Relay technology for performance improvement in WiMAX system

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Contributions to the Performance Analysis of Intervehicular Communications Systems and Schemes

RÉSUMÉ Le but des systèmes de communication intervéhicule (Inter-Vehicle Communication – IVC) est d'améliorer la sécurité de conduite en utilisant des capteurs et des techniques de communication sans fil pour être en mesure de communiquer mutuellement sans aucune intervention extérieure. Avec l'utilisation de ces systèmes, les communications véhicule à véhicule (V2V) peuvent être plus efficaces dans la prévention des accidents et la décongestion de la circulation que si chaque véhicule travaillait individuellement. Une des solutions proposées pour les systèmes IVC est l’utilisation des systèmes de communication coopérative, qui en principe, augmentent l'efficacité spectrale et énergétique, la couverture du réseau, et réduit la probabilité de défaillance. La diversité d'antenne (entrées multiples sorties multiples « Multiple-Input Multiple-Output » ou MIMO) peut également être une alternative pour les systèmes IVC pour améliorer la capacité du canal et la diversité (fiabilité), mais en échange d’une complexité accrue. Toutefois, l'application de telles solutions est difficile, car les communications sans fil entre les véhicules sont soumises à d’importants effets d'évanouissements des canaux appelés (canaux sujets aux évanouissements de n*Rayleigh, « n*Rayleigh fading channels»), ce qui conduit à la dégradation des performances. Par conséquent, dans cette thèse, nous proposons une analyse de la performance globale des systèmes de transmission coopératifs et MIMO sur des canaux sujets aux évanouissements de n*Rayleigh. Cette analyse permettra d’aider les chercheurs pour la conception et la mise en œuvre de systèmes de communication V2V avec une complexité moindre. En particulier, nous étudions d'abord la performance de la sélection du relais de coopération avec les systèmes IVC, on suppose que la transmission via « Amplify-and-Forward» (AF) ou bien «Decode-and-Forward» (DF) est assurée par N relais pour transférer le message de la source à la destination. La performance du système est analysée en termes de probabilité de défaillance, la probabilité d'erreur de symbole, et la capacité moyenne du canal. Les résultats numériques démontrent que la sélection de relais réalise une diversité de l'ordre de (d≈mN/n) pour les deux types de relais, où m est un paramètre évanouissement de Rayleigh en cascade. Nous étudions ensuite la performance des systèmes IVC à sauts multiples avec et sans relais régénératifs. Dans cette étude, nous dérivons des expressions approximatives pour la probabilité de défaillance et le niveau d’évanouissement lorsque la diversité en réception basée sur le ratio maximum de combinaison (MRC) est employée. En outre, nous analysons la répartition de puissance pour le système sous-jacent afin de minimiser la probabilité globale de défaillance. Nous montrons que la performance des systèmes régénératifs est meilleure que celle des systèmes non régénératifs lorsque l’ordre de cascade n est faible, tandis qu’ils ont des performances similaires lorsque n est élevé. Ensuite, nous considérons le problème de la détection de puissance des signaux inconnus aux n* canaux de Rayleigh. Dans ce travail, de nouvelles expressions approximatives sont dérivées de la probabilité de détection moyenne avec et sans diversité en réception MRC. En outre, la performance du système est analysée lorsque la détection de spectre coopérative (CSS) est considérée sous diverses contraintes de canaux (par exemple, les canaux de communication parfaits et imparfaits). Les résultats numériques ont montré que la fiabilité de détection diminue à mesure que l'ordre n augmente et s’améliore sensiblement lorsque CSS emploie le schéma MRC. Il est démontré que CSS avec le schéma MRC maintient la probabilité de fausse alarme minimale dans les canaux d’information imparfaite plutôt que d'augmenter le nombre d'utilisateurs en coopération. Enfin, nous présentons une nouvelle approche pour l'analyse des performances des systèmes IVC sur n*canaux de Rayleigh, en utilisant n_T antennes d'émission et n_R antennes de réception pour lutter contre l'effet d’évanouissement. Dans ce contexte, nous évaluons la performance des systèmes MIMO-V2V basés sur la sélection des antennes d'émission avec un ratio maximum de combinaison (TAS/MRC) et la sélection combinant (TAS/SC). Dans cette étude, nous dérivons des expressions analytiques plus précises pour la probabilité de défaillance, la probabilité d'erreur de symbole, et l’évanouissement sur n*canaux Rayleigh. Il est montré que les deux régimes ont le même ordre de diversité maximale équivalent à (d≈mn_T n_R /n) . En outre, TAS / MRC offre un gain de performance mieux que TAS/ SC lorsque le nombre d'antennes de réception est plus que celle des antennes d’émission, mais l’amélioration de la performance est limitée lorsque n augmente.