desempenho quase totalmente digital para sistemas MIMO multi-utilizador (MU) mmWave/THz ultra massivos que podem incorporar diferentes arquiteturas analógicas e a avaliação das implementações da rede de acesso de rádio na nuvem (C-RAN) com base em designs de pré-codificação híbridos de baixa complexidade para transmissões MIMO de ligação descendente massivas em redes B5G. A primeira contribuição é especialmente adequada para a implementação de filtros THz reconfiguráveis e moduladores óticos, uma vez que se baseia numa concepção mais simples, que transita de situações em que apresenta uma transparência total para situações em que atinge uma opacidade total. Para além disso, esta abordagem também pode ser utilizada para a implementação de superfícies inteligentes reconfiguráveis (RIS) de transmissão e reflexão simultânea (STAR). A segunda contribuição mostrou que a implementação de esquemas de pré-codificação baseados em modulações espaciais generalizadas é uma solução com um potencial considerável para futuros sistemas B5G, uma vez que permite alcançar maiores ganhos em termos de débito binário quando comparado com esquemas convencionais MU-MIMO com eficiências espectrais idênticas. As duas últimas contribuições mostraram que através do algoritmo proposto torna-se possível substituir a utilização de uma arquitectura totalmente digital por uma arquitetura totalmente conectada ou mesmo por uma arquitetura parcialmente conectada (arrays de subarrays e arrays dinâmicos de subarrays), conseguindo-se bons tradeoffs entre eficiência espectral, consumo de energia e complexidade de implementação. Estas propostas são particularmente relevantes para dar suporte a sistemas THz UM-MIMO com restrições severas ao nível de hardware. Demonstrou-se também a capacidade de se alcançar melhorias significativas em termos de débito binário e cobertura em relação a redes celulares típicas, considerando dois cenários na banda THz

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Adaptive Power Allocation and Control in Time-Varying Multi-Carrier MIMO Networks

In this paper, we examine the fundamental trade-off between radiated power and achieved throughput in wireless multi-carrier, multiple-input and multiple-output (MIMO) systems that vary with time in an unpredictable fashion (e.g. due to changes in the wireless medium or the users' QoS requirements). Contrary to the static/stationary channel regime, there is no optimal power allocation profile to target (either static or in the mean), so the system's users must adapt to changes in the environment "on the fly", without being able to predict the system's evolution ahead of time. In this dynamic context, we formulate the users' power/throughput trade-off as an online optimization problem and we provide a matrix exponential learning algorithm that leads to no regret - i.e. the proposed transmit policy is asymptotically optimal in hindsight, irrespective of how the system evolves over time. Furthermore, we also examine the robustness of the proposed algorithm under imperfect channel state information (CSI) and we show that it retains its regret minimization properties under very mild conditions on the measurement noise statistics. As a result, users are able to track the evolution of their individually optimum transmit profiles remarkably well, even under rapidly changing network conditions and high uncertainty. Our theoretical analysis is validated by extensive numerical simulations corresponding to a realistic network deployment and providing further insights in the practical implementation aspects of the proposed algorithm.Comment: 25 pages, 4 figure

Holographic MIMO Communications: Theoretical Foundations, Enabling Technologies, and Future Directions

Future wireless systems are envisioned to create an endogenously holography-capable, intelligent, and programmable radio propagation environment, that will offer unprecedented capabilities for high spectral and energy efficiency, low latency, and massive connectivity. A potential and promising technology for supporting the expected extreme requirements of the sixth-generation (6G) communication systems is the concept of the holographic multiple-input multiple-output (HMIMO), which will actualize holographic radios with reasonable power consumption and fabrication cost. The HMIMO is facilitated by ultra-thin, extremely large, and nearly continuous surfaces that incorporate reconfigurable and sub-wavelength-spaced antennas and/or metamaterials. Such surfaces comprising dense electromagnetic (EM) excited elements are capable of recording and manipulating impinging fields with utmost flexibility and precision, as well as with reduced cost and power consumption, thereby shaping arbitrary-intended EM waves with high energy efficiency. The powerful EM processing capability of HMIMO opens up the possibility of wireless communications of holographic imaging level, paving the way for signal processing techniques realized in the EM-domain, possibly in conjunction with their digital-domain counterparts. However, in spite of the significant potential, the studies on HMIMO communications are still at an initial stage, its fundamental limits remain to be unveiled, and a certain number of critical technical challenges need to be addressed. In this survey, we present a comprehensive overview of the latest advances in the HMIMO communications paradigm, with a special focus on their physical aspects, their theoretical foundations, as well as the enabling technologies for HMIMO systems. We also compare the HMIMO with existing multi-antenna technologies, especially the massive MIMO, present various...Comment: double column, 58 page

