Automatic analysis of facial actions: a survey

As one of the most comprehensive and objective ways to describe facial expressions, the Facial Action Coding System (FACS) has recently received significant attention. Over the past 30 years, extensive research has been conducted by psychologists and neuroscientists on various aspects of facial expression analysis using FACS. Automating FACS coding would make this research faster and more widely applicable, opening up new avenues to understanding how we communicate through facial expressions. Such an automated process can also potentially increase the reliability, precision and temporal resolution of coding. This paper provides a comprehensive survey of research into machine analysis of facial actions. We systematically review all components of such systems: pre-processing, feature extraction and machine coding of facial actions. In addition, the existing FACS-coded facial expression databases are summarised. Finally, challenges that have to be addressed to make automatic facial action analysis applicable in real-life situations are extensively discussed. There are two underlying motivations for us to write this survey paper: the first is to provide an up-to-date review of the existing literature, and the second is to offer some insights into the future of machine recognition of facial actions: what are the challenges and opportunities that researchers in the field face

Facial expression recognition in the wild : from individual to group

The progress in computing technology has increased the demand for smart systems capable of understanding human affect and emotional manifestations. One of the crucial factors in designing systems equipped with such intelligence is to have accurate automatic Facial Expression Recognition (FER) methods. In computer vision, automatic facial expression analysis is an active field of research for over two decades now. However, there are still a lot of questions unanswered. The research presented in this thesis attempts to address some of the key issues of FER in challenging conditions mentioned as follows: 1) creating a facial expressions database representing real-world conditions; 2) devising Head Pose Normalisation (HPN) methods which are independent of facial parts location; 3) creating automatic methods for the analysis of mood of group of people. The central hypothesis of the thesis is that extracting close to real-world data from movies and performing facial expression analysis on movies is a stepping stone in the direction of moving the analysis of faces towards real-world, unconstrained condition. A temporal facial expressions database, Acted Facial Expressions in the Wild (AFEW) is proposed. The database is constructed and labelled using a semi-automatic process based on closed caption subtitle based keyword search. Currently, AFEW is the largest facial expressions database representing challenging conditions available to the research community. For providing a common platform to researchers in order to evaluate and extend their state-of-the-art FER methods, the first Emotion Recognition in the Wild (EmotiW) challenge based on AFEW is proposed. An image-only based facial expressions database Static Facial Expressions In The Wild (SFEW) extracted from AFEW is proposed. Furthermore, the thesis focuses on HPN for real-world images. Earlier methods were based on fiducial points. However, as fiducial points detection is an open problem for real-world images, HPN can be error-prone. A HPN method based on response maps generated from part-detectors is proposed. The proposed shape-constrained method does not require fiducial points and head pose information, which makes it suitable for real-world images. Data from movies and the internet, representing real-world conditions poses another major challenge of the presence of multiple subjects to the research community. This defines another focus of this thesis where a novel approach for modeling the perception of mood of a group of people in an image is presented. A new database is constructed from Flickr based on keywords related to social events. Three models are proposed: averaging based Group Expression Model (GEM), Weighted Group Expression Model (GEM_w) and Augmented Group Expression Model (GEM_LDA). GEM_w is based on social contextual attributes, which are used as weights on each person's contribution towards the overall group's mood. Further, GEM_LDA is based on topic model and feature augmentation. The proposed framework is applied to applications of group candid shot selection and event summarisation. The application of Structural SIMilarity (SSIM) index metric is explored for finding similar facial expressions. The proposed framework is applied to the problem of creating image albums based on facial expressions, finding corresponding expressions for training facial performance transfer algorithms

Investigating multi-modal features for continuous affect recognition using visual sensing

Emotion plays an essential role in human cognition, perception and rational decisionmaking. In the information age, people spend more time then ever before interacting with computers, however current technologies such as Artificial Intelligence (AI) and Human-Computer Interaction (HCI) have largely ignored the implicit information of a user’s emotional state leading to an often frustrating and cold user experience. To bridge this gap between human and computer, the field of affective computing has become a popular research topic. Affective computing is an interdisciplinary field encompassing computer, social, cognitive, psychology and neural science. This thesis focuses on human affect recognition, which is one of the most commonly investigated areas in affective computing. Although from a psychology point of view, emotion is usually defined differently from affect, for this thesis the terms emotion, affect, emotional state and affective state are used interchangeably. Both visual and vocal cues have been used in previous research to recognise a human’s affective states. For visual cues, information from the face is often used. Although these systems achieved good performance under laboratory settings, it has proved a challenging task to translate these to unconstrained environments due to variations in head pose and lighting conditions. Since a human face is a threedimensional (3D) object whose 2D projection is sensitive to the aforementioned variations, recent trends have shifted towards using 3D facial information to improve the accuracy and robustness of the systems. However these systems are still focused on recognising deliberately displayed affective states, mainly prototypical expressions of six basic emotions (happiness, sadness, fear, anger, surprise and disgust). To our best knowledge, no research has been conducted towards continuous recognition of spontaneous affective states using 3D facial information. The main goal of this thesis is to investigate the use of 2D (colour) and 3D (depth) facial information to recognise spontaneous affective states continuously. Due to a lack of an existing continuous annotated spontaneous data set, which contains both colour and depth information, such a data set was created. To better understand the processes in affect recognition and to compare results of the proposed methods, a baseline system was implemented. Then the use of colour and depth information for affect recognition were examined separately. For colour information, an investigation was carried out to explore the performance of various state-of-art 2D facial features using different publicly available data sets as well as the captured data set. Experiments were also carried out to study if it is possible to predict a human’s affective state using 2D features extracted from individual facial parts (E.g. eyes and mouth). For depth information, a number of histogram based features were used and their performance was evaluated. Finally a multi-modal affect recognition framework utilising both colour and depth information is proposed and its performance was evaluated using the captured data set