----------Abstract The purpose of intervehicular communication (IVC) systems is to enhance driving safety, in which vehicles use sensors and wireless communication techniques to talk to each other without any roadside intervention. Using these systems, vehicle-to-vehicle (V2V) communications can be more effective in avoiding accidents and traffic congestion than if each vehicle works individually. A potential solution can be implemented in this research area using cooperative communications systems which, in principle, increase spectral and power efficiency, network coverage, and reduce the outage probability. Antenna diversity (i.e., multiple-input multiple output (MIMO) systems) can also be an alternative solution for IVC systems to enhance channel capacity and diversity (reliability) but in exchange of an increased complexity. However, applying such solutions is challenging since wireless communications among vehicles is subject to harsh fading channels called ‘n*Rayleigh fading channels’, which leads to performance degradation. Therefore, in this thesis we provide a comprehensive performance analysis of cooperative transmission and MIMO systems over n*Rayleigh fading channels that help researchers for the design and implementation of V2V communication systems with lower complexity. Specifically, we first investigate the performance of cooperative IVC systems with relay selection over n*Rayleigh fading channels, assuming that both the decode-and-forward and the amplify-and-forward relaying protocols are achieved by N relays to transfer the source message to the destination. System performance is analyzed in terms of outage probability, symbol error probability, and average channel capacity. The numerical results have shown that the best relay selection approach achieves the diversity order of (d≈mN/n) where m is a cascaded Rayleigh fading parameter. Second, we investigate the performance of multihop-IVC systems with regenerative and non-regenerative relays. In this study, we derive approximate closed-form expressions for the outage probability and amount of fading when the maximum ratio combining (MRC) diversity reception is employed. Further, we analyze the power allocation for the underlying scheme in order to minimize the overall outage probability. We show that the performance of regenerative systems is better than that of non-regenerative systems when the cascading order n is low and they have similar performance when n is high. Third, we consider the problem of energy detection of unknown signals over n*Rayleigh fading channels. In this work, novel approximate expressions are derived for the average probability of detection with and without MRC diversity reception. Moreover, the system performance is analyzed when cooperative spectrum sensing (CSS) is considered under various channel constraints (e.g, perfect and imperfect reporting channels). The numerical results show that the detection reliability decreases as the cascading order n increases and substantially improves when CSS employs MRC schemes. It is demonstrated that CSS with MRC scheme keeps the probability of false alarm minimal under imperfect reporting channels rather than increasing the number of cooperative users. Finally, we present a new approach for the performance analysis of IVC systems over n*Rayleigh fading channels, using n_T transmit and n_R receive antennas to combat fading influence. In this context, we evaluate the performance of MIMO-V2V systems based on the transmit antenna selection with maximum ratio combining (TAS/MRC) and selection combining (TAS/SC) schemes. In this study, we derive tight analytical expressions for the outage probability, the symbol error probability, and the amount of fading over n*Rayleigh fading channels. It is shown that both schemes have the same maximum diversity order equivalent to (d≈mn_T n_R /n). In addition, TAS/MRC offers a better performance gain than TAS/SC scheme when the number of receive antennas is more than that of transmit antennas, but the performance improvement is limited as n increases

