Capacity of a Nonlinear Optical Channel with Finite Memory

The channel capacity of a nonlinear, dispersive fiber-optic link is revisited. To this end, the popular Gaussian noise (GN) model is extended with a parameter to account for the finite memory of realistic fiber channels. This finite-memory model is harder to analyze mathematically but, in contrast to previous models, it is valid also for nonstationary or heavy-tailed input signals. For uncoded transmission and standard modulation formats, the new model gives the same results as the regular GN model when the memory of the channel is about 10 symbols or more. These results confirm previous results that the GN model is accurate for uncoded transmission. However, when coding is considered, the results obtained using the finite-memory model are very different from those obtained by previous models, even when the channel memory is large. In particular, the peaky behavior of the channel capacity, which has been reported for numerous nonlinear channel models, appears to be an artifact of applying models derived for independent input in a coded (i.e., dependent) scenario

Fault location and diagnosis in a medium voltage EPR power cable

This paper presents a case study on fault location, characterization and diagnosis in a length of shielded 11 kV medium voltage ethylene-propylene rubber (EPR) power cable. The defect was identified on-site as a low resistance fault occurring between the sheath and the core. A 43 m section was removed for further analysis. The fault resistance was characterized and the location of the defect pinpointed to within a few cm using a combination of time-difference-of-arrival location and infra-red imaging. A combination of X-ray computed tomography, scanning electron microscopy and energy dispersive X-ray spectroscopy were then applied to characterize any abnormalities in the dielectric surrounding the breakdown region. A significant number of high density contaminants were found to be embedded in the dielectric layer, having an average diameter of the order of 100 um, a maximum diameter of 310 um and an average density of 1 particle per 2.28 mm3 . Scanning electron microscopy and energy-dispersive X-ray spectroscopy were used to determine the geometry and elemental composition of some initial contaminant samples. It was concluded that contamination of the EPR layer, combined with an observed eccentricity of the cable’s core and sheath resulting in a reduced insulation gap, may have led to an electric field concentration in the region of the defect sufficient to initiate breakdown. Preventative strategies are discussed for similar families of cables, including more stringent dielectric testing requirements at the manufacturing stage and PD monitoring to detect incipient failure

Nonlinearity Mitigation in WDM Systems: Models, Strategies, and Achievable Rates

After reviewing models and mitigation strategies for interchannel nonlinear interference (NLI), we focus on the frequency-resolved logarithmic perturbation model to study the coherence properties of NLI. Based on this study, we devise an NLI mitigation strategy which exploits the synergic effect of phase and polarization noise compensation (PPN) and subcarrier multiplexing with symbol-rate optimization. This synergy persists even for high-order modulation alphabets and Gaussian symbols. A particle method for the computation of the resulting achievable information rate and spectral efficiency (SE) is presented and employed to lower-bound the channel capacity. The dependence of the SE on the link length, amplifier spacing, and presence or absence of inline dispersion compensation is studied. Single-polarization and dual-polarization scenarios with either independent or joint processing of the two polarizations are considered. Numerical results show that, in links with ideal distributed amplification, an SE gain of about 1 bit/s/Hz/polarization can be obtained (or, in alternative, the system reach can be doubled at a given SE) with respect to single-carrier systems without PPN mitigation. The gain is lower with lumped amplification, increases with the number of spans, decreases with the span length, and is further reduced by in-line dispersion compensation. For instance, considering a dispersion-unmanaged link with lumped amplification and an amplifier spacing of 60 km, the SE after 80 spans can be be increased from 4.5 to 4.8 bit/s/Hz/polarization, or the reach raised up to 100 spans (+25%) for a fixed SE.Comment: Submitted to Journal of Lightwave Technolog

Capacity, coding and interference cancellation in multiuser multicarrier wireless communications systems

Multicarrier modulation and multiuser systems have generated a great deal of research during the last decade. Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation generated with the inverse Discrete Fourier Transform, which has been adopted for standards in wireless and wire-line communications. Multiuser wireless systems using multicarrier modulation suffer from the effects of dispersive fading channels, which create multi-access, inter-symbol, and inter-carrier interference (MAI, ISI, ICI). Nevertheless, channel dispersion also provides diversity, which can be exploited and has the potential to increase robustness against fading. Multiuser multi-carrier systems can be implemented using Orthogonal Frequency Division Multiple Access (OFDMA), a flexible orthogonal multiplexing scheme that can implement time and frequency division multiplexing, and using multicarrier code division multiple access (MC-CDMA). Coding, interference cancellation, and resource sharing schemes to improve the performance of multiuser multicarrier systems on wireless channels were addressed in this dissertation. Performance of multiple access schemes applied to a downlink multiuser wireless system was studied from an information theory perspective and from a more practical perspective. For time, frequency, and code division, implemented using OFDMA and MC-CDMA, the system outage capacity region was calculated for a correlated fading channel. It was found that receiver complexity determines which scheme offers larger capacity regions, and that OFDMA results in a better compromise between complexity and performance than MC-CDMA. From the more practical perspective of bit error rate, the effects of channel coding and interleaving were investigated. Results in terms of coding bounds as well as simulation were obtained, showing that OFDMAbased orthogonal multiple access schemes are more sensitive to the effectiveness of the code to provide diversity than non-orthogonal, MC-CDMA-based schemes. While cellular multiuser schemes suffer mainly from MAI, OFDM-based broadcasting systems suffer from ICI, in particular when operating as a single frequency network (SFN). It was found that for SFN the performance of a conventional OFDM receiver rapidly degrades when transmitters have frequency synchronization errors. Several methods based on linear and decision-feedback ICI cancellation were proposed and evaluated, showing improved robustness against ICI. System function characterization of time-variant dispersive channels is important for understanding their effects on single carrier and multicarrier modulation. Using time-frequency duality it was shown that MC-CDMA and DS-CDMA are strictly dual on dispersive channels. This property was used to derive optimal matched filter structures, and to determine a criterion for the selection of spreading sequences for both DS and MC CDMA. The analysis of multiple antenna systems provided a unified framework for the study of DS-CDMA and MC-CDMA on time and frequency dispersive channels, which can also be used to compare their performance

Kalman filter equalization for QPSK communications

The discrete complex Kalman filter is considered as an equalizer for quadrature phase shift keyed (QPSK) systems in the presence of additive noise and intersymbol interference (ISI). For a known linear time-invariant channel with finite duration impulse response, the finite n-dimension complex Kalman filter equalizer is able to reduce the degradation caused by ISI. When the channel is unknown, an adaptive Kalman equalizer is used in which the channel complex tap gains are estimated by decision feedback. A two component multipath channel QPSK system is used as an example. Using the Chernoff upper bound to calculate the error probabilities, the computer simulation shows that both the Kalman filter equalizer and adaptive equalizer have a better performance than the integrate-and-dump correlator with no equalizer --Abstract, page ii