Unifying the Visible and Passive Infrared Bands: Homogeneous and Heterogeneous Multi-Spectral Face Recognition

Face biometrics leverages tools and technology in order to automate the identification of individuals. In most cases, biometric face recognition (FR) can be used for forensic purposes, but there remains the issue related to the integration of technology into the legal system of the court. The biggest challenge with the acceptance of the face as a modality used in court is the reliability of such systems under varying pose, illumination and expression, which has been an active and widely explored area of research over the last few decades (e.g. same-spectrum or homogeneous matching). The heterogeneous FR problem, which deals with matching face images from different sensors, should be examined for the benefit of military and law enforcement applications as well. In this work we are concerned primarily with visible band images (380-750 nm) and the infrared (IR) spectrum, which has become an area of growing interest.;For homogeneous FR systems, we formulate and develop an efficient, semi-automated, direct matching-based FR framework, that is designed to operate efficiently when face data is captured using either visible or passive IR sensors. Thus, it can be applied in both daytime and nighttime environments. First, input face images are geometrically normalized using our pre-processing pipeline prior to feature-extraction. Then, face-based features including wrinkles, veins, as well as edges of facial characteristics, are detected and extracted for each operational band (visible, MWIR, and LWIR). Finally, global and local face-based matching is applied, before fusion is performed at the score level. Although this proposed matcher performs well when same-spectrum FR is performed, regardless of spectrum, a challenge exists when cross-spectral FR matching is performed. The second framework is for the heterogeneous FR problem, and deals with the issue of bridging the gap across the visible and passive infrared (MWIR and LWIR) spectrums. Specifically, we investigate the benefits and limitations of using synthesized visible face images from thermal and vice versa, in cross-spectral face recognition systems when utilizing canonical correlation analysis (CCA) and locally linear embedding (LLE), a manifold learning technique for dimensionality reduction. Finally, by conducting an extensive experimental study we establish that the combination of the proposed synthesis and demographic filtering scheme increases system performance in terms of rank-1 identification rate

Learning Domain Invariant Information to Enhance Presentation Attack Detection in Visible Face Recognition Systems

Face signatures, including size, shape, texture, skin tone, eye color, appearance, and scars/marks, are widely used as discriminative, biometric information for access control. Despite recent advancements in facial recognition systems, presentation attacks on facial recognition systems have become increasingly sophisticated. The ability to detect presentation attacks or spoofing attempts is a pressing concern for the integrity, security, and trust of facial recognition systems. Multi-spectral imaging has been previously introduced as a way to improve presentation attack detection by utilizing sensors that are sensitive to different regions of the electromagnetic spectrum (e.g., visible, near infrared, long-wave infrared). Although multi-spectral presentation attack detection systems may be discriminative, the need for additional sensors and computational resources substantially increases complexity and costs. Instead, we propose a method that exploits information from infrared imagery during training to increase the discriminability of visible-based presentation attack detection systems. We introduce (1) a new cross-domain presentation attack detection framework that increases the separability of bonafide and presentation attacks using only visible spectrum imagery, (2) an inverse domain regularization technique for added training stability when optimizing our cross-domain presentation attack detection framework, and (3) a dense domain adaptation subnetwork to transform representations between visible and non-visible domains. Adviser: Benjamin Rigga

The Science of Disguise

Technological advances have made digital cameras ubiquitous, to the point where it is difficult to purchase even a mobile phone without one. Coupled with similar advances in face recognition technology, we are seeing a marked increase in the use of biometrics, such as face recognition, to identify individuals. However, remaining unrecognized in an era of ubiquitous camera surveillance remains desirable to some citizens, notably those concerned with privacy. Since biometrics are an intrinsic part of a person\u27s identity, it may be that the only means of evading detection is through disguise. We have created a comprehensive database of high-quality imagery that will allow us to explore the effectiveness of disguise as an approach to avoiding unwanted recognition. Using this database, we have evaluated the performance of a variety of automated machine-based face recognition algorithms on disguised faces. Our data-driven analysis finds that for the sample population contained in our database: (1) disguise is effective; (2) there are significant performance differences between individuals and demographic groups; and (3) elements including coverage, contrast, and disguise combination are determinative factors in the success or failure of face recognition algorithms on an image. In this dissertation, we examine the present-day uses of face recognition and their interplay with privacy concerns. We sketch the capabilities of a new database of facial imagery, unique both in the diversity of the imaged population, and in the diversity and consistency of disguises applied to each subject. We provide an analysis of disguise performance based on both a highly-rated commercial face recognition system and an open-source algorithm available to the FR community. Finally, we put forth hypothetical models for these results, and provide insights into the types of disguises that are the most effective at defeating facial recognition for various demographic populations. As cameras become more sophisticated and algorithms become more advanced, disguise may become less effective. For security professionals, this is a laudable outcome; privacy advocates will certainly feel differently

