Digital Pre-distortion for Interference Reduction in Dynamic Spectrum Access Networks

Given the ever increasing reliance of today’s society on ubiquitous wireless access, the paradigm of dynamic spectrum access (DSA) as been proposed and implemented for utilizing the limited wireless spectrum more efficiently. Orthogonal frequency division multiplexing (OFDM) is growing in popularity for adoption into wireless services employing DSA frame- work, due to its high bandwidth efficiency and resiliency to multipath fading. While these advantages have been proven for many wireless applications, including LTE-Advanced and numerous IEEE wireless standards, one potential drawback of OFDM or its non-contiguous variant, NC-OFDM, is that it exhibits high peak-to-average power ratios (PAPR), which can induce in-band and out-of-band (OOB) distortions when the peaks of the waveform enter the compression region of the transmitter power amplifier (PA). Such OOB emissions can interfere with existing neighboring transmissions, and thereby severely deteriorate the reliability of the DSA network. A performance-enhancing digital pre-distortion (DPD) technique compensating for PA and in-phase/quadrature (I/Q) modulator distortions is proposed in this dissertation. Al- though substantial research efforts into designing DPD schemes have already been presented in the open literature, there still exists numerous opportunities to further improve upon the performance of OOB suppression for NC-OFDM transmission in the presence of RF front-end impairments. A set of orthogonal polynomial basis functions is proposed in this dissertation together with a simplified joint DPD structure. A performance analysis is presented to show that the OOB emissions is reduced to approximately 50 dBc with proposed algorithms employed during NC-OFDM transmission. Furthermore, a novel and intuitive DPD solution that can minimize the power regrowth at any pre-specified frequency in the spurious domain is proposed in this dissertation. Conventional DPD methods have been proven to be able to effectively reduce the OOB emissions that fall on top of adjacent channels. However more spectral emissions in more distant frequency ranges are generated by employing such DPD solutions, which are potentially in violation of the spurious emission limit. At the same time, the emissions in adjacent channel must be kept under the OOB limit. To the best of the author’s knowledge, there has not been extensive research conducted on this topic. Mathematical derivation procedures of the proposed algorithm are provided for both memoryless nonlinear model and memory-based nonlinear model. Simulation results show that the proposed method is able to provide a good balance of OOB emissions and emissions in the far out spurious domain, by reducing the spurious emissions by 4-5 dB while maintaining the adjacent channel leakage ratio (ACLR) improvement by at least 10 dB, comparing to the PA output spectrum without any DPD

Complex-valued Adaptive Digital Signal Enhancement For Applications In Wireless Communication Systems

In recent decades, the wireless communication industry has attracted a great deal of research efforts to satisfy rigorous performance requirements and preserve high spectral efficiency. Along with this trend, I/Q modulation is frequently applied in modern wireless communications to develop high performance and high data rate systems. This has necessitated the need for applying efficient complex-valued signal processing techniques to highly-integrated, multi-standard receiver devices. In this dissertation, novel techniques for complex-valued digital signal enhancement are presented and analyzed for various applications in wireless communications. The first technique is a unified block processing approach to generate the complex-valued conjugate gradient Least Mean Square (LMS) techniques with optimal adaptations. The proposed algorithms exploit the concept of the complex conjugate gradients to find the orthogonal directions for updating the adaptive filter coefficients at each iteration. Along each orthogonal direction, the presented algorithms employ the complex Taylor series expansion to calculate time-varying convergence factors tailored for the adaptive filter coefficients. The performance of the developed technique is tested in the applications of channel estimation, channel equalization, and adaptive array beamforming. Comparing with the state of the art methods, the proposed techniques demonstrate improved performance and exhibit desirable characteristics for practical use. The second complex-valued signal processing technique is a novel Optimal Block Adaptive algorithm based on Circularity, OBA-C. The proposed OBA-C method compensates for a complex imbalanced signal by restoring its circularity. In addition, by utilizing the complex iv Taylor series expansion, the OBA-C method optimally updates the adaptive filter coefficients at each iteration. This algorithm can be applied to mitigate the frequency-dependent I/Q mismatch effects in analog front-end. Simulation results indicate that comparing with the existing methods, OBA-C exhibits superior convergence speed while maintaining excellent accuracy. The third technique is regarding interference rejection in communication systems. The research on both LMS and Independent Component Analysis (ICA) based techniques continues to receive significant attention in the area of interference cancellation. The performance of the LMS and ICA based approaches is studied for signals with different probabilistic distributions. Our research indicates that the ICA-based approach works better for super-Gaussian signals, while the LMS-based method is preferable for sub-Gaussian signals. Therefore, an appropriate choice of interference suppression algorithms can be made to satisfy the ever-increasing demand for better performance in modern receiver design