Individual and Inter-related Action Unit Detection in Videos for Affect Recognition

The human face has evolved to become the most important source of non-verbal information that conveys our affective, cognitive and mental state to others. Apart from human to human communication facial expressions have also become an indispensable component of human-machine interaction (HMI). Systems capable of understanding how users feel allow for a wide variety of applications in medical, learning, entertainment and marketing technologies in addition to advancements in neuroscience and psychology research and many others. The Facial Action Coding System (FACS) has been built to objectively define and quantify every possible facial movement through what is called Action Units (AU), each representing an individual facial action. In this thesis we focus on the automatic detection and exploitation of these AUs using novel appearance representation techniques as well as incorporation of the prior co-occurrence information between them. Our contributions can be grouped in three parts. In the first part, we propose to improve the detection accuracy of appearance features based on local binary patterns (LBP) for AU detection in videos. For this purpose, we propose two novel methodologies. The first one uses three fundamental image processing tools as a pre-processing step prior to the application of the LBP transform on the facial texture. These tools each enhance the descriptive ability of LBP by emphasizing different transient appearance characteristics, and are proven to increase the AU detection accuracy significantly in our experiments. The second one uses multiple local curvature Gabor binary patterns (LCGBP) for the same problem and achieves state-of-the-art performance on a dataset of mostly posed facial expressions. The curvature information of the face, as well as the proposed multiple filter size scheme is very effective in recognizing these individual facial actions. In the second part, we propose to take advantage of the co-occurrence relation between the AUs, that we can learn through training examples. We use this information in a multi-label discriminant Laplacian embedding (DLE) scheme to train our system with SIFT features extracted around the salient and transient landmarks on the face. The system is first validated on a challenging (containing lots of occlusions and head pose variations) dataset without the DLE, then we show the performance of the full system on the FERA 2015 challenge on AU occurence detection. The challenge consists of two difficult datasets that contain spontaneous facial actions at different intensities. We demonstrate that our proposed system achieves the best results on these datasets for detecting AUs. The third and last part of the thesis contains an application on how this automatic AU detection system can be used in real-life situations, particularly for detecting cognitive distraction. Our contribution in this part is two-fold: First, we present a novel visual database of people driving a simulator while being induced visual and cognitive distraction via secondary tasks. The subjects have been recorded using three near-infrared camera-lighting systems, which makes it a very suitable configuration to use in real driving conditions, i.e. with large head pose and ambient light variations. Secondly, we propose an original framework to automatically discriminate cognitive distraction sequences from baseline sequences by extracting features from continuous AU signals and by exploiting the cross-correlations between them. We achieve a very high classification accuracy in our subject-based experiments and a lower yet acceptable performance for the subject-independent tests. Based on these results we discuss how facial expressions related to this complex mental state are individual, rather than universal, and also how the proposed system can be used in a vehicle to help decrease human error in traffic accidents

Artificial Intelligence Tools for Facial Expression Analysis.

