Digital Pre-distortion for Interference Reduction in Dynamic Spectrum Access Networks

Given the ever increasing reliance of today’s society on ubiquitous wireless access, the paradigm of dynamic spectrum access (DSA) as been proposed and implemented for utilizing the limited wireless spectrum more efficiently. Orthogonal frequency division multiplexing (OFDM) is growing in popularity for adoption into wireless services employing DSA frame- work, due to its high bandwidth efficiency and resiliency to multipath fading. While these advantages have been proven for many wireless applications, including LTE-Advanced and numerous IEEE wireless standards, one potential drawback of OFDM or its non-contiguous variant, NC-OFDM, is that it exhibits high peak-to-average power ratios (PAPR), which can induce in-band and out-of-band (OOB) distortions when the peaks of the waveform enter the compression region of the transmitter power amplifier (PA). Such OOB emissions can interfere with existing neighboring transmissions, and thereby severely deteriorate the reliability of the DSA network. A performance-enhancing digital pre-distortion (DPD) technique compensating for PA and in-phase/quadrature (I/Q) modulator distortions is proposed in this dissertation. Al- though substantial research efforts into designing DPD schemes have already been presented in the open literature, there still exists numerous opportunities to further improve upon the performance of OOB suppression for NC-OFDM transmission in the presence of RF front-end impairments. A set of orthogonal polynomial basis functions is proposed in this dissertation together with a simplified joint DPD structure. A performance analysis is presented to show that the OOB emissions is reduced to approximately 50 dBc with proposed algorithms employed during NC-OFDM transmission. Furthermore, a novel and intuitive DPD solution that can minimize the power regrowth at any pre-specified frequency in the spurious domain is proposed in this dissertation. Conventional DPD methods have been proven to be able to effectively reduce the OOB emissions that fall on top of adjacent channels. However more spectral emissions in more distant frequency ranges are generated by employing such DPD solutions, which are potentially in violation of the spurious emission limit. At the same time, the emissions in adjacent channel must be kept under the OOB limit. To the best of the author’s knowledge, there has not been extensive research conducted on this topic. Mathematical derivation procedures of the proposed algorithm are provided for both memoryless nonlinear model and memory-based nonlinear model. Simulation results show that the proposed method is able to provide a good balance of OOB emissions and emissions in the far out spurious domain, by reducing the spurious emissions by 4-5 dB while maintaining the adjacent channel leakage ratio (ACLR) improvement by at least 10 dB, comparing to the PA output spectrum without any DPD

