Diagnosing Localized and Distributed Bearing Faults by Bearing Noise Signal Using Machine Learning and Kurstogram

Bearings are a common component and crucial to most rotating machinery. Their failures are the causes for more than half of the total machine failures, each with the potential to cause extreme damage, injury, and downtime. Therefore, fault detection through condition monitoring has a significant importance. Since the initial cost of standard condition monitoring techniques such as vibration signature analysis is high and has a long payback period, the condition monitoring via audio signal processing is proposed for both localized faults and distributed/ generalized roughness faults in the rolling bearing. It is not appropriate to analyze bearing faults using Fast Fourier Transform (FFT) of the noise signal of bearing since localized faults are Amplitude Modulated (AM) and mixed up with background noises. Localized faults are processed using Kurstogram technique for finding the appropriate filtering band because localized faulty bearings produce impulsive signal

Current-Based Detection of Mechanical Unbalance in an Induction Machine Using Spectral Kurtosis with Reference

This article explores the design, on-line, of an electrical machine’s healthy reference by means of statistical tools. The definition of a healthy reference enables the computation of normalized fault indicators whose value is independent of the system’s characteristics. This is a great advantage when diagnosing a broad range of systems with different power, coupling, inertia, load, etc. In this paper, an original method called spectral kurtosis with reference is presented in order to designa system’s healthy reference. Its principle is first explained on asynthetic signal. This approach is then evaluated for mechanicalunbalance detection in an induction machine using the stator currents instantaneous frequency. The normalized behaviour ofthe proposed indicator is then confirmed for different operatingconditions and its robustness with respect to load variationsis demonstrated. Finally, the advantages of using a statisticalindicator based on a healthy reference compared to a raw faultsignature are discussed

An Assessment on the Non-Invasive Methods for Condition Monitoring of Induction Motors

The ability to forecast motor mechanical faults at incipient stages is vital to reducing maintenance costs, operation downtime and safety hazards. This paper synthesized the progress in the research and development in condition monitoring and fault diagnosis of induction motors. The motor condition monitoring techniques are mainly classified into two categories that are invasive and non-invasive techniques. The invasive techniques are very basic, but they have some implementation difficulties and high cost. The non-invasive methods, namely MCSA, PVA and IPA, overcome the disadvantages associated to invasive methods. This book chapter reviews the various non-invasive condition monitoring methods for diagnosis of mechanical faults in induction motor and concludes that the instantaneous power analysis (IPA) and Park vector analysis (PVA) methods are best suitable for the diagnosis of small fault signatures associated to mechanical faults. Recommendations for the future research in these areas are also presented

Prognostics of Ball Bearings in Cooling Fans

Ball bearings have been used to support rotating shafts in machines such as wind turbines, aircraft engines, and desktop computer fans. There has been extensive research in the areas of condition monitoring, diagnostics, and prognostics of ball bearings. As the identification of ball bearing defects by inspection interrupts the operation of rotating machines and can be costly, the assessment of the health of ball bearings relies on the use of condition monitoring techniques. Fault detection and life prediction methods have been developed to improve condition-based maintenance and product qualification. However, intermittent and catastrophic system failures due to bearing problems still occur resulting in loss of life and increase of maintenance and warranty costs. Inaccurate life prediction of ball bearings is of concern to industry. This research focuses on prognostics of ball bearings based on vibration and acoustic emission analysis to provide early warning of failure and predict life in advance. The failure mechanisms of ball bearings in cooling fans are identified and failure precursors associated with the defects are determined. A prognostic method based on Bayesian Monte Carlo method and sequential probability ratio test is developed to predict time-to-failure of ball bearings in advance. A benchmark study is presented to demonstrate the application of the developed prognostic method to desktop computer fans. The prognostic method developed in this research can be extended as a general method to predict life of a component or system

Induction machine bearing faults detection based on a multi-dimensional MUSIC algorithm and maximum likelihood estimation