ワイヤレス通信のための先進的な信号処理技術を用いた非線形補償法の研究

The inherit nonlinearity in analogue front-ends of transmitters and receivers have had primary impact on the overall performance of the wireless communication systems, as it gives arise of substantial distortion when transmitting and processing signals with such circuits. Therefore, the nonlinear compensation (linearization) techniques become essential to suppress the distortion to an acceptable extent in order to ensure sufficient low bit error rate. Furthermore, the increasing demands on higher data rate and ubiquitous interoperability between various multi-coverage protocols are two of the most important features of the contemporary communication system. The former demand pushes the communication system to use wider bandwidth and the latter one brings up severe coexistence problems. Having fully considered the problems raised above, the work in this Ph.D. thesis carries out extensive researches on the nonlinear compensations utilizing advanced digital signal processing techniques. The motivation behind this is to push more processing tasks to the digital domain, as it can potentially cut down the bill of materials (BOM) costs paid for the off-chip devices and reduce practical implementation difficulties. The work here is carried out using three approaches: numerical analysis & computer simulations; experimental tests using commercial instruments; actual implementation with FPGA. The primary contributions for this thesis are summarized as the following three points: 1) An adaptive digital predistortion (DPD) with fast convergence rate and low complexity for multi-carrier GSM system is presented. Albeit a legacy system, the GSM, however, has a very strict requirement on the out-of-band emission, thus it represents a much more difficult hurdle for DPD application. It is successfully implemented in an FPGA without using any other auxiliary processor. A simplified multiplier-free NLMS algorithm, especially suitable for FPGA implementation, for fast adapting the LUT is proposed. Many design methodologies and practical implementation issues are discussed in details. Experimental results have shown that the DPD performed robustly when it is involved in the multichannel transmitter. 2) The next generation system (5G) will unquestionably use wider bandwidth to support higher throughput, which poses stringent needs for using high-speed data converters. Herein the analog-to-digital converter (ADC) tends to be the most expensive single device in the whole transmitter/receiver systems. Therefore, conventional DPD utilizing high-speed ADC becomes unaffordable, especially for small base stations (micro, pico and femto). A digital predistortion technique utilizing spectral extrapolation is proposed in this thesis, wherein with band-limited feedback signal, the requirement on ADC speed can be significantly released. Experimental results have validated the feasibility of the proposed technique for coping with band-limited feedback signal. It has been shown that adequate linearization performance can be achieved even if the acquisition bandwidth is less than the original signal bandwidth. The experimental results obtained by using LTE-Advanced signal of 320 MHz bandwidth are quite satisfactory, and to the authors’ knowledge, this is the first high-performance wideband DPD ever been reported. 3) To address the predicament that mobile operators do not have enough contiguous usable bandwidth, carrier aggregation (CA) technique is developed and imported into 4G LTE-Advanced. This pushes the utilization of concurrent dual-band transmitter/receiver, which reduces the hardware expense by using a single front-end. Compensation techniques for the respective concurrent dual-band transmitter and receiver front-ends are proposed to combat the inter-band modulation distortion, and simultaneously reduce the distortion for the both lower-side band and upper-side band signals.電気通信大学201

Joint compensation of I/Q impairments and PA nonlinearity in mobile broadband wireless transmitters