Reduced-complexity Digital Predistortion in Flexible Radio Spectrum Access

Wireless communications is nowadays seen as one of the main foundations of technological advancements in, e.g., healthcare, education, agriculture, transportation, computing, personal communications, media, and entertainment. This requires major technological developments and advances at different levels of the wireless communication systems and networks. In particular, it is required to utilize the currently available frequency spectrum in a more and more efficient way, while also adopting new spectral bands. Moreover, it is required that cheaper and smaller electronic components are used to build future wireless communication systems to facilitate increasingly cost-effective solutions. Meanwhile, energy efficiency becomes extremely important in wide scale deployments of the networks both from a running cost point of view, and from an environmental impact point of view. This is the big picture, or the so called ‘bird’s eye view’ of the challenges that are yet to be met in this very interesting and fast developing field of science.The power amplifier (PA) is the most power-hungry component in most RF transmitters. Consequently, its energy efficiency significantly contributes to the overall energy efficiency of the transmitter, and in fact the whole wireless network. Unfortunately, energy efficiency enhancement implies operating the PA closer to its saturation region, which typically results in severe nonlinear distortion that can deteriorate the signal quality and cause interference to neighboring users, both of which negatively impact the system spectral efficiency. Moreover, in flexible spectrum access scenarios, which are essential for improving the spectral efficiency, particular in the form of non-contiguous radio spectrum access, the nonlinear distortion due to the PA becomes even more severe and can significantly impact the overall network performance. For example, in noncontiguous carrier aggregation (CA) in LTE-Advanced, it has been demonstrated that in addition to the classical in-band distortion and regrowth around the main carriers, harmful spurious emission components are generated which can easily violate the spurious emission limits even in the case of user equipment (UE) transmitters.Technological advances in the digital electronics domain have enabled us to approach this problem from a digital signal processing point of view in the form of widely-adopted and researched digital predistortion (DPD) technology. However, when the signal bandwidth gets larger, and flexible or non-contiguous spectrum access is introduced, the complexity of the DPD increases and the power consumed in the digital domain by the DPD itself becomes higher and higher, to the extent that it might be close to, or even surpass, the energy savings achieved from using a more efficient PA. The problem becomes even more challenging at the UE side which has relatively limited computational capabilities and lower transmit power. This dilemma can be resolved by developing novel reduced-complexity DPD solutions in such flexible spectrum access and/or wide bandwidth scenarios while not sacrificing the DPD performance, which is the main topic area that this thesis work contributes to.The first contribution of this thesis is the development of a spur-injection based sub-band DPD structure for spurious emission mitigation in noncontiguous transmission scenarios. A novel and effective learning algorithm is also introduced, for the proposed sub-band DPD, based on the decorrelation principle. Mathematical models of the unwanted emissions are formulated based on realistic PA models with memory, followed by developing an efficient DPD structure for mitigating these emissions with reducedcomplexity in both the DPD main processing and learning paths while providing excellent spurious emission suppression. In the special case when the spurious emissions overlap with the own RX band in frequency division duplexing (FDD) transceivers, a novel subband DPD solution is also developed that uses the main RX for DPD learning without requiring any additional observation RX, thus further reducing the DPD complexity.The second contribution is the development of a novel reduced-complexity concurrent DPD, with a single-feedback receiver path, for carrier aggregation-like scenarios. The proposed solution is based on a simple and flexible DPD structure with decorrelationbased parameter learning. Practical simulations and RF measurements demonstrate that the proposed concurrent DPD provides excellent linearization performance, in terms of in-band error vector magnitude (EVM) and adjacent channel leakage ratio (ACLR), when compared to state-of-the-art concurrent DPD solutions, despite its reduced computational complexity in both the DPD main path processing and parameter learning.The third contribution is the development of a new and novel frequency-optimized DPD solution which can tailor its linearization capabilities to any particular regions of the spectrum. Detailed mathematical expressions of the power spectrum at the PA output as a function of the DPD coefficients are formulated. A Newton-Raphson optimization routine is then utilized to optimize the suppression of unwanted emissions at arbitrary pre-specified frequencies at the PA output. From a complexity reduction perspective, this means that for a given linearization performance at a particular frequency range, an optimized and reduced-complexity DPD can be used.Detailed quantitative complexity analysis, of all the proposed DPD solutions, is performed in this thesis. The complexity and linearization performance are also compared to state-of-the-art DPD solutions in the literature to validate and demonstrate the complexity reduction aspect without sacrificing the linearization performance. Moreover, all the DPD solutions developed in this thesis are tested in practical RF environments using real cellular power amplifiers that are commercially used in the latest wireless communication systems, both at the base station side and at the mobile terminal side. These experiments, along with the strong theoretical foundation of the developed DPD solutions prove that they can be commercially used as such to enhance the performance, energy efficiency, and cost effectiveness of next generation wireless transmitters