International audienceCondition monitoring of electric drives is of paramount importance since it contributes to enhance the system reliability and availability. Moreover, the knowledge about the fault mode behavior is extremely important in order to improve system protection and fault-tolerant control. Fault detection and diagnosis in squirrel cage induction machines based on motor current signature analysis (MCSA) has been widely investigated. Several high resolution spectral estimation techniques have been developed and used to detect induction machine abnormal operating conditions. This paper focuses on the application of MCSA for the detection of abnormal mechanical conditions that may lead to induction machines failure. In fact, this paper is devoted to the detection of single-point defects in bearings based on parametric spectral estimation. A multi-dimensional MUSIC (MD MUSIC) algorithm has been developed for bearing faults detection based on bearing faults characteristic frequencies. This method has been used to estimate the fundamental frequency and the fault related frequency. Then, an amplitude estimator of the fault characteristic frequencies has been proposed and fault indicator has been derived for fault severity measurement. The proposed bearing faults detection approach is assessed using simulated stator currents data, issued from a coupled electromagnetic circuits approach for air-gap eccentricity emulating bearing faults. Then, experimental data are used for validation purposes

Analysis of Ball Bearing Defects in Synchronous Machines using Electrical Measurements

Rolling element bearings are used in most electrical machines, especially for small and medium size applications. Under non-ideal operating conditions, ball bearing condition degrades by fatigue, ambient vibration, misalignment, overloading, contamination, corrosion from water or chemicals, improper lubrication, shaft currents and residual stress left from the bearing manufacturing process. All of these conditions eventually lead to increased vibration and acoustic noise during machine operation which at some point in time results in unexpected bearing failure. Over the years, a great number of publications have been devoted to the detection of mechanical faults, including rolling element bearing defects and torsional defects, in electrical machines based on Electrical Signature Analysis (ESA). It has been observed that these faults can affect either the stator to rotor air-gap distribution or the running speed of the machine, which can be reflected in the signature of the electrical signals. However, the physical link between the mechanical degradation and the electrical signature is still not explained well. A multi-physics model is developed by joining the detailed mechanical model of a rotor bearing system and the electrical model of a synchronous machine in this research. This combined model is capable of describing the transmission of information originating from bearing faults and their impact on the variations of the measured electrical signals. The electrical machine model is developed based on winding function approach and its validity is demonstrated by a more accurate Finite Element Method (FEM) model. The mechanical model consists of a high fidelity rotor-bearing system with detailed nonlinear ball bearing model and a flexible finite element shaft model. It is validated using the housing vibration data collected from some experiments. Generalized roughness bearing anomalies are linked to load torque ripples and airgap variations, while being related to current signature by phase and amplitude modulation. Considering that the induced characteristic signatures are usually subtle broadband changes in the current spectra, these signatures are easily affected by input power quality variations, machine manufacturing imperfections and environmental noise. In this research, a new algorithm is proposed to isolate the influence of the external disturbances of power quality, machine manufacturing imperfections and environmental noise, and to improve the effectiveness of applying the ESA for generalized roughness bearing defects. The results show that the proposed method is effective in analyzing the generalized roughness bearing anomaly in synchronous machines. Furthermore, the electrical signatures are analyzed in a synchronous machine with bearing defects. The proposed fault detection method employs a Zoomed Fast Fourier Transform (ZFFT) and Principal Component Analysis (PCA) and it is also tested on the available experimental data. The results show that amplitude induced electrical harmonics are related to the level of vibration, and the electrical signatures are affected heavily by other variables, such as power quality and load fluctuation. The proposed method is shown to be effective on detecting generalized roughness bearing defects in synchronous machines

Electrical Signature Analysis of Synchronous Motors Under Some Mechanical Anomalies