The main focus of this thesis is to develop and investigate a new possible solution for compensation of in-phase/quadrature-phase (I/Q) impairments and power amplifier (PA) nonlinearity in wireless transmitters using accurate, low complexity digital predistortion (DPD) technique. After analysing the distortion created by I/Q modulators and PAs together with nonlinear crosstalk effects in multi-branch multiple input multiple output (MIMO) wireless transmitters, a novel two-box model is proposed for eliminating those effects. The model is realised by implementing two phases which provide an optimisation of the identification of any system. Another improvement is the capability of higher performance of the system without increasing the computational complexity. Compared with conventional and recently proposed models, the approach developed in this thesis shows promising results in the linearisation of wireless transmitters. Furthermore, the two-box model is extended for concurrent dual-band wireless transmitters and it takes into account cross-modulation (CM) products. Besides, it uses independent processing blocks for both frequency bands and reduces the sampling rate requirements of converters (digital-to-analogue and analogue-to-digital). By using two phases for the implementation, the model enables a scaling down of the nonlinear order and the memory depth of the applied mathematical functions. This leads to a reduced computational complexity in comparison with recently developed models. The thesis provides experimental verification of the two-box model for multi-branch MIMO and concurrent dual-band wireless transmitters. Accordingly, the results ensure both the compensation of distortion and the performance evaluation of modern broadband wireless transmitters in terms of accuracy and complexity

Modeling and Digital Mitigation of Transmitter Imperfections in Radio Communication Systems

To satisfy the continuously growing demands for higher data rates, modern radio communication systems employ larger bandwidths and more complex waveforms. Furthermore, radio devices are expected to support a rich mixture of standards such as cellular networks, wireless local-area networks, wireless personal area networks, positioning and navigation systems, etc. In general, a "smart'' device should be flexible to support all these requirements while being portable, cheap, and energy efficient. These seemingly conflicting expectations impose stringent radio frequency (RF) design challenges which, in turn, call for their proper understanding as well as developing cost-effective solutions to address them. The direct-conversion transceiver architecture is an appealing analog front-end for flexible and multi-standard radio systems. However, it is sensitive to various circuit impairments, and modern communication systems based on multi-carrier waveforms such as Orthogonal Frequency Division Multiplexing (OFDM) and Orthogonal Frequency Division Multiple Access (OFDMA) are particularly vulnerable to RF front-end non-idealities.This thesis addresses the modeling and digital mitigation of selected transmitter (TX) RF impairments in radio communication devices. The contributions can be divided into two areas. First, new modeling and digital mitigation techniques are proposed for two essential front-end impairments in direct-conversion architecture-based OFDM and OFDMA systems, namely inphase and quadrature phase (I/Q) imbalance and carrier frequency offset (CFO). Both joint and de-coupled estimation and compensation schemes for frequency-selective TX I/Q imbalance and channel distortions are proposed for OFDM systems, to be adopted on the receiver side. Then, in the context of uplink OFDMA and Single Carrier FDMA (SC-FDMA), which are the air interface technologies of the 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE) and LTE-Advanced systems, joint estimation and equalization techniques of RF impairments and channel distortions are proposed. Here, the challenging multi-user uplink scenario with unequal received power levels is investigated where I/Q imbalance causes inter-user interference. A joint mirror subcarrier processing-based minimum mean-square error (MMSE) equalizer with an arbitrary number of receiver antennas is formulated to effectively handle the mirror sub-band users of different power levels. Furthermore, the joint channel and impairments filter responses are efficiently approximated with polynomial-based basis function models, and the parameters of basis functions are estimated with the reference signals conforming to the LTE uplink sub-frame structure. The resulting receiver concept adopting the proposed techniques enables improved link performance without modifying the design of RF transceivers.Second, digital baseband mitigation solutions are developed for the TX leakage signal-induced self-interference in frequency division duplex (FDD) transceivers. In FDD transceivers, a duplexer is used to connect the TX and receiver (RX) chains to a common antenna while also providing isolation to the receiver chain against the powerful transmit signal. In general, the continuous miniaturization of hardware and adoption of larger bandwidths through carrier aggregation type noncontiguous allocations complicates achieving sufficient TX-RX isolation. Here, two different effects of the transmitter leakage signal are investigated. The first is TX out-of-band (OOB) emissions and TX spurious emissions at own receiver band, due to the transmitter nonlinearity, and the second is nonlinearity of down-converter in the RX that generates second-order intermodulation distortion (IMD2) due to the TX in-band leakage signal. This work shows that the transmitter leakage signal-induced interference depends on an equivalent leakage channel that models the TX path non-idealities, duplexer filter responses, and the RX path non-idealities. The work proposes algorithms that operate in the digital baseband of the transceiver to estimate the TX-RX non-idealities and the duplexer filter responses, and subsequently regenerating and canceling the self-interference, thereby potentially relaxing the TX-RX isolation requirements as well as increasing the transceiver flexibility.Overall, this thesis provides useful signal models to understand the implications of different RF non-idealities and proposes compensation solutions to cope with certain RF impairments. This is complemented with extensive computer simulations and practical RF measurements to validate their application in real-world radio transceivers

