User Effect Mitigation in MIMO Terminal Antennas

The rapid growth of cellular technology over the past decade transformed our lives, enabling billions of people to enjoy interactive multimedia content and ubiquitous connectivity through a device that can fit into the palm of a hand. In part the explosive growth of the smartphone market is enabled by innovative antenna system technologies, such as multiple-input multiple-output (MIMO) systems, facilitating high data rates and reliable connections. Even though future deployment of Long Term Evolution Advanced (LTE-A) is expected to provide seamless internet connectivity at even higher speeds over a wide range of devices with different form factors, fundamental terminal antenna limitations can severely impact the actual performance of the terminal. One of the key challenges in terminal antenna design are user-induced losses. It has been shown that electromagnetic absorption in body tissues as well as antenna impedance mismatch due to user proximity significantly degrade terminal antenna performance. Moreover, user interactions are non-static, which further complicates terminal design by leading to the requirement of evaluating a wide range of hand grips and usage scenarios. This doctoral thesis explores these challenges and offers useful insight on effective user interaction mitigation. In particular, state-of-the-art multiple antenna designs have been investigated in an attempt to formulate guidelines on efficient terminal antenna design in the presence of a user (Paper I). Moreover, the major part of the thesis considers the method of adaptive impedance matching (AIM) for performance enhancements of MIMO terminals. Both ideal and very practical and realistic AIM systems have been studied in order to extend the knowledge in the area by determining achievable performance gains and providing insights on AIM gain mechanisms for different terminal antenna designs, propagation environments and user scenarios. In Paper I, five different MIMO terminal antenna designs were evaluated in 11 representative user scenarios. Two of the prototypes were optimized with the Theory of Characteristic Modes (TCM), whereas the remaining three were based on more conventional antenna types. Multiplexing efficiency (ME) was used as the MIMO system performance metric, assuming an ideal uniform 3D propagation environment. The paper focuses on performance at frequency bands below 1 GHz due to the more stringent size limitations. Paper II presents a simulation model of the complete physical channel link based on ideal lossless AIM and evaluates the potential of AIM to mitigate user effects for three terminal antennas in four user scenarios. The prototypes studied have different performances in terms of bandwidth and isolation. MIMO capacity was used as the main performance metric. In order to gain insight on the impact of terminal bandwidth, as well as system bandwidth on AIM performance, capacity calculations were performed both for the center frequency and over the full LTE Band 13. In Paper III, a practical AIM system was set up and measured in both indoor and outdoor propagation scenarios for a one-hand and a two-hand grip, including a torso phantom. The AIM system consisted of two Maury mechanical tuners controlled with LabView. MIMO capacity was used to determine performance in the different user and channel cases. The impact of different propagation environments and user cases was discussed in detail. Moreover, tuner loss estimation was done to enable the calculation of AIM net gains. In Paper IV, the simulation model from Paper II was extended to include real antenna parameters as well as simulated environments with non-uniform angular power spectra. Two fundamentally different antenna designs were measured in three user scenarios involving phantom hands, whereas non-uniform environments of different angular spreads were simulated in post-processing. The study presents results and analysis on the impact of user scenarios and environment on the AIM gains for the terminals with different antenna designs. Finally, Paper V describes a realistic AIM system with custom-designed CMOS-SOI impedance tuners on a MIMO terminal antenna. Measurement setup control, as well as MIMO system evaluation, was achieved through a custom-developed LabView software. Detailed propagation measurements in three different environments with both phantom users and real test subjects were performed. The analysis and discussions provided insights on the practical implementation of AIM as well as on its performance in realistic conditions

On user effects in MIMO handset antennas designed using characteristic modes

The Theory of Characteristic Modes (TCM) has been applied to design high-performance MIMO antennas for mobile terminals. However, existing studies focus on free-space (FS) performance, which is mostly irrelevant in real usage. This paper investigates the performances of two TCM-based MIMO terminal antenna designs in 7 realistic user scenarios for frequencies below 1 GHz. Full-wave simulation results indicate that the TCM designs can significantly outperform conventional designs in user scenarios that require good MIMO performance. Higher multiplexing efficiency (ME), by up to 3 dB, was recorded for a TCM design relative to a conventional terminal in a two-hand scenario. Performance advantages of the TCM designs were mainly due to lower correlation as well as higher impedance matching and coupling efficiency. Moreover, a combined usage study based on weighted ME over different user cases established that on average TCM designs outperform conventional designs by up to 1.6 dB. This suggests that the TCM designs not only give superior performance in FS, but also in realistic user scenarios

