Throughput-based Design for Polar Coded-Modulation

Typically, forward error correction (FEC) codes are designed based on the minimization of the error rate for a given code rate. However, for applications that incorporate hybrid automatic repeat request (HARQ) protocol and adaptive modulation and coding, the throughput is a more important performance metric than the error rate. Polar codes, a new class of FEC codes with simple rate matching, can be optimized efficiently for maximization of the throughput. In this paper, we aim to design HARQ schemes using multilevel polar coded-modulation (MLPCM). Thus, we first develop a method to determine a set-partitioning based bit-to-symbol mapping for high order QAM constellations. We simplify the LLR estimation of set-partitioned QAM constellations for a multistage decoder, and we introduce a set of algorithms to design throughput-maximizing MLPCM for the successive cancellation decoding (SCD). These codes are specifically useful for non-combining (NC) and Chase-combining (CC) HARQ protocols. Furthermore, since optimized codes for SCD are not optimal for SC list decoders (SCLD), we propose a rate matching algorithm to find the best rate for SCLD while using the polar codes optimized for SCD. The resulting codes provide throughput close to the capacity with low decoding complexity when used with NC or CC HARQ

List Autoencoder: Towards Deep Learning Based Reliable Transmission Over Noisy Channels

In this paper, we present list autoencoder (listAE) to mimic list decoding used in classical coding theory. With listAE, the decoder network outputs a list of decoded message word candidates. To train the listAE, a genie is assumed to be available at the output of the decoder. A specific loss function is proposed to optimize the performance of a genie-aided (GA) list decoding. The listAE is a general framework and can be used with any AE architecture. We propose a specific architecture, referred to as incremental-redundancy AE (IR-AE), which decodes the received word on a sequence of component codes with non-increasing rates. Then, the listAE is trained and evaluated with both IR-AE and Turbo-AE. Finally, we employ cyclic redundancy check (CRC) codes to replace the genie at the decoder output and obtain a CRC aided (CA) list decoder. Our simulation results show that the IR-AE under CA list decoding demonstrates meaningful coding gain over Turbo-AE and polar code at low block error rates range.Comment: 6 pages with references and 7 figure

Improve the Usability of Polar Codes: Code Construction, Performance Enhancement and Configurable Hardware

Error-correcting codes (ECC) have been widely used for forward error correction (FEC) in modern communication systems to dramatically reduce the signal-to-noise ratio (SNR) needed to achieve a given bit error rate (BER). Newly invented polar codes have attracted much interest because of their capacity-achieving potential, efficient encoder and decoder implementation, and flexible architecture design space.This dissertation is aimed at improving the usability of polar codes by providing a practical code design method, new approaches to improve the performance of polar code, and a configurable hardware design that adapts to various specifications. State-of-the-art polar codes are used to achieve extremely low error rates. In this work, high-performance FPGA is used in prototyping polar decoders to catch rare-case errors for error-correcting performance verification and error analysis. To discover the polarization characteristics and error patterns of polar codes, an FPGA emulation platform for belief-propagation (BP) decoding is built by a semi-automated construction flow. The FPGA-based emulation achieves significant speedup in large-scale experiments involving trillions of data frames. The platform is a key enabler of this work. The frozen set selection of polar codes, known as bit selection, is critical to the error-correcting performance of polar codes. A simulation-based in-order bit selection method is developed to evaluate the error rate of each bit using Monte Carlo simulations. The frozen set is selected based on the bit reliability ranking. The resulting code construction exhibits up to 1 dB coding gain with respect to the conventional bit selection. To further improve the coding gain of BP decoder for low-error-rate applications, the decoding error mechanisms are studied and analyzed, and the errors are classified based on their distinct signatures. Error detection is enabled by low-cost CRC concatenation, and post-processing algorithms targeting at each type of the error is designed to mitigate the vast majority of the decoding errors. The post-processor incurs only a small implementation overhead, but it provides more than an order of magnitude improvement of the error-correcting performance. The regularity of the BP decoder structure offers many hardware architecture choices. Silicon area, power consumption, throughput and latency can be traded to reach the optimal design points for practical use cases. A comprehensive design space exploration reveals several practical architectures at different design points. The scalability of each architecture is also evaluated based on the implementation candidates. For dynamic communication channels, such as wireless channels in the upcoming 5G applications, multiple codes of different lengths and code rates are needed to t varying channel conditions. To minimize implementation cost, a universal decoder architecture is proposed to support multiple codes through hardware reuse. A 40nm length- and rate-configurable polar decoder ASIC is demonstrated to fit various communication environments and service requirements.PHDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttps://deepblue.lib.umich.edu/bitstream/2027.42/140817/1/shuangsh_1.pd

