Transmissores-recetores de baixa complexidade para redes óticas

Traditional coherent (COH) transceivers allow encoding of information in both quadratures and the two orthogonal polarizations of the electric field. Nevertheless, such transceivers used today are based on the intradyne scheme, which requires two 90o optical hybrids and four pairs of balanced photodetectors for dual-polarization transmission systems, making its overall cost unattractive for short-reach applications. Therefore, SSB methods with DD reception, commonly referred to as self-coherent (SCOH) transceivers, can be employed as a cost-effective alternative to the traditional COH transceivers. Nevertheless, the performance of SSB systems is severely degraded. This work provides a novel SCOH transceiver architecture with improved performance for short-reach applications. In particular, the development of phase reconstruction digital signal processing (DSP) techniques, the development of other DSP subsystems that relax the hardware requirement, and their performance optimization are the main highlights of this research. The fundamental principle of the proposed transceiver is based on the reception of the signal that satisfies the minimum phase condition upon DD. To reconstruct the missing phase information imposed by DD, a novel DCValue method exploring the SSB and the DC-Value properties of the minimum phase signal is developed in this Ph.D. study. The DC-Value method facilitates the phase reconstruction process at the Nyquist sampling rate and requires a low intensity pilot signal. Also, the experimental validation of the DC-Value method was successfully carried out for short-reach optical networks. Additionally, an extensive study was performed on the DC-Value method to optimize the system performance. In the optimization process, it was found that the estimation of the CCF is an important parameter to exploit all advantages of the DC-Value method. A novel CCF estimation technique was proposed. Further, the performance of the DC-Value method is optimized employing the rate-adaptive probabilistic constellation shaping.Os sistemas de transcetores coerentes tradicionais permitem a codificação de informação em ambas quadraturas e em duas polarizações ortogonais do campo elétrico. Contudo, estes transcetores utilizados atualmente são baseados num esquema intradino, que requer dois híbridos óticos de 90o e quatro pares de foto detetores para sistemas de transmissão com polarização dupla, fazendo com que o custo destes sistemas seja pouco atrativo para aplicações de curto alcance. Por isso, métodos de banda lateral única com deteção direta, também referidos como transcetores coerentes simplificados, podem ser implementados como uma alternativa de baixo custo aos sistemas coerentes tradicionais. Contudo, o desempenho de sistemas de banda lateral única tradicionais é gravemente degradado pelo batimento sinal-sinal. Nesta tese foi desenvolvida uma nova arquitetura de transcetor coerente simplificada com um melhor desempenho para aplicações de curto alcance. Em particular, o desenvolvimento de técnicas de processamento digital de sinal para a reconstrução de fase, bem como de outros subsistemas de processamento digital de sinal que minimizem os requerimentos de hardware e a sua otimização de desempenho são o foco principal desta tese. O princípio fundamental do transcetor proposto é baseado na receção de um sinal que satisfaz a condição mínima de fase na deteção direta. Para reconstruir a informação de fase em falta causada pela deteção direta, um novo método de valor DC que explora sinais de banda lateral única e as propriedades DC da condição de fase mínima é desenvolvido nesta tese. O método de valor DC facilita a reconstrução da fase à frequência de amostragem de Nyquist e requer um sinal piloto de baixa intensidade. Além disso, a validação experimental do método de valor DC foi executada com sucesso em ligações óticas de curto alcance. Adicionalmente, foi realizado um estudo intensivo do método de valor DC para otimizar o desempenho do sistema. Neste processo de otimização, verificou-se que o fator de contribuição da portadora é um parâmetro importante para explorar todas as vantagens do método de valor DC. Neste contexto, é proposto um novo método para a sua estimativa. Por último, o desempenho do método de valor DC é otimizado recorrendo a mapeamento probabilístico de constelação com taxa adaptativa.Programa Doutoral em Engenharia Eletrotécnic