Inner emotions show visibly upon the human face and are understood as a basic guide to an individual’s inner world. It is, therefore, possible to determine a person’s attitudes and the effects of others’ behaviour on their deeper feelings through examining facial expressions. In real world applications, machines that interact with people need strong facial expression recognition. This recognition is seen to hold advantages for varied applications in affective computing, advanced human-computer interaction, security, stress and depression analysis, robotic systems, and machine learning. This thesis starts by proposing a benchmark of dynamic versus static methods for facial Action Unit (AU) detection. AU activation is a set of local individual facial muscle parts that occur in unison constituting a natural facial expression event. Detecting AUs automatically can provide explicit benefits since it considers both static and dynamic facial features. For this research, AU occurrence activation detection was conducted by extracting features (static and dynamic) of both nominal hand-crafted and deep learning representation from each static image of a video. This confirmed the superior ability of a pretrained model that leaps in performance. Next, temporal modelling was investigated to detect the underlying temporal variation phases using supervised and unsupervised methods from dynamic sequences. During these processes, the importance of stacking dynamic on top of static was discovered in encoding deep features for learning temporal information when combining the spatial and temporal schemes simultaneously. Also, this study found that fusing both temporal and temporal features will give more long term temporal pattern information. Moreover, we hypothesised that using an unsupervised method would enable the leaching of invariant information from dynamic textures. Recently, fresh cutting-edge developments have been created by approaches based on Generative Adversarial Networks (GANs). In the second section of this thesis, we propose a model based on the adoption of an unsupervised DCGAN for the facial features’ extraction and classification to achieve the following: the creation of facial expression images under different arbitrary poses (frontal, multi-view, and in the wild), and the recognition of emotion categories and AUs, in an attempt to resolve the problem of recognising the static seven classes of emotion in the wild. Thorough experimentation with the proposed cross-database performance demonstrates that this approach can improve the generalization results. Additionally, we showed that the features learnt by the DCGAN process are poorly suited to encoding facial expressions when observed under multiple views, or when trained from a limited number of positive examples. Finally, this research focuses on disentangling identity from expression for facial expression recognition. A novel technique was implemented for emotion recognition from a single monocular image. A large-scale dataset (Face vid) was created from facial image videos which were rich in variations and distribution of facial dynamics, appearance, identities, expressions, and 3D poses. This dataset was used to train a DCNN (ResNet) to regress the expression parameters from a 3D Morphable Model jointly with a back-end classifier

Affect recognition & generation in-the-wild

Affect recognition based on a subject’s facial expressions has been a topic of major research in the attempt to generate machines that can understand the way subjects feel, act and react. In the past, due to the unavailability of large amounts of data captured in real-life situations, research has mainly focused on controlled environments. However, recently, social media and platforms have been widely used. Moreover, deep learning has emerged as a means to solve visual analysis and recognition problems. This Ph.D. Thesis exploits these advances and makes significant contributions for affect analysis and recognition in-the-wild. We tackle affect analysis and recognition as a dual knowledge generation problem: i) we create new, large and rich in-the-wild databases and ii) we design and train novel deep neural architectures that are able to analyse affect over these databases and to successfully generalise their performance on other datasets. At first, we present the creation of Aff-Wild database annotated according to valence-arousal and an end-to-end CNN-RNN architecture, AffWildNet. Then we use AffWildNet as a robust prior for dimensional and categorical affect recognition and extend it by extracting low-/mid-/high-level latent information and analysing this via multiple RNNs. Additionally, we propose a novel loss function for DNN-based categorical affect recognition. Next, we generate Aff-Wild2, the first database containing annotations for all main behavior tasks: estimate Valence-Arousal; classify into Basic Expressions; detect Action Units. We develop multi-task and multi-modal extensions of AffWildNet by fusing these tasks and propose a novel holistic approach that utilises all existing databases with non-overlapping annotations and couples them through co-annotation and distribution matching. Finally, we present an approach for valence-arousal, or basic expressions’ facial affect synthesis. We generate an image with a given affect, or a sequence of images with evolving affect, by annotating a 4-D database and utilising a 3-D morphable model.Open Acces

Spatio-temporal framework on facial expression recognition.

This thesis presents an investigation into two topics that are important in facial expression recognition: how to employ the dynamic information from facial expression image sequences and how to efficiently extract context and other relevant information of different facial regions. This involves the development of spatio-temporal frameworks for recognising facial expression. The thesis proposed three novel frameworks for recognising facial expression. The first framework uses sparse representation to extract features from patches of a face to improve the recognition performance, where part-based methods which are robust to image alignment are applied. In addition, the use of sparse representation reduces the dimensionality of features, and improves the semantic meaning and represents a face image more efficiently. Since a facial expression involves a dynamic process, and the process contains information that describes a facial expression more effectively, it is important to capture such dynamic information so as to recognise facial expressions over the entire video sequence. Thus, the second framework uses two types of dynamic information to enhance the recognition: a novel spatio-temporal descriptor based on PHOG (pyramid histogram of gradient) to represent changes in facial shape, and dense optical flow to estimate the movement (displacement) of facial landmarks. The framework views an image sequence as a spatio-temporal volume, and uses temporal information to represent the dynamic movement of facial landmarks associated with a facial expression. Specifically, spatial based descriptor representing spatial local shape is extended to spatio-temporal domain to capture the changes in local shape of facial sub-regions in the temporal dimension to give 3D facial component sub-regions of forehead, mouth, eyebrow and nose. The descriptor of optical flow is also employed to extract the information of temporal. The fusion of these two descriptors enhance the dynamic information and achieves better performance than the individual descriptors. The third framework also focuses on analysing the dynamics of facial expression sequences to represent spatial-temporal dynamic information (i.e., velocity). Two types of features are generated: a spatio-temporal shape representation to enhance the local spatial and dynamic information, and a dynamic appearance representation. In addition, an entropy-based method is introduced to provide spatial relationship of different parts of a face by computing the entropy value of different sub-regions of a face