Design of communication systems based on broadband sources for fiber and free space optical links

[ES] Las comunicaciones ópticas inalámbricas (OWC) constituyen una tecnología muy prometedora para el desarrollo de futuras comunicaciones inalámbricas. De hecho, ha despertado un interés creciente entre los investigadores y varias empresas de todo el mundo trabajan actualmente en el desarrollo de redes inalámbricas de muy alta velocidad. Las comunidades científica e industrial consideran la OWC como una tecnología complementaria en sus diversas formas: comunicaciones ópticas en el espacio libre (FSO), comunicaciones de luz visible (VLC) o fidelidad de la luz (Li-Fi). El espectro óptico ha sido considerado durante muchos años como una gran oportunidad para las comunicaciones inalámbricas, especialmente debido a la saturación del espectro de radiofrecuencia (RF). Esta disertación trata del uso de fuentes de banda ancha en sistemas de transmisión de luz visible (VLC), así como en sistemas de transmisión en el espectro infrarrojo por fibra óptica. En el trabajo de investigación realizado se pueden distinguir tres partes: En la primera parte, se considera el estudio y la simulación de componentes de Diodos Emisores de Luz (LED) con el software WIEN2k centrándose en las propiedades ópticas y eléctricas de los elementos II-VI. La segunda parte trata del diseño, la implementación y las pruebas de diferentes prototipos de comunicación VLC para la transmisión analógica y digital en modo simplex y semidúplex. Hemos demostrado un sistema OWC empleando una fuente de banda ancha (LED) para la transmisión no sólo de datos, sino también para la transmisión inalámbrica de energía. Además, se aborda el problema de la sincronización y la detección del nivel "1" o "0" de un bit en los sistemas de comunicación inalámbrica óptica implementados que surge como consecuencia de la atenuación de la luz a lo largo de la distancia y al problema de la pérdida de línea de visión (NLOS) entre el emisor y el receptor. Para hacer frente a este problema, se ha proporcionado un protocolo de comunicación que garantiza la transmisión fiable de datos digitales con un algoritmo de detección de nivel de bits adaptativo y se ha demostrado su eficacia mediante la transmisión de textos e imágenes. Además, esta tesis aporta una solución para la implementación de transmisores multiplexados en redes con división de longitud de onda (WDM) para formatos de modulación con multiplexación por división de frecuencia ortogonal (OFDM) basados en el uso de fuentes de banda ancha en el espectro infrarrojo para redes de fibra bidireccionales centralizadas. A pesar de las limitaciones impuestas por la dispersión cromática en el uso de este tipo de fuentes ópticas, la inclusión de ciertas estructuras antes de la detección permite la transmisión de señales OFDM en enlaces ópticos. En este trabajo se ha demostrado experimentalmente la reutilización de portadoras, la asignación dinámica de ancho de banda y la transmisión de señales OFDM multibanda mediante el uso de fuentes ópticas de banda ancha en redes WDM. Los principales resultados obtenidos en cada parte de esta tesis doctoral muestran los procedimientos de estudio, la eficacia de las soluciones propuestas y las limitaciones encontradas.[CA] Les comunicacions òptiques sense fils (OWC) constitueixen una tecnologia molt prometedora per al desenvolupament de futures comunicacions sense fils. De fet, ha despertat un interés creixent entre els investigadors i diverses empreses de tot el món treballen actualment en el desenvolupament de xarxes sense fils de molt alta velocitat. Les comunitats científica i industrial consideren la OWC com una tecnologia complementària en les seues diverses formes: comunicacions òptiques en l'espai lliure (FSO), comunicacions de llum visible (VLC) o fidelitat de la llum (Li-Fi). L'espectre òptic ha sigut considerat durant molts anys com una gran oportunitat per a les comunicacions sense fils, especialment a causa de la saturació de l'espectre de radiofreqüència (RF). Aquesta dissertació tracta de l'ús de fonts de banda ampla en sistemes de transmissió de llum visible (VLC), així com en sistemes de transmissió en l'espectre infraroig per fibra òptica. En el treball de recerca realitzat es poden distingir tres parts: ¿ En la primera part, es considera l'estudi i la simulació de components de Díodes Emissors de Llum (LED) amb el software WIEN2k centrant-se en les propietats òptiques i elèctriques dels elements II-VI. ¿ La segona part tracta del disseny, la implementació i les proves de diferents prototips de comunicació VLC per a la transmissió analògica i digital de manera simplex i semidúplex. Hem