Radio and computing resource management in SDR clouds

The aim of this thesis is defining and developing the concept of an efficient management of radio and computing resources in an SDR cloud. The SDR cloud breaks with today's cellular architecture. A set of distributed antennas are connected by optical fibre to data processing centres. The radio and computing infrastructure can be shared between different operators (virtualization), reducing costs and risks, while increasing the capacity and creating new business models and opportunities. The data centre centralizes the management of all system resources: antennas, spectrum, computing, routing, etc. Specially relevant is the computing resource management (CRM), whose objective is dynamically providing sufficient computing resources for a real-time execution of signal processing algorithms. Current CRM techniques are not designed for wireless applications. We demonstrate that this imposes a limit on the wireless traffic a CRM entity is capable to support. Based on this, a distributed management is proposed, where multiple CRM entities manage a cluster of processors, whose optimal size is derived from the traffic density. Radio resource management techniques (RRM) also need to be adapted to the characteristics of the new SDR cloud architecture. We introduce a linear cost model to measure the cost associated to the infrastructure resources consumed according to the pay-per-use model. Based on this model, we formulate the efficiency maximization power allocation problem (EMPA). The operational costs per transmitted bit achieved by EMPA are 6 times lower than with traditional power allocation methods. Analytical solutions are obtained for the single channel case, with and without channel state information at the transmitter. It is shown that the optimal transmission rate is an increasing function of the product of the channel gain with the operational costs divided by the power costs. The EMPA solution for multiple channels has the form of water-filling, present in many power allocation problems. In order to be able to obtain insights about how the optimal solution behaves as a function of the problem parameters, a novel technique based on ordered statistics has been developed. This technique allows solving general water-filling problems based on the channel statistics rather than their realization. This approach has allowed designing a low complexity EMPA algorithm (2 to 4 orders of magnitude faster than state-of-the-art algorithms). Using the ordered statistics technique, we have shown that the optimal transmission rate behaviour with respect to the average channel gains and cost parameters is equivalent to the single channel case and that the efficiency increases with the number of available channels. The results can be applied to design more efficient SDR clouds. As an example, we have derived the optimal ratio of number of antennas per user that maximizes the efficiency. As new users enter and leave the network, this ratio should be kept constant, enabling and disabling antennas dynamically. This approach exploits the dynamism and elasticity provided by the SDR cloud. In summary, this dissertation aims at influencing towards a change in the communications system management model (typically RRM), considering the introduction of the new infrastructure model (SDR cloud), new business models (based on Cloud Computing) and a more conciliatory view of an efficient resource management, not only focused on the optimization of the spectrum usage.El objetivo de esta tesis es de nir y desarrollar el concepto de gesti on e ciente de los recursos de radio y computaci on en un SDR cloud. El SDR cloud rompe con la estructura del sistema celular actual. Un conjunto de antenas distribuidas se conectan a centros de procesamiento mediante enlaces de comunicaci on de bra optica. La infraestructura de radio y procesamiento puede ser compartida entre distintos operadores (virtualizacion), disminuyendo costes y riesgos, aumentando la capacidad y abriendo nuevos modelos y oportunidades de negocio. La centralizaci on de la gesti on del sistema viene soportada por el centro de procesamiento, donde se realiza una gesti on de todos los recursos