Data transmissions through HFC return channels

Master'sMASTER OF ENGINEERIN

Millimetre-Wave Fibre-Wireless Technologies for 5G Mobile Fronthaul

The unprecedented growth in mobile data traffic, driven primarily by bandwidth rich applications and high definition video is accelerating the development of fifth generation (5G) mobile network. As mobile access network evolves towards centralisation, mobile fronthaul (MFH) architecture becomes essential in providing high capacity, ubiquitous and yet affordable services to subscribers. In order to meet the demand for high data rates in the access, Millimetre-wave (mmWave) has been highlighted as an essential technology in the development of 5G-new radio (5G-NR). In the present MFH architecture which is typically based on common public radio interface (CPRI) protocol, baseband signals are digitised before fibre transmission, featuring high overhead data and stringent synchronisation requirements. A direct application of mmWave 5G-NR to CPRI digital MFH, where signal bandwidth is expected to be up to 1GHz will be challenging, due to the increased complexity of the digitising interface and huge overhead data that will be required for such bandwidth. Alternatively, radio over fibre (RoF) technique can be employed in the transportation of mmWave wireless signals via the MFH link, thereby avoiding the expensive digitisation interface and excessive overhead associated with its implementation. Additionally, mmWave carrier can be realised with the aid of photonic components employed in the RoF link, further reducing the system complexity. However, noise and nonlinearities inherent to analog transmission presents implementation challenges, limiting the system dynamic range. Therefore, it is important to investigate the effects of these impairments in RoF based MFH architecture. This thesis presents extensive research on the impact of noise and nonlinearities on 5G candidate waveforms, in mmWave 5G fibre wireless MFH. Besides orthogonal frequency division multiplexing (OFDM), another radio access technology (RAT) that has received significant attention is filter bank multicarrier (FBMC), particularly due to its high spectral containment and excellent performance in asynchronous transmission. Hence, FBMC waveform is adopted in this work to study the impact of noise and nonlinearities on the mmWave fibre-wireless MFH architecture. Since OFDM is widely deployed and it has been adopted for 5G-NR, the performance of OFDM and FBMC based 5G mmWave RAT in fibre wireless MFH architecture is compared for several implementations and transmission scenarios. To this extent, an end to end transmission testbed is designed and implemented using industry standard VPI Transmission Maker® to investigate five mmWave upconversion techniques. Simulation results show that the impact of noise is higher in FBMC when the signal to-noise (SNR) is low, however, FBMC exhibits better performance compared to OFDM as the SNR improved. More importantly, an evaluation of the contribution of each noise component to the overall system SNR is carried out. It is observed in the investigation that noise contribution from the optical carriers employed in the heterodyne upconversion of intermediate frequency (IF) signals to mmWave frequency dominate the system noise. An adaptive modulation technique is employed to optimise the system throughput based on the received SNR. The throughput of FBMC based system reduced significantly compared to OFDM, due to laser phase noise and chromatic dispersion (CD). Additionally, it is shown that by employing frequency domain averaging technique to enhance the channel estimation (CE), the throughput of FBMC is significantly increased and consequently, a comparable performance is obtained for both waveforms. Furthermore, several coexistence scenarios for multi service transmission are studied, considering OFDM and FBMC based RATs to evaluate the impact inter band interference (IBI), due to power amplifier (PA) nonlinearity on the system performance. The low out of band (OOB) emission in FBMC plays an important role in minimising IBI to adjacent services. Therefore, FBMC requires less guardband in coexistence with multiple services in 5G fibre-wireless MFH. Conversely, OFDM introduced significant OOB to adjacent services requiring large guardband in multi-service coexistence transmission scenario. Finally, a novel transmission scheme is proposed and investigated to simultaneously generate multiple mmWave signals using laser heterodyning mmWave upconversion technique. With appropriate IF and optical frequency plan, several mmWave signals can be realised. Simulation results demonstrate successful simultaneous realisation of 28GHz, 38GHz, and 60GHz mmWave signals

Wavelength tunable transmitters for future reconfigurable agile optical networks

Wavelength tuneable transmission is a requirement for future reconfigurable agile optical networks as it enables cost efficient bandwidth distribution and a greater degree of transparency. This thesis focuses on the development and characterisation of wavelength tuneable transmitters for the core, metro and access based WDM networks. The wavelength tuneable RZ transmitter is a fundamental component for the core network as the RZ coding scheme is favoured over the conventional NRZ format as the line rate increases. The combination of a widely tuneable SG DBR laser and an EAM is a propitious technique employed to generate wavelength tuneable pulses at high repetition rates (40 GHz). As the EAM is inherently wavelength dependant an accurate characterisation of the generated pulses is carried out using the linear spectrogram measurement technique. Performance issues associated with the transmitter are investigated by employing the generated pulses in a 1500 km 42.7 Gb/s circulating loop system. It is demonstrated that non-optimisation of the EAM drive conditions at each operating wavelength can lead to a 33 % degradation in system performance. To achieve consistent operation over a wide waveband the drive conditions of the EAM must be altered at each operating wavelength. The metro network spans relatively small distances in comparison to the core and therefore must utilise more cost efficient solutions to transmit data, while also maintaining high reconfigurable functionality. Due to the shorter transmission distances, directly modulated sources can be utilised, as less precise wavelength and chirp control can be tolerated. Therefore a gain-switched FP laser provides an ideal source for wavelength tuneable pulse generation at high data rates (10 Gb/s). A self-seeding scheme that generates single mode pulses with high SMSR (> 30 dB) and small pulse duration is demonstrated. A FBG with a very large group delay disperses the generated pulses and subsequently uses this CW like signal to re-inject the laser diode negating the need to tune the repetition rate for optimum gain-switching operation. The access network provides the last communication link between the customer’s premises and the first switching node in the network. FTTH systems should take advantage of directly modulated sources; therefore the direct modulation of a SG DBR tuneable laser is investigated. Although a directly modulated TL is ideal for reconfigurable access based networks, the modulation itself leads to a drift in operating frequency which may result in cross channel interference in a WDM network. This effect is investigated and also a possible solution to compensate the frequency drift through simultaneous modulation of the lasers phase section is examined