Face recognition by means of advanced contributions in machine learning

Face recognition (FR) has been extensively studied, due to both scientific fundamental challenges and current and potential applications where human identification is needed. FR systems have the benefits of their non intrusiveness, low cost of equipments and no useragreement requirements when doing acquisition, among the most important ones. Nevertheless, despite the progress made in last years and the different solutions proposed, FR performance is not yet satisfactory when more demanding conditions are required (different viewpoints, blocked effects, illumination changes, strong lighting states, etc). Particularly, the effect of such non-controlled lighting conditions on face images leads to one of the strongest distortions in facial appearance. This dissertation addresses the problem of FR when dealing with less constrained illumination situations. In order to approach the problem, a new multi-session and multi-spectral face database has been acquired in visible, Near-infrared (NIR) and Thermal infrared (TIR) spectra, under different lighting conditions. A theoretical analysis using information theory to demonstrate the complementarities between different spectral bands have been firstly carried out. The optimal exploitation of the information provided by the set of multispectral images has been subsequently addressed by using multimodal matching score fusion techniques that efficiently synthesize complementary meaningful information among different spectra. Due to peculiarities in thermal images, a specific face segmentation algorithm has been required and developed. In the final proposed system, the Discrete Cosine Transform as dimensionality reduction tool and a fractional distance for matching were used, so that the cost in processing time and memory was significantly reduced. Prior to this classification task, a selection of the relevant frequency bands is proposed in order to optimize the overall system, based on identifying and maximizing independence relations by means of discriminability criteria. The system has been extensively evaluated on the multispectral face database specifically performed for our purpose. On this regard, a new visualization procedure has been suggested in order to combine different bands for establishing valid comparisons and giving statistical information about the significance of the results. This experimental framework has more easily enabled the improvement of robustness against training and testing illumination mismatch. Additionally, focusing problem in thermal spectrum has been also addressed, firstly, for the more general case of the thermal images (or thermograms), and then for the case of facialthermograms from both theoretical and practical point of view. In order to analyze the quality of such facial thermograms degraded by blurring, an appropriate algorithm has been successfully developed. Experimental results strongly support the proposed multispectral facial image fusion, achieving very high performance in several conditions. These results represent a new advance in providing a robust matching across changes in illumination, further inspiring highly accurate FR approaches in practical scenarios.El reconeixement facial (FR) ha estat àmpliament estudiat, degut tant als reptes fonamentals científics que suposa com a les aplicacions actuals i futures on requereix la identificació de les persones. Els sistemes de reconeixement facial tenen els avantatges de ser no intrusius,presentar un baix cost dels equips d’adquisició i no la no necessitat d’autorització per part de l’individu a l’hora de realitzar l'adquisició, entre les més importants. De totes maneres i malgrat els avenços aconseguits en els darrers anys i les diferents solucions proposades, el rendiment del FR encara no resulta satisfactori quan es requereixen condicions més exigents (diferents punts de vista, efectes de bloqueig, canvis en la il·luminació, condicions de llum extremes, etc.). Concretament, l'efecte d'aquestes variacions no controlades en les condicions d'il·luminació sobre les imatges facials condueix a una de les distorsions més accentuades sobre l'aparença facial. Aquesta tesi aborda el problema del FR en condicions d'il·luminació menys restringides. Per tal d'abordar el problema, hem adquirit una nova base de dades de cara multisessió i multiespectral en l'espectre infraroig visible, infraroig proper (NIR) i tèrmic (TIR), sota diferents condicions d'il·luminació. En primer lloc s'ha dut a terme una anàlisi teòrica utilitzant la teoria de la informació per demostrar la complementarietat entre les diferents bandes espectrals objecte d’estudi. L'òptim aprofitament de la informació proporcionada pel conjunt d'imatges multiespectrals s'ha abordat posteriorment mitjançant l'ús de tècniques de fusió de puntuació multimodals, capaces de sintetitzar de manera eficient el conjunt d’informació significativa complementària entre els diferents espectres. A causa de les característiques particulars de les imatges tèrmiques, s’ha requerit del desenvolupament d’un algorisme específic per la segmentació de les mateixes. En el sistema proposat final, s’ha utilitzat com a eina de reducció de la dimensionalitat de les imatges, la Transformada del Cosinus Discreta i una distància fraccional per realitzar les tasques de classificació de manera que el cost en temps de processament i de memòria es va reduir de forma significa. Prèviament a aquesta tasca de classificació, es proposa una selecció de les bandes de freqüències més rellevants, basat en la identificació i la maximització de les relacions d'independència per mitjà de criteris discriminabilitat, per tal d'optimitzar el conjunt del sistema. El sistema ha estat àmpliament avaluat sobre la base de dades de cara multiespectral, desenvolupada pel nostre propòsit. En aquest sentit s'ha suggerit l’ús d’un nou procediment de visualització per combinar diferents bandes per poder establir comparacions vàlides i donar informació estadística sobre el significat dels resultats. Aquest marc experimental ha permès més fàcilment la millora de la robustesa quan les condicions d’il·luminació eren diferents entre els processos d’entrament i test. De forma complementària, s’ha tractat la problemàtica de l’enfocament de les imatges en l'espectre tèrmic, en primer lloc, pel cas general de les imatges tèrmiques (o termogrames) i posteriorment pel cas concret dels termogrames facials, des dels punt de vista tant teòric com pràctic. En aquest sentit i per tal d'analitzar la qualitat d’aquests termogrames facials degradats per efectes de desenfocament, s'ha desenvolupat un últim algorisme. Els resultats experimentals recolzen fermament que la fusió d'imatges facials multiespectrals proposada assoleix un rendiment molt alt en diverses condicions d’il·luminació. Aquests resultats representen un nou avenç en l’aportació de solucions robustes quan es contemplen canvis en la il·luminació, i esperen poder inspirar a futures implementacions de sistemes de reconeixement facial precisos en escenaris no controlats.Postprint (published version