demostrat un sistema OWC emprant una font de banda ampla (LED) per a la transmissió no sols de dades, sinó també per a la transmissió sense fil d'energia. A més, s'aborda el problema de la sincronització i la detecció del nivell "1" o "0" d'un bit en els sistemes de comunicació sense fil òptica implementats, que sorgeix a conseqüència de l'atenuació de la llum al llarg de la distància i al problema de la pèrdua de línia de visió (NLOS) entre l'emissor i el receptor. Per a fer front a aquest problema, s'ha proporcionat un protocol de comunicació que garanteix la transmissió fiable de dades digitals amb un algorisme de detecció de nivell de bits adaptatiu i s'ha demostrat la seua eficàcia mitjançant la transmissió de textos i imatges. ¿ A més, aquesta tesi aporta una solució per a la implementació de transmissors multiplexats en xarxes amb divisió de longitud d'ona (WDM) per a formats de modulació amb multiplexació per divisió de freqüència ortogonal (OFDM) basats en l'ús de fonts de banda ampla en l'espectre infraroig per a xarxes de fibra bidireccionals centralitzades. Malgrat les limitacions imposades per la dispersió cromàtica en l'ús d'aquest tipus de fonts òptiques, la inclusió d'unes certes estructures abans de la detecció permet la transmissió de senyals OFDM en enllaços òptics. En aquest treball s'ha demostrat experimentalment la reutilització de portadores, l'assignació dinàmica d'amplada de banda i la transmissió de senyals OFDM multibanda mitjançant l'ús de fonts òptiques de banda ampla en xarxes WDM. Els principals resultats obtinguts en cada part d'aquesta tesi doctoral mostren els procediments d'estudi, l'eficàcia de les solucions proposades i les limitacions trobades.[EN] Optical wireless communication (OWC) is a very promising technology for future wireless communications developments. It has attracted increasing interest from researchers and several companies around the world are currently working on the development of very high-speed wireless networks. The scientific and industrial communities believe that OWC will be a complementary technology in its various forms: Free Space Optical communications (FSO), Visible Light Communications (VLC), Light Fidelity (Li-Fi). In fact, the optical spectrum has been considered for many years as a great opportunity for wireless communications especially due to the saturation of the radio frequency (RF) spectrum. This dissertation deals with the use of broadband sources in visible light transmission systems (VLC) as well as fiber optic systems. To carry out the research, three parts can be distinguished: In the first part, we consider the study and simulation of Light Emitting Diode (LED) components with the WIEN2k software by focusing on the optical and electrical properties of elements II-VI. The second part deals with the design, implementation and testing of different VLC communication prototypes for analog and digital transmission in simplex and half-duplex mode. We have demonstrated that an OWC system using a broadband source (i.e. an LED) can be used not only for data transmission, but also for wireless power transmission. Moreover, the synchronization problem and the detection of level "1" or "0" of a bit often arise in the optical wireless communication systems. This is a result of the attenuation nature of the light over the distance and the problem of Non Line-Of-Sight (NLOS) between the emitter and the receiver. To deal with this problem, a communication protocol ensuring reliable digital data transmission with an adaptive bit level detection algorithm has been provided and its effectiveness has been demonstrated by the transmission of texts and images. In addition, this thesis provides a solution for the implementation of wavelength division multiplexed - orthogonal frequency division multiplexed (WDM-OFDM) transmitters based on the use of broadband sources in the infrared spectrum for centralized bidirectional fiber networks. Despite the chromatic dispersion that avoids the use of this type of optical sources, the inclusion of certain structures before detection allows the transmission of OFDM signals in optical links. Carrier reuse, dynamic bandwidth allocation and multiband OFDM signals transmission will be experimentally demonstrated by using optical broadband sources in WDM networks. The main results obtained during this thesis work demonstrate the study procedures, for each part, the effectiveness of the proposed solutions as well as the constraints encountered.Sekkiou, I. (2021). Design of communication systems based on broadband sources for fiber and free space optical links [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/172542TESI