Partially Coupled Codes for TB-based Transmission

In this thesis, we mainly investigate the design of partially coupled codes for transport block (TB) based transmission protocol adopted in 4G/5G mobile network standards. In this protocol, an information sequence in a TB is segmented into multiple code blocks (CBs) and each CB is protected by a channel codeword independently. It is inefficient in terms of transmit power and spectrum efficiency because any erroneous CB in a TB leads to the retransmission of the whole TB. An important research problem related to this TB-based transmission is how to improve the TB error rate (TBER) performance so that the number of retransmissions reduces. To tackle this challenge, we present a class of spatial coupling techniques called partial coupling in the TB encoding operation, which has two subclasses: partial information coupled (PIC) and partial parity coupling (PPC). To be specific, the coupling is performed such that a fraction of the information/parity sequence of one component code at the current CB is used as the input of the component encoder at the next CB, leading to improved TBER performance. One of the appealing features of partial coupling (both PIC and PPC) is that the coupling can be applied to any component codes without changing their encoding and decoding architectures, making them compatible with the TB-based transmission protocol. The main body of this thesis consists of two parts. In the first part, we apply both PIC and PPC to turbo codes. We investigate various coupling designs and analysis the performance of the partially coupled turbo codes over the binary erasure channel via density evolution (DE). Both simulation results and DE analysis show that such a class of codes can approach channel capacity with a large blocklength. In the second part, we construct PIC-polar codes. We show that PIC can effectively improve the error performance of finite-length polar codes by utilizing the channel polarization phenomenon. The DE-based performance analysis is also conducted. For both turbo codes and polar codes, we have shown that the partially coupled codes have significant performance gain over their uncoupled counterpart, demonstrating the effectiveness of the partial coupling

Hardware implementation aspects of polar decoders and ultra high-speed LDPC decoders

The goal of channel coding is to detect and correct errors that appear during the transmission of information. In the past few decades, channel coding has become an integral part of most communications standards as it improves the energy-efficiency of transceivers manyfold while only requiring a modest investment in terms of the required digital signal processing capabilities. The most commonly used channel codes in modern standards are low-density parity-check (LDPC) codes and Turbo codes, which were the first two types of codes to approach the capacity of several channels while still being practically implementable in hardware. The decoding algorithms for LDPC codes, in particular, are highly parallelizable and suitable for high-throughput applications. A new class of channel codes, called polar codes, was introduced recently. Polar codes have an explicit construction and low-complexity encoding and successive cancellation (SC) decoding algorithms. Moreover, polar codes are provably capacity achieving over a wide range of channels, making them very attractive from a theoretical perspective. Unfortunately, polar codes under standard SC decoding cannot compete with the LDPC and Turbo codes that are used in current standards in terms of their error-correcting performance. For this reason, several improved SC-based decoding algorithms have been introduced. The most prominent SC-based decoding algorithm is the successive cancellation list (SCL) decoding algorithm, which is powerful enough to approach the error-correcting performance of LDPC codes. The original SCL decoding algorithm was described in an arithmetic domain that is not well-suited for hardware implementations and is not clear how an efficient SCL decoder architecture can be implemented. To this end, in this thesis, we re-formulate the SCL decoding algorithm in two distinct arithmetic domains, we describe efficient hardware architectures to implement the resulting SCL decoders, and we compare the decoders with existing LDPC and Turbo decoders in terms of their error-correcting performance and their implementation efficiency. Due to the ongoing technology scaling, the feature sizes of integrated circuits keep shrinking at a remarkable pace. As transistors and memory cells keep shrinking, it becomes increasingly difficult and costly (in terms of both area and power) to ensure that the implemented digital circuits always operate correctly. Thus, manufactured digital signal processing circuits, including channel decoder circuits, may not always operate correctly. Instead of discarding these faulty dies or using costly circuit-level fault mitigation mechanisms, an alternative approach is to try to live with certain malfunctions, provided that the algorithm implemented by the circuit is sufficiently fault-tolerant. In this spirit, in this thesis we examine decoding of polar codes and LDPC codes under the assumption that the memories that are used within the decoders are not fully reliable. We show that, in both cases, there is inherent fault-tolerance and we also propose some methods to reduce the effect of memory faults on the error-correcting performance of the considered decoders