Capacity and performance analysis of advanced multiple antenna communication systems

Multiple-input multiple-output (MIMO) antenna systems have been shown to be able to substantially increase date rate and improve reliability without extra spectrum and power resources. The increasing popularity and enormous prospect of MIMO technology calls for a better understanding of the performance of MIMO systems operating over practical environments. Motivated by this, this thesis provides an analytical characterization of the capacity and performance of advanced MIMO antenna systems. First, the ergodic capacity of MIMO Nakagami-m fading channels is investigated. A unified way of deriving ergodic capacity bounds is developed under the majorization theory framework. The key idea is to study the ergodic capacity through the distribution of the diagonal elements of the quadratic channel HHy which is relatively easy to handle, avoiding the need of the eigenvalue distribution of the channel matrix which is extremely difficult to obtain. The proposed method is first applied on the conventional point-to-point MIMO systems under Nakagami-m fading, and later extended to the more general distributed MIMO systems. Second, the ergodic capacity of MIMO multi-keyhole and MIMO amplify-and-forward (AF) dual-hop systems is studied. A set of new statistical properties involving product of random complex Gaussian matrix, i.e., probability density function (p.d.f.) of an unordered eigenvalue, p.d.f. of the maximum eigenvalue, expected determinant and log-determinant, is derived. Based on these, analytical closedform expressions for the ergodic capacity of the systems are obtained and the connection between the product channels and conventional point-to-point MIMO channels is also revealed. Finally, the effect of co-channel interference is investigated. First, the performance of optimum combining (OC) systems operating in Rayleigh-product channels is analyzed based on novel closed-form expression of the cumulative distribution function (c.d.f.) of the maximum eigenvalue of the resultant channel matrix. Then, for MIMO Rician channels and MIMO Rayleigh-product channels, the ergodic capacity at low signal-to-noise ratio (SNR) regime is studied, and the impact of various system parameters, such as transmit and receive antenna number, Rician factor, channel mean matrix and interference-tonoise- ratio, is examined

On the Performance of SR and FR Protocols for OSTBC based AF-MIMO Relay System with Channel and Noise Correlations

This paper proposes selection relaying (SR) protocol for a cooperative multiple-input multiple-output (MIMO) relay system that consists of a direct link between a source and a destination. The system has only receive-side channel state information (CSI), spatially correlated MIMO channels, and the receiver nodes observe spatially correlated noise. The transmit nodes employ orthogonal space-time block codes (OSTBC), whereas the receiver nodes employ optimum minimum mean-square-error (MMSE) detection. The SR protocol, which transmits via the relay only when the direct link between the source and destination is in outage, is compared with the fixed relaying (FR) protocol which always uses the relay. By deriving novel asymptotic expressions of the outage probabilities, it is analytically shown that both protocols provide the same diversity gain. However, the coding gain (CG) of the SR protocol can be much better than that of the FR protocol. In particular, when all MIMO links have the same effective rank, irrespective of its value, the SR protocol provides better CG than the FR scheme if the target information rate is greater than ln2(3) bits per channel use. Simulation results support theoretical analysis and show that the SR scheme can significantly outperform FR method, which may justify the increased complexity due to one-bit feedback requirement in the SR protocol

On the Performance of SR and FR Protocols for OSTBC based AF-MIMO Relay System with Channel and Noise Correlations

This paper proposes selection relaying (SR) protocol for a cooperative multiple-input multiple-output (MIMO) relay system that consists of a direct link between a source and a destination. The system has only receive-side channel state information (CSI), spatially correlated MIMO channels, and the receiver nodes observe spatially correlated noise. The transmit nodes employ orthogonal space-time block codes (OSTBC), whereas the receiver nodes employ optimum minimum mean-square-error (MMSE) detection. The SR protocol, which transmits via the relay only when the direct link between the source and destination is in outage, is compared with the fixed relaying (FR) protocol which always uses the relay. By deriving novel asymptotic expressions of the outage probabilities, it is analytically shown that both protocols provide the same diversity gain. However, the coding gain (CG) of the SR protocol can be much better than that of the FR protocol. In particular, when all MIMO links have the same effective rank, irrespective of its value, the SR protocol provides better CG than the FR scheme if the target information rate is greater than ln2(3) bits per channel use. Simulation results support theoretical analysis and show that the SR scheme can significantly outperform FR method, which may justify the increased complexity due to one-bit feedback requirement in the SR protocol

