Signal processing with optical delay line filters for high bit rate transmission systems

In den letzten Jahrzehnten ist das globale Kommunikationssystem in einem immer größerem Maße ein integraler Bestandteil des täglichen Lebens geworden. Optische Kommunikationssysteme sind die technologische Basis für diese Entwicklung. Nur Fasern können die riesige benötigte Bandbreite bereitstellen. Während für die ersten optischen Übertragungssysteme die Faser als "flacher" Kanal betrachtet werden konnte, machen Wellenlängenmultiplex und steigende Übertragungsraten die Einbeziehung von immer mehr physikalischen Effekten notwendig. Bei einer Erhöhung der Kanaldatenrate auf 40 Gbit/s und mehr ist die statische Kompensation von chromatischer Dispersion nicht mehr ausreichend. Die intrinsische Toleranz der Modulationsformate gegenüber Dispersion nimmt quadratisch mit der Symbolrate ab. Daher können beispielsweise durch Umwelteinflüsse hervorgerufene Dispersionsschwankungen die Dispersionstoleranz der Modulationsformate überschreiten. Dies macht eine adaptive Dispersionskompensation notwendig, was gleichzeitig auch Dispersionsmonitoring erfordert, um den adaptiven Kompensator steuern zu können. Vorhandene Links können mit Restdispersionskompensatoren ausgestattet werden, um sie für Hochgeschwindigkeitsübertragungen zu ertüchtigen. Optische Kompensationstechniken sind unabhängig von der Kanaldatenrate. Daher wird eine Erhöhung der Datenrate problemlos unterstützt. Optische Kompensatoren können WDM-fähig gebaut werden, um mehrere Kanäle auf einmal zu entzerren. Das Buch beschäftigt sich mit optischen Delay-Line-Filtern als eine Klasse von optischen Kompensatoren. Die Filtersynthese von solchen Delay-Line-Filtern wird behandelt. Der Zusammenhang zwischen optischen Filtern und digitalen FIR-Filtern mit komplexen Koeffizienten im Zusammenhang mit kohärenter Detektion wird aufgezeigt. Iterative und analytische Methoden, die die Koeffizienten für dispersions- und dispersions-slope-kompensierende Filter produzieren, werden untersucht. Genauso wichtig wie die Kompensation von Dispersion ist die Schätzung der Dispersion eines Signals. Mit Delay-Line-Filtern können die Restseitenbänder eines Signals genutzt werden, um die Dispersion zu messen. Alternativ kann nichtlineare Detektion angewandt werden, um die Pulsverbreiterung, die hauptsächlich von der Dispersion herrührt, zu schätzen. Mit gemeinsamer Dispersionskompensation und Dispersionsmonitoring können Dispersionskompensatoren auf die Signalverzerrungen eingestellt werden. Spezielle Eigenschaften der Filter zusammen mit der analytischen Beschreibung können genutzt werden, um schnelle und zuverlässige Steueralgorithmen zur Filtereinstellung bereitzustellen. Schließlich wurden Prototypen derartiger faseroptischen Kompensatoren von chromatischer Dispersion und Dispersions-Slope hergestellt und charakterisiert. Die Einheiten und ihr Systemverhalten wird gezeigt und diskutiert.Over the course of the past decades, the global communication system has become a central part of people's everyday lives. Optical communication systems are the technological basis for this development. Only fibers can provide the huge bandwidth that is required. Where the fiber could be regarded as a flat channel for the first optical transmission systems wavelength multiplexing and increasing line rates made it necessary to take more and more physical effects into account. When the line rates are increased to 40 Gbit/s and higher static chromatic dispersion compensation is not enough. The modulation format's intrinsic tolerance for dispersion decreases quadratically with the symbol rate. Thus, environmentally induced chromatic dispersion fluctuations may exceed the dispersion tolerance of the modulation formats. This makes an adaptive dispersion compensation necessary implying also the need for a monitoring scheme to steer the adaptive compensator. Legacy links that are CD-compensated by DCFs can be upgraded with residual dispersion compensators to make them ready for high speed transmission. Optical compensation is independent from the line rate. Hence, increasing the data rates is inherently supported. Optical compensators can be built WDM ready compensating multiple channels at once. The book deals with optical delay line filters as one class of optical compensators. The filter synthesis of such delay line filters is addressed. The connection between optical filters and digital FIR filters with complex coefficients that are used in conjunction with coherent detection could be shown. Iterative and analytical methods that produce the coefficients for dispersion (and also dispersion slope) compensating filters are researched. As important as the compensation of dispersion is the estimation of the dispersion of a signal. Using delay line filters, the vestigial sidebands of a signal can be used to measure the dispersion. Alternatively, nonlinear detection can be used to estimate the pulse broadening which is caused mainly by dispersion. With dispersion compensation and dispersion monitoring, dispersion compensators can be adapted to the signal's impairment. Special properties of the filter in conjunction with an analytical description can be used to provide a fast and reliable control algorithm for setting the filter to a given dispersion and centering it on a signal. Finally, prototypes of such fiber optic chromatic dispersion and dispersion slope compensation filters were manufactured and characterized. The device and system characterization of the prototypes is presented and discussed