Energy autonomous systems : future trends in devices, technology, and systems

The rapid evolution of electronic devices since the beginning of the nanoelectronics era has brought about exceptional computational power in an ever shrinking system footprint. This has enabled among others the wealth of nomadic battery powered wireless systems (smart phones, mp3 players, GPS, …) that society currently enjoys. Emerging integration technologies enabling even smaller volumes and the associated increased functional density may bring about a new revolution in systems targeting wearable healthcare, wellness, lifestyle and industrial monitoring applications

mm-Wave Data Transmission and Measurement Techniques: A Holistic Approach

The ever-increasing demand on data services places unprecedented technical requirements on networks capacity. With wireless systems having significant roles in broadband delivery, innovative approaches to their development are imperative. By leveraging new spectral resources available at millimeter-wave (mm-wave) frequencies, future systems can utilize new signal structures and new system architectures in order to achieve long-term sustainable solutions.This thesis proposes the holistic development of efficient and cost-effective techniques and systems which make high-speed data transmission at mm-wave feasible. In this paradigm, system designs, signal processing, and measurement techniques work toward a single goal; to achieve satisfactory system level key performance indicators (KPIs). Two intimately-related objectives are simultaneously addressed: the realization of efficient mm-wave data transmission and the development of measurement techniques to enable and assist the design and evaluation of mm-wave circuits.The standard approach to increase spectral efficiency is to increase the modulation order at the cost of higher transmission power. To improve upon this, a signal structure called spectrally efficient frequency division multiplexing (SEFDM) is utilized. SEFDM adds an additional dimension of continuously tunable spectral efficiency enhancement. Two new variants of SEFDM are implemented and experimentally demonstrated, where both variants are shown to outperform standard signals.A low-cost low-complexity mm-wave transmitter architecture is proposed and experimentally demonstrated. A simple phase retarder predistorter and a frequency multiplier are utilized to successfully generate spectrally efficient mm-wave signals while simultaneously mitigating various issues found in conventional mm-wave systems.A measurement technique to characterize circuits and components under antenna array mutual coupling effects is proposed and demonstrated. With minimal setup requirement, the technique effectively and conveniently maps prescribed transmission scenarios to the measurement environment and offers evaluations of the components in terms of relevant KPIs in addition to conventional metrics.Finally, a technique to estimate transmission and reflection coefficients is proposed and demonstrated. In one variant, the technique enables the coefficients to be estimated using wideband modulated signals, suitable for implementation in measurements performed under real usage scenarios. In another variant, the technique enhances the precision of noisy S-parameter measurements, suitable for characterizations of wideband mm-wave components