Cellular, Wide-Area, and Non-Terrestrial IoT: A Survey on 5G Advances and the Road Towards 6G

The next wave of wireless technologies is proliferating in connecting things among themselves as well as to humans. In the era of the Internet of things (IoT), billions of sensors, machines, vehicles, drones, and robots will be connected, making the world around us smarter. The IoT will encompass devices that must wirelessly communicate a diverse set of data gathered from the environment for myriad new applications. The ultimate goal is to extract insights from this data and develop solutions that improve quality of life and generate new revenue. Providing large-scale, long-lasting, reliable, and near real-time connectivity is the major challenge in enabling a smart connected world. This paper provides a comprehensive survey on existing and emerging communication solutions for serving IoT applications in the context of cellular, wide-area, as well as non-terrestrial networks. Specifically, wireless technology enhancements for providing IoT access in fifth-generation (5G) and beyond cellular networks, and communication networks over the unlicensed spectrum are presented. Aligned with the main key performance indicators of 5G and beyond 5G networks, we investigate solutions and standards that enable energy efficiency, reliability, low latency, and scalability (connection density) of current and future IoT networks. The solutions include grant-free access and channel coding for short-packet communications, non-orthogonal multiple access, and on-device intelligence. Further, a vision of new paradigm shifts in communication networks in the 2030s is provided, and the integration of the associated new technologies like artificial intelligence, non-terrestrial networks, and new spectra is elaborated. Finally, future research directions toward beyond 5G IoT networks are pointed out.Comment: Submitted for review to IEEE CS&

System Development and VLSI Implementation of High Throughput and Hardware Efficient Polar Code Decoder

Polar code is the first channel code which is provable to achieve the Shannon capacity. Additionally, it has a very good performance in terms of low error floor. All these merits make it a potential candidate for the future standard of wireless communication or storage system. Polar code is received increasing research interest these years. However, the hardware implementation of hardware decoder still has not meet the expectation of practical applications, no matter from neither throughput aspect nor hardware efficient aspect. This dissertation presents several system development approaches and hardware structures for three widely known decoding algorithms. These algorithms are successive cancellation (SC), list successive cancellation (LSC) and belief propagation (BP). All the efforts are in order to maximize the throughput meanwhile minimize the hardware cost. Throughput centric successive cancellation (TCSC) decoder is proposed for SC decoding. By introducing the concept of constituent code, the decoding latency is significantly reduced with a negligible decoding performance loss. However, the specifically designed computation unites dramatically increase the hardware cost, and how to handle the conventional polar code sets and constituent codes sets makes the hardware implementation more complicated. By exploiting the natural property of conventional SC decoder, datapaths for decoding constituent codes are compatibly built via computation units sharing technique. This approach does not incur additional hardware cost expect some multiplexer logic, but can significantly increase the decoding throughput. Other techniques such as pre-computing and gate-level optimization are used as well in order to further increase the decoding throughput. A specific designed partial sum generator (PSG) is also investigated in this dissertation. This PSG is hardware efficient and timing compatible with proposed TCSC decoder. Additionally, a polar code construction scheme with constituent codes optimization is also presents. This construction scheme aims to reduce the constituent codes based SC decoding latency. Results show that, compared with the state-of-art decoder, TCSC can achieve at least 60% latency reduction for the codes with length n = 1024. By using Nangate FreePDK 45nm process, TCSC decoder can reach throughput up to 5.81 Gbps and 2.01 Gbps for (1024, 870) and (1024, 512) polar code, respectively. Besides, with the proposed construction scheme, the TCSC decoder generally is able to further achieve at least around 20% latency deduction with an negligible gain loss. Overlapped List Successive Cancellation (OLSC) is proposed for LSC decoding as a design approach. LSC decoding has a better performance than LS decoding at the cost of hardware consumption. With such approach, the l (l > 1) instances of successive cancellation (SC) decoder for LSC with list size l can be cut down to only one. This results in a dramatic reduction of the hardware complexity without any decoding performance loss. Meanwhile, approaches to reduce the latency associated with the pipeline scheme are also investigated. Simulation results show that with proposed design approach the hardware efficiency is increased significantly over the recently proposed LSC decoders. Express Journey Belief Propagation (XJBP) is proposed for BP decoding. This idea origins from extending the constituent codes concept from SC to BP decoding. Express journey refers to the datapath of specific constituent codes in the factor graph, which accelerates the belief information propagation speed. The XJBP decoder is able to achieve 40.6% computational complexity reduction with the conventional BP decoding. This enables an energy efficient hardware implementation. In summary, all the efforts to optimize the polar code decoder are presented in this dissertation, supported by the careful analysis, precise description, extensively numerical simulations, thoughtful discussion and RTL implementation on VLSI design platforms