Four-Octave Six-Port Receiver and its Calibration for Broadband Communications and Software Defined Radios

This paper presents a software defined radio six-port receiver for a novel broadband mobile communications system. The prototype covers the frequency range from 0.3 GHz to 6 GHz, and operates with up to 100 MHz-wide channels. The multi-band and multi-mode demodulation capabilities of the six-port architecture have been experimentally demonstrated. The six-port receiver has been satisfactorily proved for high data rates (up to 93.75 Mb/s, limited by the available test instruments). An efficient six-port auto-calibration method suitable for large instantaneous bandwidth systems is presented and validated

Efficient Fast-Convolution-Based Waveform Processing for 5G Physical Layer

This paper investigates the application of fast-convolution (FC) filtering schemes for flexible and effective waveform generation and processing in the fifth generation (5G) systems. FC-based filtering is presented as a generic multimode waveform processing engine while, following the progress of 5G new radio standardization in the Third-Generation Partnership Project, the main focus is on efficient generation and processing of subband-filtered cyclic prefix orthogonal frequency-division multiplexing (CP-OFDM) signals. First, a matrix model for analyzing FC filter processing responses is presented and used for designing optimized multiplexing of filtered groups of CP-OFDM physical resource blocks (PRBs) in a spectrally well-localized manner, i.e., with narrow guardbands. Subband filtering is able to suppress interference leakage between adjacent subbands, thus supporting independent waveform parametrization and different numerologies for different groups of PRBs, as well as asynchronous multiuser operation in uplink. These are central ingredients in the 5G waveform developments, particularly at sub-6-GHz bands. The FC filter optimization criterion is passband error vector magnitude minimization subject to a given subband band-limitation constraint. Optimized designs with different guardband widths, PRB group sizes, and essential design parameters are compared in terms of interference levels and implementation complexity. Finally, extensive coded 5G radio link simulation results are presented to compare the proposed approach with other subband-filtered CP-OFDM schemes and time-domain windowing methods, considering cases with different numerologies or asynchronous transmissions in adjacent subbands. Also the feasibility of using independent transmitter and receiver processing for CP-OFDM spectrum control is demonstrated

Photonic RF and microwave reconfigurable filters and true time delays based on an integrated optical Kerr frequency comb source

We demonstrate advanced transversal radio frequency (RF) and microwave functions based on a Kerr optical comb source generated by an integrated micro-ring resonator. We achieve extremely high performance for an optical true time delay aimed at tunable phased array antenna applications, as well as reconfigurable microwave photonic filters. Our results agree well with theory. We show that our true time delay would yield a phased array antenna with features that include high angular resolution and a wide range of beam steering angles, while the microwave photonic filters feature high Q factors, wideband tunability, and highly reconfigurable filtering shapes. These results show that our approach is a competitive solution to implementing reconfigurable, high performance and potentially low cost RF and microwaveComment: 15 pages, 11 Figures, 60 Reference

Hardware Implementation of Filtering Based Sidelobe Suppression for Spectrally Agile Multicarrier based Cognitive Radio Systems