del sistema: antenas, espectro, computaci on, enrutado, etc. Resulta de especial relevancia la gesti on de los recursos de computaci on (CRM) cuyo objetivo es el de proveer, din amicamente, de su cientes recursos de computaci on para la ejecuci on en tiempo real de algoritmos de procesado del señal. Las t ecnicas actuales de CRM no han sido diseñadas para aplicaciones de comunicaciones. Demostramos que esta caracter stica impone un l ímite en el tr áfi co que un gestor CRM puede soportar. En base a ello, proponemos una gesti on distribuida donde m ultiples entidades CRM gestionan grupos de procesadores, cuyo tamaño optimo se deriva de la densidad de tr áfi co. Las t ecnicas actuales de gesti on de recursos radio (RRM) tambi en deben ser adaptadas a las caracter sticas de la nueva arquitectura SDR cloud. Introducimos un modelo de coste lineal que caracteriza los costes asociados al consumo de recursos de la infraestructura seg un el modelo de pago-por-uso. A partir de este modelo, formulamos el problema de asignaci on de potencia de m axima e ciencia (EMPA). Mediante una asignaci on EMPA, los costes de operaci on por bit transmitido son del orden de 6 veces menores que con los m etodos tradicionales. Se han obtenido soluciones anal ticas para el caso de un solo canal, con y sin informacion del canal disponible en el transmisor, y se ha demostrado que la velocidad optima de transmisi on es una funci on creciente del producto de la ganancia del canal por los costes operativos dividido entre los costes de potencia. La soluci on EMPA para varios canales satisface el modelo "water- lling", presente en muchos tipos de optimizaci on de potencia. Con el objetivo de conocer c omo esta se comporta en funci on de los par ametros del sistema, se ha desarrollado una t ecnica nueva basada en estadí sticas ordenadas. Esta t ecnica permite solucionar el problema del water- lling bas andose en la estadí stica del canal en vez de en su realizaci on. Este planteamiento, despu es de profundos an alisis matem aticos, ha permitido desarrollar un algoritmo de asignaci on de potencia de baja complejidad (2 a 4 ordenes de magnitud m as r apido que el estado del arte). Mediante esta t ecnica, se ha demostrado que la velocidad optima de transmisi on se comporta de forma equivalente al caso de un solo canal y que la e ciencia incrementa a medida que aumentan el numero de canales disponibles. Estos resultados pueden aplicarse a diseñar un SDR cloud de forma m as e ciente. A modo de ejemplo, hemos obtenido el ratio optimo de n umero de antenas por usuario que maximiza la e ciencia. A medida que los usuarios entran y salen de la red, este ratio debe mantenerse constante, a fin de mantener una efi ciencia lo m as alta posible, activando o desactivando antenas din amicamente. De esta forma se explota completamente el dinamismo ofrecido por una arquitectura el astica como el SDR cloud. En de nitiva, este trabajo pretende incidir en un cambio del modelo de gesti on de un sistema de comunicaciones (t ípicamente RRM) habida cuenta de la introducci on de una nueva infraestructura (SDR cloud), nuevos modelos de negocio (basados en Cloud Computing) y una visi on m as integradora de la gesti on e ciente de los recursos del sistema, no solo centrada en la optimizaci on del uso del espectro

D4.2 Intelligent D-Band wireless systems and networks initial designs

This deliverable gives the results of the ARIADNE project's Task 4.2: Machine Learning based network intelligence. It presents the work conducted on various aspects of network management to deliver system level, qualitative solutions that leverage diverse machine learning techniques. The different chapters present system level, simulation and algorithmic models based on multi-agent reinforcement learning, deep reinforcement learning, learning automata for complex event forecasting, system level model for proactive handovers and resource allocation, model-driven deep learning-based channel estimation and feedbacks as well as strategies for deployment of machine learning based solutions. In short, the D4.2 provides results on promising AI and ML based methods along with their limitations and potentials that have been investigated in the ARIADNE project