Multipath simulator measurements of handset dual antenna performance with limited number of signal paths

Antenna pairs for diversity or MIMO functionality are characterized under the assumption of a certain statistical distribution of the incident signals over angle and polarization, but also assuming a signal environment with a large number of signal paths. In many real-life environments, however, only a few signal paths contain most of the transferred power. A multipath simulator can be used to realize signal environments with a controlled number of signal paths. This paper presents measurements of dual antenna performance using amultipath simulator with 2–16 signal paths. The results are analyzed in terms of statistical power distributions,power imbalance, correlation coefficient, multiplexing efficiency, and diversity gain. Differences in performance depending on the number of signal paths are noted, illustrating the value of considering the number of signal paths in characterization.The work was supported in part by MICINN (Project TEC2008-05811) through an FPI doctoral grant (BES-2009-013764

Experimental investigation of adaptive impedance matching for a MIMO terminal with CMOS SOI tuners

It is well known that user proximity introduces absorption and impedance mismatch losses that severely degrade multiple-input multiple-output (MIMO) performance of handset antennas. In this work, we experimentally verified the potential of adaptive impedance matching (AIM) to mitigate user interaction effects and identified the main AIM gain mechanism in realistic systems. A practical setup including custom-designed CMOS silicon-on-insulator (SOI) impedance tuners implemented on a MIMO handset was measured in three propagation environments and 10 real user scenarios. The results indicate that AIM can improve MIMO capacity by up to 42% equivalent to 3.5 dB of multiplexing efficiency (ME) gain. Taking into account the measured losses of 1 dB in the integrated tuners, the maximum net ME gain is 2.5 dB suggesting applicability in practical systems. Variations in ME gains of up to 1.5 dB for different hand-grip styles were mainly due to differences in impedance mismatch and tuner loss distribution. The study also confirmed earlier results on the significant differences in mismatch and absorption between phantoms and real users, in which the phantoms underestimated user effects and therefore AIM gains. Finally, propagation environments of different angular spreads were found to give only minor ME gain variations

Actual diversity performance of a multiband diversity antenna with hand and head effects

Using the metric actual diversity gain (ADG), diversity performance is investigated for a compact mobile terminal prototype with two internal, triple frequency band antennas in four different cases of user interaction. ADG is presented as a preferred alternative to apparent diversity gain and effective diversity gain. Absorption due to user proximity causes degradation and imbalance in mean effective gain of the antennas over the frequency bands, contributing to a degradation in diversity performance. However, user-induced changes in the antenna patterns cause a decrease in correlation in the low frequency band, which facilitates increased diversity gain. The study reveals that a significant net diversity gain, i.e., ADG of 5-8 dB compared to a single antenna prototype, can be achieved using multiband antennas in the proximity of a user, even at low frequencies for antennas with high mutual coupling

Diversity Characterization of Optimized Two-Antenna Systems for UMTS Handsets

This paper presents the evaluation of the diversity performance of several two-antenna systems for UMTS terminals. All the measurements are done in a reverberation chamber and in a Wheeler cap setup. First, a two-antenna system having poor isolation between its radiators is measured. Then, the performance of this structure is compared with two optimized structures having high isolation and high total efficiency, thanks to the implementation of a neutralization technique between the radiating elements. The key diversity parameters of all these systems are discussed, that is, the total efficiency of the antenna, the envelope correlation coefficient, the diversity gains, the mean effective gain (MEG), and the MEG ratio. The comparison of all these results is especially showing the benefit brought back by the neutralization technique

Impact of antenna design on MIMO performance for compact terminals with adaptive impedance matching

