Achieving "Massive MIMO" Spectral Efficiency with a Not-so-Large Number of Antennas

The main focus and contribution of this paper is a novel network-MIMO TDD architecture that achieves spectral efficiencies comparable with "Massive MIMO", with one order of magnitude fewer antennas per active user per cell. The proposed architecture is based on a family of network-MIMO schemes defined by small clusters of cooperating base stations, zero-forcing multiuser MIMO precoding with suitable inter-cluster interference constraints, uplink pilot signals reuse across cells, and frequency reuse. The key idea consists of partitioning the users population into geographically determined "bins", such that all users in the same bin are statistically equivalent, and use the optimal network-MIMO architecture in the family for each bin. A scheduler takes care of serving the different bins on the time-frequency slots, in order to maximize a desired network utility function that captures some desired notion of fairness. This results in a mixed-mode network-MIMO architecture, where different schemes, each of which is optimized for the served user bin, are multiplexed in time-frequency. In order to carry out the performance analysis and the optimization of the proposed architecture in a clean and computationally efficient way, we consider the large-system regime where the number of users, the number of antennas, and the channel coherence block length go to infinity with fixed ratios. The performance predicted by the large-system asymptotic analysis matches very well the finite-dimensional simulations. Overall, the system spectral efficiency obtained by the proposed architecture is similar to that achieved by "Massive MIMO", with a 10-fold reduction in the number of antennas at the base stations (roughly, from 500 to 50 antennas).Comment: Full version with appendice (proofs of theorems). A shortened version without appendice was submitted to IEEE Trans. on Wireless Commun. Appendix B was revised after submissio

Distributed Multicell Beamforming Design Approaching Pareto Boundary with Max-Min Fairness

This paper addresses coordinated downlink beamforming optimization in multicell time-division duplex (TDD) systems where a small number of parameters are exchanged between cells but with no data sharing. With the goal to reach the point on the Pareto boundary with max-min rate fairness, we first develop a two-step centralized optimization algorithm to design the joint beamforming vectors. This algorithm can achieve a further sum-rate improvement over the max-min optimal performance, and is shown to guarantee max-min Pareto optimality for scenarios with two base stations (BSs) each serving a single user. To realize a distributed solution with limited intercell communication, we then propose an iterative algorithm by exploiting an approximate uplink-downlink duality, in which only a small number of positive scalars are shared between cells in each iteration. Simulation results show that the proposed distributed solution achieves a fairness rate performance close to the centralized algorithm while it has a better sum-rate performance, and demonstrates a better tradeoff between sum-rate and fairness than the Nash Bargaining solution especially at high signal-to-noise ratio.Comment: 8 figures. To Appear in IEEE Trans. Wireless Communications, 201

Inter-micro-operator interference protection in dynamic TDD system

Abstract. This thesis considers the problem of weighted sum-rate maximization (WSRM) for a system of micro-operators subject to inter-micro-operator interference constraints with dynamic time division duplexing. The WSRM problem is non-convex and non-deterministic polynomial hard. Furthermore, micro-operators require minimum coordination among themselves making the inter-micro-operator interference management very challenging. In this regard, we propose two decentralized precoder design algorithm based on over-the-air bi-directional signalling strategy. We first propose a precoder design algorithm by considering the equivalent weighted minimum mean-squared error minimization reformulation of the WSRM problem. Later we propose precoder design algorithm by considering the weighted sum mean-squared error reformulation. In both approaches, to reduce the huge signalling requirements in centralized design, we use alternating direction method of multipliers technique, wherein each downlink-operator base station and uplink-operator user determines only the relevant set of transmit precoders by exchanging minimal information among the coordinating base stations and user equipments. To minimize the coordination between the uplink-opeator users, we propose interference budget allocation scheme based on reference signal measurements from downlink-operator users. Numerical simulations are provided to compare the performance of proposed algorithms with and without the inter-micro-operator interference constraints

Interference Management in 5G Reverse TDD HetNets with Wireless Backhaul: A Large System Analysis