System Development and VLSI Implementation of High Throughput and Hardware Efficient Polar Code Decoder

Polar code is the first channel code which is provable to achieve the Shannon capacity. Additionally, it has a very good performance in terms of low error floor. All these merits make it a potential candidate for the future standard of wireless communication or storage system. Polar code is received increasing research interest these years. However, the hardware implementation of hardware decoder still has not meet the expectation of practical applications, no matter from neither throughput aspect nor hardware efficient aspect. This dissertation presents several system development approaches and hardware structures for three widely known decoding algorithms. These algorithms are successive cancellation (SC), list successive cancellation (LSC) and belief propagation (BP). All the efforts are in order to maximize the throughput meanwhile minimize the hardware cost. Throughput centric successive cancellation (TCSC) decoder is proposed for SC decoding. By introducing the concept of constituent code, the decoding latency is significantly reduced with a negligible decoding performance loss. However, the specifically designed computation unites dramatically increase the hardware cost, and how to handle the conventional polar code sets and constituent codes sets makes the hardware implementation more complicated. By exploiting the natural property of conventional SC decoder, datapaths for decoding constituent codes are compatibly built via computation units sharing technique. This approach does not incur additional hardware cost expect some multiplexer logic, but can significantly increase the decoding throughput. Other techniques such as pre-computing and gate-level optimization are used as well in order to further increase the decoding throughput. A specific designed partial sum generator (PSG) is also investigated in this dissertation. This PSG is hardware efficient and timing compatible with proposed TCSC decoder. Additionally, a polar code construction scheme with constituent codes optimization is also presents. This construction scheme aims to reduce the constituent codes based SC decoding latency. Results show that, compared with the state-of-art decoder, TCSC can achieve at least 60% latency reduction for the codes with length n = 1024. By using Nangate FreePDK 45nm process, TCSC decoder can reach throughput up to 5.81 Gbps and 2.01 Gbps for (1024, 870) and (1024, 512) polar code, respectively. Besides, with the proposed construction scheme, the TCSC decoder generally is able to further achieve at least around 20% latency deduction with an negligible gain loss. Overlapped List Successive Cancellation (OLSC) is proposed for LSC decoding as a design approach. LSC decoding has a better performance than LS decoding at the cost of hardware consumption. With such approach, the l (l > 1) instances of successive cancellation (SC) decoder for LSC with list size l can be cut down to only one. This results in a dramatic reduction of the hardware complexity without any decoding performance loss. Meanwhile, approaches to reduce the latency associated with the pipeline scheme are also investigated. Simulation results show that with proposed design approach the hardware efficiency is increased significantly over the recently proposed LSC decoders. Express Journey Belief Propagation (XJBP) is proposed for BP decoding. This idea origins from extending the constituent codes concept from SC to BP decoding. Express journey refers to the datapath of specific constituent codes in the factor graph, which accelerates the belief information propagation speed. The XJBP decoder is able to achieve 40.6% computational complexity reduction with the conventional BP decoding. This enables an energy efficient hardware implementation. In summary, all the efforts to optimize the polar code decoder are presented in this dissertation, supported by the careful analysis, precise description, extensively numerical simulations, thoughtful discussion and RTL implementation on VLSI design platforms