Hybrid NRZ/Multi-Tone Signaling for High-Speed Low-Power Wireline Transceivers

Over the past few decades, incessant growth of Internet networking traffic and High-Performance Computing (HPC) has led to a tremendous demand for data bandwidth. Digital communication technologies combined with advanced integrated circuit scaling trends have enabled the semiconductor and microelectronic industry to dramatically scale the bandwidth of high-loss interfaces such as Ethernet, backplane, and Digital Subscriber Line (DSL). The key to achieving higher bandwidth is to employ equalization technique to compensate the channel impairments such as Inter-Symbol Interference (ISI), crosstalk, and environmental noise. Therefore, todayâs advanced input/outputs (I/Os) has been equipped with sophisticated equalization techniques to push beyond the uncompensated bandwidth of the system. To this end, process scaling has continually increased the data processing capability and improved the I/O performance over the last 15 years. However, since the channel bandwidth has not scaled with the same pace, the required signal processing and equalization circuitry becomes more and more complicated. Thereby, the energy efficiency improvements are largely offset by the energy needed to compensate channel impairments. In this design paradigm, re-thinking about the design strategies in order to not only satisfy the bandwidth performance, but also to improve power-performance becomes an important necessity. It is well known in communication theory that coding and signaling schemes have the potential to provide superior performance over band-limited channels. However, the choice of the optimum data communication algorithm should be considered by accounting for the circuit level power-performance trade-offs. In this thesis we have investigated the application of new algorithm and signaling schemes in wireline communications, especially for communication between microprocessors, memories, and peripherals. A new hybrid NRZ/Multi-Tone (NRZ/MT) signaling method has been developed during the course of this research. The system-level and circuit-level analysis, design, and implementation of the proposed signaling method has been performed in the frame of this work, and the silicon measurement results have proved the efficiency and the robustness of the proposed signaling methodology for wireline interfaces. In the first part of this work, a 7.5 Gb/s hybrid NRZ/MT transceiver (TRX) for multi-drop bus (MDB) memory interfaces is designed and fabricated in 40 nm CMOS technology. Reducing the complexity of the equalization circuitry on the receiver (RX) side, the proposed architecture achieves 1 pJ/bit link efficiency for a MDB channel bearing 45 dB loss at 2.5 GHz. The measurement results of the first prototype confirm that NRZ/MT serial data TRX can offer an energy-efficient solution for MDB memory interfaces. Motivated by the satisfying results of the first prototype, in the second phase of this research we have exploited the properties of multi-tone signaling, especially orthogonality among different sub-bands, to reduce the effect of crosstalk in high-dense wireline interconnects. A four-channel transceiver has been implemented in a standard CMOS 40 nm technology in order to demonstrate the performance of NRZ/MT signaling in presence of high channel loss and strong crosstalk noise. The proposed system achieves 1 pJ/bit power efficiency, while communicating over a MDB memory channel at 36 Gb/s aggregate data rate

Cost-Effective Spectrally-Efficient Optical Transceiver Architectures for Metropolitan and Regional Links

The work presented herein explores cost-effective optical transceiver architectures for access, metropolitan and regional links. The primary requirement in such links is cost-effectiveness and secondly, spectral efficiency. The bandwidth/data demand is driven by data-intensive Internet applications, such as cloud-based services and video-on-demand, and is rapidly increasing in access and metro links. Therefore, cost-effective optical transceiver architectures offering high information spectral densities (ISDs > 1(b/s)/Hz) need to be implemented over metropolitan distances. Then, a key question for each link length and application is whether coherent- or direct (non-coherent) detection technology offers the best cost and performance trade-off. The performance and complexity limits of both technologies have been studied. Single polarization direct detection transceivers have been reviewed, focusing on their achievable ISDs and reach. It is concluded that subcarrier modulation (SCM) technique combined with single sideband (SSB) and high-order quadrature amplitude modulation (QAM) signaling, enabled by digital signal processing (DSP) based optical transceivers, must be implemented in order to exceed an ISD of 1 (b/s)/Hz in direct-detection links. The complexity can be shifted from the optical to the electrical domain using such transceivers, and hence, the cost can be minimized. In this regard, a detailed performance comparison of two spectrally-efficient direct detection SCM techniques, namely Nyquist-SCM and OFDM, is presented by means of simulations. It is found out that Nyquist-SCM format offers the transmission distances more than double that of OFDM due to its higher resilience to signal-signal beating interference. Following this, dispersion-precompensated SSB 4- and 16-QAM Nyquist-SCM signal formats were experimentally demonstrated using in-phase and quadrature (IQ)-modulators at net optical ISDs of 1.2 and 2 (b/s)/Hz over 800 km and 323 km of standard single-mode fibre (SSMF), respectively. These demonstrations represent record net optical ISDs over such distances among the reported single polarization wavelength division multiplexed (WDM) systems. Furthermore, since the cost-effectiveness is crucial, the optical complexity of Nyquist-SCM transmitters can be significantly reduced by using low-cost modulators and high-linewidth lasers. A comprehensive theoretical study on SSB signal generation using IQ- and dual-drive Mach-Zehnder modulators (DD-MZMs) was carried out to assess their performance for WDM direct detection links. This was followed by an experimental demonstration of WDM transmission over 242 km of SSMF with a net optical ISD of 1.5 (b/s)/Hz, the highest achieved ISD using a DD-MZM-based transmitter. Following the assessment of direct detection technology using various transmitter designs, cost-effective simplified coherent receiver architectures for access and metro networks have been investigated. The optical complexity of the conventional (polarization- and phase-diverse) coherent receiver is significantly simplified, i.e., consisting of a single 3 dB coupler and balanced photodetector, utilizing heterodyne reception and Alamouti polarization-time block coding. Although the achievable net optical ISD is halved compared to a conventional coherent receiver due to Alamouti coding, its receiver sensitivity provides significant gain over a direct detection receiver at M-ary QAM formats where M ≥16