MIMO Systems: Principles, Iterative Techniques, and advanced Polarization

International audienceThis chapter considers the principles of multiple-input multiple-output (MIMO) wireless communication systems as well as some recent accomplishments concerning their implementation. By employing multiple antennas at both transmitter and receiver, very high data rates can be achieved under the condition of deployment in a rich-scattering propagation medium. This interesting property of MIMO systems suggests their use in the future high-rate and high-quality wireless communication systems. Several concepts in MIMO systems are reviewed in this chapter. We first consider MIMO channel models and recall the basic principles of MIMO structures and channel modeling. We next study the MIMO channel capacity and present the early developments in these systems concerning the information theory aspect. Iterative signal detection is considered next; it considers iterative techniques for space-time decoding. As the capacity is inversely proportional to the spatial channel correlation, MIMO antennas should be sufficiently separated, usually by several wavelengths. In order to minimize antennas' deployment, we present advanced polarization diversity techniques for MIMO systems and explain how they can help to reduce the spatial correlation in order to achieve high transmission rates. We end the chapter by considering the application of MIMO systems in local area networks, as well as their potential in enhancing range, localization, and power efficiency of sensor networks

Methods and criteria for performance analysis of multiantenna systems in mobile communications

Multiple-input multiple-output (MIMO) technique is one of the most promising solutions for increasing reliability and spectral efficiency of the radio connection in future mobile communication systems. The performance potential of MIMO systems is well established from theoretical point of view. However, much effort is still needed in the experimental verification of those systems using realistic antennas and channels. It is widely accepted that the antenna properties are of significant importance regarding the performance of single-input single-output (SISO) systems. However, the effect of the antennas on MIMO systems has not been thoroughly studied. Due to the complexity of MIMO systems, evaluation of MIMO antennas becomes increasingly cumbersome and time-consuming process in comparison to simpler systems. In the first part of this work an advanced antenna evaluation technique called experimental plane-wave based method (EPWBM) is generalized and validated to cover MIMO systems. This work is the extension of the previous work where the method has been used in the analysis of SISO systems. The EPWBM is based on the measured or simulated complex 3-D radiation patterns of the antennas and measured directional radio channel data. The EPWBM simplifies antenna evaluation process in comparison to traditional means since the same channel library can be utilized in the evaluation of several antenna systems without performing the same measurements for each prototype antennas separately. It is verified that the EPWBM is sufficiently reliable in comparing the performance of prototype antennas. In the second part of the work new quality factors for MIMO system evaluation enclosing traditional systems as special cases have been developed. The MIMO channel correlation matrix is formulated so that it reveals the ability of MIMO antenna systems to transfer signal power from a transmitter to a receiver and to utilize parallel spatial channels. It is also verified that correct normalization of the channel matrices is of significant importance in the MIMO antenna evaluation. This approach gives comprehensive framework for MIMO antenna evaluation, which takes into account both realistic antenna and channel properties. In the last part of the work insight into the performance of different antennas in different signal propagation environments is given. The performance of the antennas depends on the signal-to-noise-ratio and on the outage probability level considered. Although MIMO systems are based on the utilization of parallel spatial channels, the capability of the system to transfer signal power plays a significant role especially with small MIMO systems. In the realistic dynamic channels the capacity variation is larger than in the ideal channels, which are based on the identically and independently distributed (iid) channel assumption. Large performance variations occur in the realistic channels with directive antennas, when antennas are rotated in the usage