Using the metrics of channel capacity and multiplexing efficiency, the adaptive impedance matching (AIM) performances of two multiple-input multiple-output (MIMO) terminals with different antenna designs were evaluated and compared. The evaluation was performed in LTE Band 18 Downlink (860-875 MHz) under realistic usage conditions of two measured user handgrips and simulated propagation channels with different angular spreads (ASs). The results provide potential performance gains from AIM based on realistic MIMO terminal prototypes, and the underlying mechanisms by which the gains were achieved, which can serve as antenna and AIM circuit design guidelines. In particular, the evaluation revealed that ideal uncoupled AIM networks can increase the capacity by up to 52% relative to 50 ohm terminations. However, the observed gains depend heavily on the antenna design, the user scenario and the channel’s angular spread. For example, the wideband design in different user cases experienced capacity gain of 4-9% from AIM in uniform 3D channels, in contrast to the 1.3-44% gain seen in a conventional narrowband design. In non-uniform channels with small ASs, the AIM gain for different mean incident angles depends on the absolute mean effective gain (MEG) and the change in correlation due to AIM; In cases where AIM has little impact on correlation, the mean incident angles with high AIM gains were close to those with high MEGs

Analysis of SAR on flat phantom for different multi-antenna mobile terminals

Evaluation of Specific Absorption Rate (SAR) for multiple antenna systems is becoming important, with the upcoming deployment of LTE-Advanced. In this work, the influence of different antenna locations and antenna types was investigated for stand-alone SAR and simultaneous SAR, to provide some guidelines for antenna design in multi-antenna handsets. For simultaneous SAR, different phase shifts between antenna ports were considered and the averaged SAR was used as a metrics for comparison. The SAR performances were evaluated in simulation for the body worn scenario, and different placements of the mobile handset, i.e., with either the screen or back side closer to the body, were studied

Characterization and Enhancement of Antenna System Performance in Compact MIMO Terminals

Co-band multiple-antenna implementation in compact user terminals is necessary for harvesting the full potential of diversity and multiple-input multiple-output (MIMO) technology in cellular communication systems. The recent worldwide deployment of Long Term Evolution (LTE), which requires the use of MIMO technology in the downlink, adds to the urgency of achieving both practical and optimal multiple-antenna systems in user terminals. Contrary to conventional understanding, an optimal multiple-antenna implementation does not only involve the design and placement of antenna elements in the terminals, but extends beyond the antenna elements and common antenna parameters to comprise interactions with the near field user and the propagation environment. Moreover, these interactions are non-static, which implies that the multiple-antenna system must adapt to the prevailing overall communication channel in order to assure the highest performance gains. This doctoral thesis aims to address several key issues in optimal multiple-antenna system design for compact multi-band MIMO terminals, with the first half (Papers I to III) focusing on the performance characterization of such terminals in the presence of user interaction and propagation channel, under the challenging constraint that the terminals are compact. The second half of the thesis (Papers IV to VI) considers two performance enhancement approaches suitable for compact MIMO terminals in realistic usage conditions. In particular, the potential benefits of harmonizing compact multiple-antenna systems with the propagation channel and user influence are determined with respect to reconfigurability in antenna patterns and impedance matching circuits. In Paper I, the diversity performance of internal multiple antennas with multi-band coverage in a mock-up with the size of a typical mobile handset is investigated in different user interaction scenarios. For comparison, a second mock-up with only one multi-band antenna is also evaluated in the same user cases. An ideal uniform propagation environment is assumed. The performance at frequency bands below and above 1 GHz are presented and analyzed in detail. Paper II extends the study in Paper I by evaluating the single-input multiple-output (SIMO) and MIMO capacity performance of the same antenna prototypes under the same user interaction scenarios and propagation environment. In Paper III, the impacts of gain imbalance and antenna separation on the throughput performance of a dual-dipole configuration are studied at frequencies below and above 1 GHz in a repeatable dynamic multi-path environment, using a live HSPA network. Since the compactness of a user terminal has implications on the antenna separation and gain imbalance of the multiple antennas, the focus is to gain knowledge on how these two factors affect the end user experience in practice. In Paper IV, three simple dual-antenna topologies implemented in compact smart phone prototypes of identical form factors are evaluated in MIMO channel measurements in noise-limited and interference-limited urban scenarios. Each dual-antenna topology is intentionally designed to provide a distinct set of antenna patterns. The goal is to investigate the potential of antenna system design as one of the key performance differentiators in real terminal implementations. Paper V extends the work in Paper IV by introducing user interaction to the same MIMO channel measurement setup. Furthermore, the focus of this paper is on the evaluation of both the average and local channel performances and their potential enhancements. Finally, Paper VI ascertains the potential capacity gains of applying uncoupled adaptive matching to a compact dual-antenna terminal in an indoor office environment, under a realistic user scenario. The performance gains are evaluated by means of extensive MIMO channel measurements at frequency bands below and above 1 GHz