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Techniques en appui des formats de modulation avancés pour les futurs réseaux optiques

Les systèmes de communication optique avec des formats de modulation avancés sont actuellement l’un des sujets de recherche les plus importants dans le domaine de communication optique. Cette recherche est stimulée par les exigences pour des débits de transmission de donnée plus élevés. Dans cette thèse, on examinera les techniques efficaces pour la modulation avancée avec une détection cohérente, et multiplexage par répartition en fréquence orthogonale (OFDM) et multiples tonalités discrètes (DMT) pour la détection directe et la détection cohérente afin d’améliorer la performance de réseaux optiques. Dans la première partie, nous examinons la rétropropagation avec filtre numérique (DFBP) comme une simple technique d’atténuation de nonlinéarité d’amplificateur optique semiconducteur (SOA) dans le système de détection cohérente. Pour la première fois, nous démontrons expérimentalement l’efficacité de DFBP pour compenser les nonlinéarités générées par SOA dans un système de détection cohérente porteur unique 16-QAM. Nous comparons la performance de DFBP avec la méthode de Runge-Kutta quatrième ordre. Nous examinons la sensibilité de performance de DFBP par rapport à ses paramètres. Par la suite, nous proposons une nouvelle méthode d’estimation de paramètre pour DFBP. Finalement, nous démontrons la transmission de signaux de 16-QAM aux taux de 22 Gbaud sur 80km de fibre optique avec la technique d’estimation de paramètre proposée pour DFBP. Dans la deuxième partie, nous nous concentrons sur les techniques afin d’améliorer la performance des systèmes OFDM optiques en examinent OFDM optiques cohérente (CO-OFDM) ainsi que OFDM optiques détection directe (DDO-OFDM). Premièrement, nous proposons une combinaison de coupure et prédistorsion pour compenser les distorsions nonlinéaires d’émetteur de CO-OFDM. Nous utilisons une interpolation linéaire par morceaux (PLI) pour charactériser la nonlinéarité d’émetteur. Dans l’émetteur nous utilisons l’inverse de l’estimation de PLI pour compenser les nonlinéarités induites à l’émetteur de CO-OFDM. Deuxièmement, nous concevons des constellations irrégulières optimisées pour les systèmes DDO-OFDM courte distance en considérant deux modèles de bruit de canal. Nous démontrons expérimentalement 100Gb/s+ OFDM/DMT avec la détection directe en utilisant les constellations QAM optimisées. Dans la troisième partie, nous proposons une architecture réseaux optiques passifs (PON) avec DDO-OFDM pour la liaison descendante et CO-OFDM pour la liaison montante. Nous examinons deux scénarios pour l’allocations de fréquence et le format de modulation des signaux. Nous identifions la détérioration limitante principale du PON bidirectionnelle et offrons des solutions pour minimiser ses effets.Optical communication systems with advanced modulation formats are currently one of the major research focuses of the optical communication community. This research is driven by the ever-increasing demand for higher data transmission rates. In this thesis, we investigate efficient techniques for advanced modulation with coherent detection, and optical orthogonal frequency-division multiplexing (OFDM) and discrete multi-tone (DMT) for both direct detection and coherent detection to improve the performance of optical networks. In the first part, we investigate digital filter back-propagation (DFBP) as a simple semiconductor optical amplifier (SOA) nonlinearity mitigation technique in coherent detection systems. For the first time, we experimentally demonstrate effectiveness of DFBP in compensating for SOA-induced nonlinearities in a 16-ary quadrature amplitude modulation (16-QAM) singlecarrier coherent detection system. We compare performance of DFBP with Runge-Kutta fourth-order method. We examine sensitivity of DFBP performance to its parameters. Afterwards, we propose a novel parameter estimation method for DFBP. Finally, we demonstrate successful transmission of 22 Gbaud 16-QAM signals over 80 km fiber with the proposed parameter estimation technique for DFBP. In the second part, we concentrate on techniques to improve performance of optical OFDM systems, examining both coherent optical OFDM (CO-OFDM) and direct-detection optical OFDM (DDO-OFDM). First, we propose a combination of clipping and predistortion technique to compensate for CO-OFDM transmitter nonlinear distortions. We use piecewise linear interpolation (PLI) for characterizing the transmitter nonlinearity. At the transmitter, we use inverse of the PLI estimate to pre-compensate the nonlinearities induced at the COOFDM transmitter. Second, we design optimized non-square constellations for short-reach DDO-OFDM systems based on two channel noise models. We experimentally demonstrate 100 Gb/s+ OFDM/DMT with direct detection using the optimized QAM constellations. In the third part, we propose and experimentally demonstrate a passive optical network (PON) architecture with DDO-OFDM for the downlink and CO-OFDM for the uplink. We examine two scenarios for the occupied frequency and modulation format of the signals. We identify main limiting impairments of the bidirectional PON and provide solutions to minimize their effects