Due to the ever increasing dependency on existing wireless technologies and the growing usage of sophisticated wireless devices, the demand for bandwidth is rising exponentially. Also, the Federal Communications Commission (FCC) has reserved a considerable amount of spectrum for licensed users. As a result, the unlicensed spectrum usage is constrained to the overcrowded unlicensed spectrum. Various spectral management surveys have indicated inefficient spectrum utilization in the licensed spectral bands. The congested unlicensed spectrum and inefficiently used licensed frequency bands calls for an approach to use the available spectrum opportunistically. Therefore, the concept of Spectrum Pooling , which is based on Dynamic Spectrum Access (DSA), was proposed to make the unused sections of licensed spectrum available to the unlicensed users. In Spectrum Pooling, an empty section of licensed spectrum is borrowed by a secondary user for certain period of time without interfering with the licensed user. Orthogonal Frequency Division Multiplexing (OFDM) is a transmission scheme that is a candidate for Spectrum Pooling since it is capable of forming an adaptive spectral shape that allows coexistence of licensed and unlicensed users while attemting to minimize any interference. Subcarriers in the OFDM signal can be deactivated to generate Non-Contiguous OFDM (NC-OFDM). Even though NC-OFDM allows efficient use of available spectrum, it causes out of band (OOB) radiation, which adversely affects the performance of adjacent user. This thesis presents two novel techniques for combat the effects of OOB radiation generated by NC-OFDM. The proposed techniques employ a filtering-based approach combined with the technique of windowing in order to suppress the unwanted sidelobes by around 35dB-40dB. The attenuation is achieved without affecting other transmission parameters of the secondary user significantly

Electronic impairment mitigation in optically multiplexed multicarrier systems

In order to improve the performance of optically multiplexed multicarrier systems with channel spacing equal to the symbol rate per carrier, we propose and systematically investigate an electronic signal processing technique to achieve near-interchannel crosstalk free and intersymbol-interference (ISI) free operation. We theoretically show that achieving perfect orthogonality between channels in these systems, together with ISI free operation as needed in generic communication systems, requires the shaping of the spectral profiles of not only the demultiplexing filter, but also the signal of each channel before demultiplexing. We develop a novel semianalytical method to quantitatively analyze the levels of residual crosstalk and ISI arising from nonideal system response in these systems. We show that by prefiltering the signal to ensure that the system impulse response before channel demultiplexing approaches the targeted condition, the residual crosstalk due to imperfect orthogonality can be significantly mitigated and the necessity for carrier phase control in single-quadrature format-based system can be relaxed. Further combining prefiltering and receiver-side postfiltering to adaptively trim the demultiplexing filter enhances the performance. The use of the combined digital signal processing (DSP) in coherent-detection quadrature phase-shifted keying (QPSK)-based optically multiplexed multicarrier system shows that this method outperforms conventional QPSK-based multicarrier system without DSP or with only receiver-side DSP, especially when the responses of the transmitter and the demultiplexing filter are not precisely designed and the sampling rate of the analogue-to-digital converter is not sufficiently high. In addition, the inclusion of ISI free operation, with this aspect similar to the reshaping method in conventional wavelength-division-multiplexing systems, allows the relaxation of the modulation bandwidth and chromatic dispersion compensation