This work analyzes a heterogeneous network (HetNet), which comprises a macro base station (BS) equipped with a large number of antennas and an overlaid dense tier of small cell access points (SCAs) using a wireless backhaul for data traffic. The static and low mobility user equipment terminals (UEs) are associated with the SCAs while those with medium-to-high mobility are served by the macro BS. A reverse time division duplexing (TDD) protocol is used by the two tiers, which allows the BS to locally estimate both the intra-tier and inter-tier channels. This knowledge is then used at the BS either in the uplink (UL) or in the downlink (DL) to simultaneously serve the macro UEs (MUEs) and to provide the wireless backhaul to SCAs. A geographical separation of co-channel SCAs is proposed to limit the interference coming from the UL signals of MUEs. A concatenated linear precoding technique employing either zero-forcing (ZF) or regularized ZF is used at the BS to simultaneously serve MUEs and SCAs in DL while nulling interference toward those SCAs in UL. We evaluate and characterize the performance of the system through the power consumption of UL and DL transmissions under the assumption that target rates must be satisfied and imperfect channel state information is available for MUEs. The analysis is conducted in the asymptotic regime where the number of BS antennas and the network size (MUEs and SCAs) grow large with fixed ratios. Results from large system analysis are used to provide concise formulae for the asymptotic UL and DL transmit powers and precoding vectors under the above assumptions. Numerical results are used to validate the analysis in different settings and to make comparisons with alternative network architectures.Comment: 14 pages, 12 figures. To appear IEEE J. Select. Areas Commun. -- Special Issue on HetNet

Interference Mitigation for Cognitive Radio MIMO Systems Based on Practical Precoding

In this paper, we propose two subspace-projection-based precoding schemes, namely, full-projection (FP)- and partial-projection (PP)-based precoding, for a cognitive radio multiple-input multiple-output (CR-MIMO) network to mitigate its interference to a primary time-division-duplexing (TDD) system. The proposed precoding schemes are capable of estimating interference channels between CR and primary networks, and incorporating the interference from the primary to the CR system into CR precoding via a novel sensing approach. Then, the CR performance and resulting interference of the proposed precoding schemes are analyzed and evaluated. By fully projecting the CR transmission onto a null space of the interference channels, the FP-based precoding scheme can effectively avoid interfering the primary system with boosted CR throughput. While, the PP-based scheme is able to further improve the CR throughput by partially projecting its transmission onto the null space.Comment: 12 pages, 4 figures, submitted to the IEEE Trans. Wireless Communications in April 201

MmWave Massive MIMO Based Wireless Backhaul for 5G Ultra-Dense Network

Ultra-dense network (UDN) has been considered as a promising candidate for future 5G network to meet the explosive data demand. To realize UDN, a reliable, Gigahertz bandwidth, and cost-effective backhaul connecting ultra-dense small-cell base stations (BSs) and macro-cell BS is prerequisite. Millimeter-wave (mmWave) can provide the potential Gbps traffic for wireless backhaul. Moreover, mmWave can be easily integrated with massive MIMO for the improved link reliability. In this article, we discuss the feasibility of mmWave massive MIMO based wireless backhaul for 5G UDN, and the benefits and challenges are also addressed. Especially, we propose a digitally-controlled phase-shifter network (DPSN) based hybrid precoding/combining scheme for mmWave massive MIMO, whereby the low-rank property of mmWave massive MIMO channel matrix is leveraged to reduce the required cost and complexity of transceiver with a negligible performance loss. One key feature of the proposed scheme is that the macro-cell BS can simultaneously support multiple small-cell BSs with multiple streams for each smallcell BS, which is essentially different from conventional hybrid precoding/combining schemes typically limited to single-user MIMO with multiple streams or multi-user MIMO with single stream for each user. Based on the proposed scheme, we further explore the fundamental issues of developing mmWave massive MIMO for wireless backhaul, and the associated challenges, insight, and prospect to enable the mmWave massive MIMO based wireless backhaul for 5G UDN are discussed.Comment: This paper has been accepted by IEEE Wireless Communications Magazine. This paper is related to 5G, ultra-dense network (UDN), millimeter waves (mmWave) fronthaul/backhaul, massive MIMO, sparsity/low-rank property of mmWave massive MIMO channels, sparse channel estimation, compressive sensing (CS), hybrid digital/analog precoding/combining, and hybrid beamforming. http://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=730653