WDM/TDM PON bidirectional networks single-fiber/wavelength RSOA-based ONUs layer 1/2 optimization

This Thesis proposes the design and the optimization of a hybrid WDM/TDM PON at the L1 (PHY) and L2 (MAC) layers, in terms of minimum deployment cost and enhanced performance for Greenfield NGPON. The particular case of RSOA-based ONUs and ODN using a single-fibre/single-wavelength is deeply analysed. In this WDM/TDM PON relevant parameters are optimized. Special attention has been given at the main noise impairment in this type of networks: the Rayleigh Backscattering effect, which cannot be prevented. To understand its behaviour and mitigate its effects, a novel mathematical model for the Rayleigh Backscattering in burst mode transmission is presented for the first time, and it has been used to optimize the WDM/TDM RSOA based PON. Also, a cost-effective, simple design SCM WDM/TDM PON with rSOA-based ONU, was optimized and implemented. This prototype was successfully tested showing high performance, robustness, versatility and reliability. So, the system is able to give coverage up to 1280 users at 2.5 Gb/s / 1.25 Gb/s downstream/upstream, over 20 Km, and being compatible with the GPON ITU-T recommendation. This precedent has enabled the SARDANA network to extend the design, architecture and capabilities of a WDM/TDM PON for a long reach metro-access network (100 km). A proposal for an agile Transmission Convergence sub-layer is presented as another relevant contribution of this work. It is based on the optimization of the standards GPON and XG-PON (for compatibility), but applied to a long reach metro-access TDM/WDM PON rSOA-based network with higher client count. Finally, a proposal of physical implementation for the SARDANA layer 2 and possible configurations for SARDANA internetworking, with the metro network and core transport network, are presented

Digital signal processing techniques for fiber nonlinearity compensation in coherent optical communication systems

The capacity of long-haul coherent optical communication systems is limited by the detrimental effects of fiber Kerr nonlinearity. The power-dependent nature of the Kerr nonlinearity restricts the maximum launch power into the fiber. That results in the reduction of the optical signal-to-noise ratio at the receiver; thereby, the maximum transmission reach is limited. Over the last few decades, several digital signal processing (DSP) techniques have been proposed to mitigate the effects of fiber nonlinearity, for example, digital back-propagation (DBP), perturbation based nonlinearity compensation (PB-NLC), and phase-conjugated twin wave (PCTW). However, low-complexity and spectrally efficient DSP-based fiber nonlinearity mitigation schemes for long-haul transmission systems are yet to be developed. In this thesis, we focus on the computationally efficient DSP-based techniques that can help to combat various sources of fiber nonlinearity in long-haul coherent optical communication systems. With this aim, we propose a linear time/polarization coded digital phase conjugation (DPC) technique for the mitigation of fiber nonlinearity that doubles the spectral efficiency obtained in the PCTW technique. In addition, we propose to investigate the impact of random polarization effects, like polarization-dependent loss and polarization mode dispersion, on the performance of the linear-coded DPC techniques. We also propose a joint technique that combines single-channel DBP with the PCTW technique. We show that the proposed scheme is computationally efficient and achieves similar performance as multi-channel DBP in wavelength division multiplexed superchannel systems. The regular perturbation (RP) series used to analytically approximate the solution of the nonlinear Schrödinger equation (NLSE) has a serious energy divergence problem when truncated to the first-order. Recent results on the transmission of high data-rate optical signals reveal that the nonlinearity compensation performance of the first-order PB-NLC technique decreases as the product of the transmission distance and launch power increases. The enhanced RP (ERP) method can improve the accuracy of the first-order RP approximation by partially solving the energy divergence problem. On this ground, we propose an ERP-based nonlinearity compensation technique to compensate for the fiber nonlinearity in a polarization-division multiplexed dispersion unmanaged optical communication system. Another possible solution to improve the accuracy of the PB-NLC technique is to increase the order of the RP solution. Based on this idea, we propose to extend the first-order solution of the NLSE to the second-order to improve the nonlinearity compensation performance of the PB-NLC technique. Following that, we investigate a few simplifying assumptions to reduce the implementation complexity of the proposed second-order PB-NLC technique