An Extensive Review on Spectral Imaging in Biometric Systems: Challenges and Advancements

Spectral imaging has recently gained traction for face recognition in biometric systems. We investigate the merits of spectral imaging for face recognition and the current challenges that hamper the widespread deployment of spectral sensors for face recognition. The reliability of conventional face recognition systems operating in the visible range is compromised by illumination changes, pose variations and spoof attacks. Recent works have reaped the benefits of spectral imaging to counter these limitations in surveillance activities (defence, airport security checks, etc.). However, the implementation of this technology for biometrics, is still in its infancy due to multiple reasons. We present an overview of the existing work in the domain of spectral imaging for face recognition, different types of modalities and their assessment, availability of public databases for sake of reproducible research as well as evaluation of algorithms, and recent advancements in the field, such as, the use of deep learning-based methods for recognizing faces from spectral images

Deep Spiking Neural Network for Video-based Disguise Face Recognition Based on Dynamic Facial Movements

With the increasing popularity of social media andsmart devices, the face as one of the key biometrics becomesvital for person identification. Amongst those face recognitionalgorithms, video-based face recognition methods could make useof both temporal and spatial information just as humans do toachieve better classification performance. However, they cannotidentify individuals when certain key facial areas like eyes or noseare disguised by heavy makeup or rubber/digital masks. To thisend, we propose a novel deep spiking neural network architecturein this study. It takes dynamic facial movements, the facial musclechanges induced by speaking or other activities, as the sole input.An event-driven continuous spike-timing dependent plasticitylearning rule with adaptive thresholding is applied to train thesynaptic weights. The experiments on our proposed video-baseddisguise face database (MakeFace DB) demonstrate that theproposed learning method performs very well - it achieves from95% to 100% correct classification rates under various realisticexperimental scenario