Root-MUSIC Based Angle Estimation for MIMO Radar with Unknown Mutual Coupling

Direction of arrival (DOA) estimation problem for multiple-input multiple-output (MIMO) radar with unknown mutual coupling is studied, and an algorithm for the DOA estimation based on root multiple signal classification (MUSIC) is proposed. Firstly, according to the Toeplitz structure of the mutual coupling matrix, output data of some specified sensors are selected to eliminate the influence of the mutual coupling. Then the reduced-dimension transformation is applied to make the computation burden lower as well as obtain a Vandermonde structure of the direction matrix. Finally, Root-MUSIC can be adopted for the angle estimation. The angle estimation performance of the proposed algorithm is better than that of estimation of signal parameters via rotational invariance techniques (ESPRIT)-like algorithm and MUSIC-like algorithm. Furthermore, the proposed algorithm has lower complexity than them. The simulation results verify the effectiveness of the algorithm, and the theoretical estimation error of the algorithm is also derived

Biologically Inspired Sensing and MIMO Radar Array Processing

The contributions of this dissertation are in the fields of biologically inspired sensing and multi-input multi-output: MIMO) radar array processing. In our research on biologically inspired sensing, we focus on the mechanically coupled ears of the female Ormia ochracea. Despite the small distance between its ears, the Ormia has a remarkable localization ability. We statistically analyze the localization accuracy of the Ormia\u27s coupled ears, and illustrate the improvement in the localization performance due to the mechanical coupling. Inspired by the Ormia\u27s ears, we analytically design coupled small-sized antenna arrays with high localization accuracy and radiation performance. Such arrays are essential for sensing systems in military and civil applications, which are confined to small spaces. We quantitatively demonstrate the improvement in the antenna array\u27s radiation and localization performance due to the biologically inspired coupling. On MIMO radar, we first propose a statistical target detection method in the presence of realistic clutter. We use a compound-Gaussian distribution to model the heavy tailed characteristics of sea and foliage clutter. We show that MIMO radars are useful to discriminate a target from clutter using the spatial diversity of the illuminated area, and hence MIMO radar outperforms conventional phased-array radar in terms of target-detection capability. Next, we develop a robust target detector for MIMO radar in the presence of a phase synchronization mismatch between transmitter and receiver pairs. Such mismatch often occurs due to imperfect knowledge of the locations as well as local oscillator characteristics of the antennas, but this fact has been ignored by most researchers. Considering such errors, we demonstrate the degradation in detection performance. Finally, we analyze the sensitivity of MIMO radar target detection to changes in the cross-correlation levels: CCLs) of the received signals. Prior research about MIMO radar assumes orthogonality among the received signals for all delay and Doppler pairs. However, due to the use of antennas which are widely separated in space, it is impossible to maintain this orthogonality in practice. We develop a target-detection method considering the non-orthogonality of the received data. In contrast to the common assumption, we observe that the effect of non-orthogonality is significant on detection performance

Calibration to Mitigate Near-Field Antennas Effects for a MIMO Radar Imaging System

A calibration method for a high-resolution hybrid MIMO turntable radar imaging system is presented. A line of small metal spheres is employed as a test pattern in the calibration process to measure the position shift caused by undesired antenna effects. The unwanted effects in the antenna near-field responses are analysed, modelled and significantly mitigated based on the symmetry and differences in the responses of the MIMO configuration

Sparse Array Architectures for Wireless Communication and Radar Applications

This thesis focuses on sparse array architectures for the next generation of wireless communication, known as fifth-generation (5G), and automotive radar direction-of-arrival (DOA) estimation. For both applications, array spatial resolution plays a critical role to better distinguish multiple users/sources. Two novel base station antenna (BSA) configurations and a new sparse MIMO radar, which both outperform their conventional counterparts, are proposed.\ua0We first develop a multi-user (MU) multiple-input multiple-output (MIMO) simulation platform which incorporates both antenna and channel effects based on standard network theory. The combined transmitter-channel-receiver is modeled by cascading Z-matrices to interrelate the port voltages/currents to one another in the linear network model. The herein formulated channel matrix includes physical antenna and channel effects and thus enables us to compute the actual port powers. This is in contrast with the assumptions of isotropic radiators without mutual coupling effects which are commonly being used in the Wireless Community.\ua0Since it is observed in our model that the sum-rate of a MU-MIMO system can be adversely affected by antenna gain pattern variations, a novel BSA configuration is proposed by combining field-of-view (FOV) sectorization, array panelization and array sparsification. A multi-panel BSA, equipped with sparse arrays in each panel, is presented with the aim of reducing the implementation complexities and maintaining or even improving the sum-rate.\ua0We also propose a capacity-driven array synthesis in the presence of mutual coupling for a MU-MIMO system. We show that the appearance of\ua0grating lobes is degrading the system capacity and cannot be disregarded in a MU communication, where space division\ua0multiple access (SDMA) is applied. With the aid of sparsity and aperiodicity, the adverse effects of grating lobes and mutual coupling\ua0are suppressed and capacity is enhanced. This is performed by proposing a two-phase optimization. In Phase I, the problem\ua0is relaxed to a convex optimization by ignoring the mutual coupling and weakening the constraints. The solution of Phase I\ua0is used as the initial guess for the genetic algorithm (GA) in phase II, where the mutual coupling is taken into account. The\ua0proposed hybrid algorithm outperforms the conventional GA with random initialization.\ua0A novel sparse MIMO radar is presented for high-resolution single snapshot DOA estimation. Both transmit and receive arrays are divided into two uniform arrays with increased inter-element spacings to generate two uniform sparse virtual arrays. Since virtual arrays are uniform, conventional spatial smoothing can be applied for temporal correlation suppression among sources. Afterwards, the spatially smoothed virtual arrays satisfy the co-primality concept to avoid DOA ambiguities. Physical antenna effects are incorporated in the received signal model and their effects on the DOA estimation performance are investigated

Aperture-Level Simultaneous Transmit and Receive (STAR) with Digital Phased Arrays

In the signal processing community, it has long been assumed that transmitting and receiving useful signals at the same time in the same frequency band at the same physical location was impossible. A number of insights in antenna design, analog hardware, and digital signal processing have allowed researchers to achieve simultaneous transmit and receive (STAR) capability, sometimes also referred to as in-band full-duplex (IBFD). All STAR systems must mitigate the interference in the receive channel caused by the signals emitted by the system. This poses a significant challenge because of the immense disparity in the power of the transmitted and received signals. As an analogy, imagine a person that wanted to be able to hear a whisper from across the room while screaming at the top of their lungs. The sound of their own voice would completely drown out the whisper. Approaches to increasing the isolation between the transmit and receive channels of a system attempt to successively reduce the magnitude of the transmitted interference at various points in the received signal processing chain. Many researchers believe that STAR cannot be achieved practically without some combination of modified antennas, analog self-interference cancellation hardware, digital adaptive beamforming, and digital self-interference cancellation. The aperture-level simultaneous transmit and receive (ALSTAR) paradigm confronts that assumption by creating isolation between transmit and receive subarrays in a phased array using only digital adaptive transmit and receive beamforming and digital self-interference cancellation. This dissertation explores the boundaries of performance for the ALSTAR architecture both in terms of isolation and in terms of spatial imaging resolution. It also makes significant strides towards practical ALSTAR implementation by determining the performance capabilities and computational costs of an adaptive beamforming and self-interference cancellation implementation inspired by the mathematical structure of the isolation performance limits and designed for real-time operation

Antenna array calibration in wireless communications

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