environment, whereas omnidirectional ones are more robust but are difficult to realize in practice. The largest differences between the antennas are found at the low outage probability levels due to different radiation properties of the antennas. The systems with the cross-polarized antennas have smaller eigenvalue dispersion and are more robust in performance for the variations of the channel than the systems with co-polarized antennas. On the other hand, the co-polarized antennas possess better capability to transfer signal power and are more robust in performance for the antenna array orientation. From practical point of view, the dual-polarized antennas seem to be the most feasible candidates to be used in MIMO antenna systems due to compact structure, and indoor seems to be the most suitable for MIMO applications due to typically scatter-rich channel.Multiple-input multiple-output (MIMO) tekniika on yksi lupaavimmista ratkaisuista lisätä radioyhteyden luotettavuutta ja spektritehokkuutta tulevaisuuden matkaviestinjärjestelmissä. MIMO järjestelmien suorituskykypotentiaali on teoreettisesti todistettu. Paljon työtä tarvitaan kuitenkin vielä kokeelliseen järjestelmätestaukseen käyttäen realistisia antenneja ja kanavia. On laajasti hyväksyttyä että antennien ominaisuudet ovat merkityksellisiä single-input single-output (SISO) järjestelmien suorituskyvyn kannalta. Antennien vaikutusta MIMO-järjestelmiin ei ole kuitenkaan perusteellisesti tutkittu. MIMO-järjestelmien lisääntyneestä monimutkaisuudesta johtuen, verrattuna yksinkertaisempiin järjestelmiin, MIMO antennien suorituskyvyn arviointi hankaloituu ja vie enemmän aikaa. Työn ensimmäisessä osassa uusi antennien arviointitekniikka nimeltään kokeellinen tasoaaltoihin perustuva menetelmä (EPWBM) on yleistetty käsittämään MIMO järjestelmät ja sen tarkkuus on arvioitu. Tämä työ on laajennus aikaisempaan työhön jossa menetelmää on käytetty SISO-järjestelmien arviointiin. EPWBM perustuu mitattuihin tai simuloituihin antennien kompleksisiin 3-D suuntakuvioihin ja mitattuun suuntatiedon sisältämään kanavadataan. EPWBM yksinkertaistaa antennin suorituskyvyn arviointia perinteisiin menetelmiin verrattuna, koska sama kanavamittausaineisto voidaan hyödyntää usamman antennisysteemin arvioinnissa tekemättä samoja mittauksia jokaiselle antenniprototyypille erikseen. On osoitettu että EPWBM on suhteellisen luotettava prototyyppiantennien suorituskyvyn vertailussa. Työn toisessa osassa on kehitetty uusia hyvyyslukuja MIMO-järjestelmien suorituskyvyn arviointiin sisältäen perinteiset järjestelmät erikoistapauksina. MIMO-kanavamatriisi esitetään siten että se paljastaa MIMO-antennijärjestelmien kyvyn siirtää signaalitehoa lähettimen ja vastaanottimen välillä ja hyödyntää rinnakkaisia kanavia. On myös todistettu että oikeanlainen kanavamatriisien normalisointi on erittäin merkittävää MIMO-antennivertailussa. Tämä lähestymistapa antaa kattavat puitteet MIMO-antennien suorituskyvyn arviointiin ottaen huomioon todelliset antennien ja kanavan ominaisuudet. Työn viimeisessä osassa annetaan käsitys erilaisten antennien suorituskyvystä erilaisissa signaalin etenemisympäristöissä. Antennien suorituskyky riippuu signaalikohinasuhteesta ja tarkasteltavan signaalin luotettavuustasosta. Vaikka MIMO-järjestelmät perustuvat rinnakkaisten kanavien hyödyntämiseen järjestelmän signaalitehon siirto-ominaisuudet ovat merkittäviä erityisesti pienillä MIMO järjestelmillä. Realistisissa dynaamisissa kanavissa kapasiteetinvaihtelu on suurempaa kuin ideaalisissa kanavissa jotka perustuvat oletukseen että signaalit ovat riippumattomasti ja identtisesti jakautuneita (iid). Suurta suorituskykyn vaihtelua esiintyy realistissa kanavissa suuntaavilla antenneilla, kun antenneja pyöritetään käyttöympäristössä, kun taas ympärisäteilevät antennit olisivat jäykempiä suorituskyvyn kannalta mutta käytännössä vaikeampia toteuttaa. Suuremmat erot antennien välillä on löydettävissä matalalta signaalin luotettavuustasolta johtuen antennien erilaisista säteilyominaisuuksista. Kaksipolarisaatioantennijärjestelmillä on pienempi ominaisarvohaje ja niiden suorituskyky on jäykempi kanavan vaihteluille kuin yksipolarisaatioantennijärjestelmä. Toisaalta yksipolarisaatioantenneilla on paremmat signaalitehon siirto-ominaisuudet ja suorituskyky vaihtelee vähemmän antennin katselusuunnan funktiona. Käytännön näkökulmasta katsoen kaksipolarisaatioantennit näyttävät olevan kaikkein toteuttamiskelpoisin vaihtoehto käytettäväksi MIMO-systeemeissä johtuen niiden kompaktista rakenteesta, ja sisätila näyttää olevan sopivin ympäristö MIMO-sovelluksiin johtuen tyypillisesti sirontarikkaasta kanavasta.reviewe