Electrical Signature Analysis (ESA) has been introduced for some time to investigate the electrical anomalies of electric machines, especially for induction motors. More recently hints of using such an approach to analyze mechanical anomalies have appeared in the literature. Among them, some articles cover synchronous motors usually being employed to improve the power factor, drive green vehicles and reciprocating compressors or pumps with higher efficiency. Similarly with induction motors, the common mechanical anomalies of synchronous motor being analyzed using the ESA are air-gap eccentricity and single point bearing defects. However torsional effects, which are usually induced by torsional vibration of rotors and by generalized roughness bearing defects, have seldom been investigated using the ESA. This work presents an analytical method for ESA of rotor torsional vibration and an experimentally demonstrated approach for ESA of generalized roughness bearing defects. The torsional vibration of a shaft assembly usually induces rotor speed fluctuations resulting from the excitations in the electromagnetic (EM) or load torque. Actually, there is strong coupling within the system which is dynamically dependent on the interactions between the electromagnetic air-gap torque of the synchronous machine and the rotordynamics of the rotor shaft assembly. Typically this problem is solved as a one-way coupling by the unidirectional load transfer method, which is based on predetermined or assumed EM or load profile. It ignores the two-way interactions, especially during a start-up transient. In this work, a coupled equivalent circuit method is applied to reflect this coupling, and the simulation results show the significance of the proposed method by the practical case study of Electric Submersible Pump (ESP) system. The generalized roughness bearing anomaly is linked to load torque ripples which can cause speed oscillations, while being related to current signature by phase modulation. Considering that the induced characteristic signature is usually subtle broadband changes in the current spectrum, this signature is easily affected by input power quality variations, machine manufacturing imperfections and the interaction of both. A signal segmentation technique is introduced to isolate the influence of these disturbances and improve the effectiveness of applying the ESA for this kind of bearing defects. Furthermore, an improved experimental procedure is employed to closely resemble naturally occurring degradation of bearing, while isolating the influence of shaft currents on the signature of bearing defects during the experiments. The results show that the proposed method is effective in analyzing the generalized roughness bearing anomaly in synchronous motors

Experimental comparison between diagnostic indicators for bearing fault detection in synchronous machine by spectral Kurtosis and energy analysis

In this paper, some indicators are developed for efficient detection of bearing defaults in high speed synchronous machines. These indicators are based on the analysis of stator current. As bearing defect signatures can be tracked through amplitude increase of some current harmonics, two specific indicators have been built based on energy considerations and on the Spectral Kurtosis analysis. These indicators are tested on a real industrial fan equipped with ceramic balls, in its environment. Several measurements for different operating points are tested to validate the approach and to its robustness during long time tests. From an experimental comparison between a healthy fan and another with damaged bearings, a frequency selection is performed to identify the frequency ranges where the energy is the most sensitive to the considered faults. This actuator is used in an air conditioning fan in aeronautic applications

Friction, Vibration and Dynamic Properties of Transmission System under Wear Progression

This reprint focuses on wear and fatigue analysis, the dynamic properties of coating surfaces in transmission systems, and non-destructive condition monitoring for the health management of transmission systems. Transmission systems play a vital role in various types of industrial structure, including wind turbines, vehicles, mining and material-handling equipment, offshore vessels, and aircrafts. Surface wear is an inevitable phenomenon during the service life of transmission systems (such as on gearboxes, bearings, and shafts), and wear propagation can reduce the durability of the contact coating surface. As a result, the performance of the transmission system can degrade significantly, which can cause sudden shutdown of the whole system and lead to unexpected economic loss and accidents. Therefore, to ensure adequate health management of the transmission system, it is necessary to investigate the friction, vibration, and dynamic properties of its contact coating surface and monitor its operating conditions

An adaptive lifting scheme and its application in rolling bearing fault diagnosis

Vibration signals of rolling bearings usually are corrupted by heavy noise and it is very important to extract fault features from such signals. In this paper, an adaptive lifting scheme is proposed for fault diagnosis of rolling bearings. The kurtosis indexes of scale decomposition signals are used as the optimization indicator to select the prediction operator and update operator, which can adapt to the dominant signal characteristics, and reveal the fault feature. Fourier transform is adopted to remove the overlapping signal frequency components at every scale decomposition signal. Experimental results confirm the advantage of the adaptive lifting scheme over lifting scheme for feature extraction, and the typical features of rolling bearing in time domain are successfully extracted by adaptive lifting scheme