Tecnologias coerentes para redes ópticas flexíveis

Next-generation networks enable a broad range of innovative services with the best delivery by utilizing very dense wired/wireless networks. However, the development of future networks will require several breakthroughs in optical networks such as high-performance optical transceivers to support a very-high capacity optical network as well as optimization of the network concept, ensuring a dramatic reduction of the cost per bit. At the same time, all of the optical network segments (metro, access, long-haul) need new technology options to support high capacity, spectral efficiency and data-rate flexibility. Coherent detection offers an opportunity by providing very high sensitivity and supporting high spectral efficiency. Coherent technology can still be combined with polarization multiplexing. Despite the increased cost and complexity, the migration to dual-polarization coherent transceivers must be considered, as it enables to double the spectral efficiency. These dual-polarization systems require an additional digital signal processing (DSP) subsystem for polarization demultiplexing. This work seeks to provide and characterize cost-effective novel coherent transceivers for the development of new generation practical, flexible and high capacity transceivers for optical metro-access and data center interconnects. In this regard, different polarization demultiplexing (PolDemux) algorithms, as well as adaptive Stokes will be considered. Furthermore, low complexity and modulation format-agnostic DSP techniques based on adaptive Stokes PolDemux for flexible and customizable optical coherent systems will be proposed. On this subject, the performance of the adaptive Stokes algorithm in an ultra-dense wavelength division multiplexing (U-DWDM) system will be experimentally evaluated, in offline and real-time operations over a hybrid optical-wireless link. In addition, the efficiency of this PolDemux algorithm in a flexible optical metro link based on Nyquist pulse shaping U-DWDM system and hybrid optical signals will be assessed. Moreover, it is of great importance to find a transmission technology that enables to apply the Stokes PolDemux for long-haul transmission systems and data center interconnects. In this work, it is also proposed a solution based on the use of digital multi-subcarrier multiplexing, which improve the performance of long-haul optical systems, without increasing substantially, their complexity and cost.As redes de telecomunicações futuras permitirão uma ampla gama de serviços inovadores e com melhor desempenho. No entanto, o desenvolvimento das futuras redes implicará vários avanços nas redes de fibra ótica, como transcetores óticos de alto desempenho capazes de suportar ligações de muito elevada capacidade, e a otimização da estrutura da rede, permitindo uma redução drástica do custo por bit transportado. Simultaneamente, todos os segmentos de rede ótica (metropolitanas, acesso e longo alcance) necessitam de novas opções tecnológicas para suportar uma maior capacidade, maior eficiência espetral e flexibilidade. Neste contexto, a deteção coerente surge como uma oportunidade, fornecendo alta sensibilidade e elevada eficiência espetral. A tecnologia de deteção coerente pode ainda ser associada à multiplexação na polarização. Apesar de um potencial aumento ao nível do custo e da complexidade, a migração para transcetores coerentes de dupla polarização deve ser ponderada, pois permite duplicar a eficiência espetral. Esses sistemas de dupla polarização requerem um subsistema de processamento digital de sinal (DSP) adicional para desmultiplexagem da polarização. Este trabalho procura fornecer e caracterizar novos transcetores coerentes de baixo custo para o desenvolvimento de uma nova geração de transcetores mais práticos, flexíveis e de elevada capacidade, para interconexões óticas ao nível das futuras redes de acesso e metro. Assim, serão analisados diferentes algoritmos para a desmultiplexagem da polarização, incluindo uma abordagem adaptativa baseada no espaço de Stokes. Além disso, são propostas técnicas de DSP independentes do formato de modulação e de baixa complexidade baseadas na desmultiplexagem de Stokes adaptativa para sistemas óticos coerentes flexíveis. Neste contexto, o desempenho do algoritmo adaptativo de desmultiplexagem na polarização baseado no espaço de Stokes é avaliado experimentalmente num sistema U-DWDM, tanto em análises off-line como em tempo real, considerando um percurso ótico hibrido que combina um sistema de transmissão suportado por fibra e outro em espaço livre. Foi ainda analisada a eficiência do algoritmo de desmultiplexagem na polarização numa rede ótica de acesso flexível U-DWDM com formatação de pulso do tipo Nyquist. Neste trabalho foi ainda analisada a aplicação da técnica de desmultiplexagem na polarização baseada no espaço de Stokes para sistemas de longo alcance. Assim, foi proposta uma solução de aplicação baseada no uso da multiplexagem digital de múltiplas sub-portadoras, tendo-se demonstrado uma melhoria na eficiência do desempenho dos sistemas óticos de longo alcance, sem aumentar significativamente a respetiva complexidade e custo.Programa Doutoral em Engenharia Eletrotécnic

Single-Laser Multi-Terabit/s Systems

Optical communication systems carry the bulk of all data traffic worldwide. This book introduces multi-Terabit/s transmission systems and three key technologies for next generation networks. A software-defined multi-format transmitter, an optical comb source and an optical processing scheme for the fast Fourier transform for Tbit/s signals. Three world records demonstrate the potential: The first single laser 10 Tbit/s and 26 Tbit/s OFDM and the first 32.5 Tbit/s Nyquist WDM experiments

Single-Laser Multi-Terabit/s Systems

Optical communication systems carry the bulk of all data traffic worldwide. This book introduces multi-Terabit/s transmission systems and three key technologies for next generation networks. A software-defined multi-format transmitter, an optical comb source and an optical processing scheme for the fast Fourier transform for Tbit/s signals. Three world records demonstrate the potential: The first single laser 10 Tbit/s and 26 Tbit/s OFDM and the first 32.5 Tbit/s Nyquist WDM experiments