Overview of high-speed TDM-PON beyond 50 Gbps per wavelength using digital signal processing [Invited Tutorial]

The recent evolution of passive optical network standards and related research activities for physical layer solutions that achieve bit rates well above 10 Gbps per wavelength (lambda) is discussed. We show that the advancement toward 50, 100, and 200 Gbps/lambda will certainly require a strong introduction of advanced digital signal processing (DSP) technologies for linear, and maybe nonlinear, equalization and for forward error correction. We start by reviewing in detail the current standardization activities in the International Telecommunication Union and the Institute of Electrical and Electronics Engineers, and then we present a comparison of the DSP approaches for traditional direct detection solutions and for future coherent detection approaches. (c) 2022 Optica Publishing Grou

Proceedings of the Second International Mobile Satellite Conference (IMSC 1990)

Presented here are the proceedings of the Second International Mobile Satellite Conference (IMSC), held June 17-20, 1990 in Ottawa, Canada. Topics covered include future mobile satellite communications concepts, aeronautical applications, modulation and coding, propagation and experimental systems, mobile terminal equipment, network architecture and control, regulatory and policy considerations, vehicle antennas, and speech compression

Design of a Dual Band Local Positioning System

This work presents a robust dual band local positioning system (LPS) working in the 2.4GHz and 5.8GHz industrial science medical (ISM) bands. Position measurement is based on the frequency-modulated continuous wave (FMCW) radar approach, which uses radio frequency (RF) chirp signals for propagation time and therefore distance measurements. Contrary to state of the art LPS, the presented system uses data from both bands to improve accuracy, precision and robustness. A complete system prototype is designed consisting of base stations and tags encapsulating most of the RF and analogue signal processing in custom integrated circuits. This design approach allows to reduce size and power consumption compared to a hybrid system using off-the-shelf components. Key components are implemented using concepts, which support operation in multiple frequency bands, namely, the receiver consisting of a low noise amplifier (LNA), mixer, frequency synthesizer with a wide band voltage-controlled oscillator (VCO) having broadband chirp generation capabilities and a dual band power amplifier. System imperfections occurring in FMCW radar systems are modelled. Effects neglected in literature such as compression, intermodulation, the influence of automatic gain control, blockers and spurious emissions are modeled. The results are used to derive a specification set for the circuit design. Position estimation from measured distances is done using an enhanced version of the grid search algorithm, which makes use of data from multiple frequency bands. The algorithm is designed to be easily and efficiently implemented in embedded systems. Measurements show a coverage range of the system of at least 245m. Ranging accuracy in an outdoor scenario can be as low as 8.2cm. Comparative dual band position measurements prove an effective outlier filtering in indoor and outdoor scenarios compared to single band results, yielding in a large gain of accuracy. Positioning accuracy in an indoor scenario with an area of 276m² can be improved from 1.27m at 2.4GHz and 1.86m at 5.8GHz to only 0.38m in the dual band case, corresponding to an improvement by at least a factor of 3.3. In a large outdoor scenario of 4.8 km², accuracy improves from 1.88m at 2.4GHz and 5.93m at 5.8GHz to 0.68m with dual band processing, which is a factor of at least 2.8.Die vorliegende Arbeit befasst sich mit dem Entwurf eines robusten lokalen Positionierungssystems (LPS), welches in den lizenzfreien Frequenzbereichen für industrielle, wissenschaftliche und medizinische Zwecke (industrial, scientific, medical, ISM) bei 2,4GHz und 5,8GHz arbeitet. Die Positionsbestimmung beruht auf dem Prinzip des frequenzmodulierten Dauerstrichradars (frequency modulated continuous wave, FMCW-Radar), welches hochfrequente Rampensignale für Laufzeitmessungen und damit Abstandsmessungen benutzt. Im Gegensatz zu aktuellen Arbeiten auf diesem Gebiet benutzt das vorgestellte System Daten aus beiden Frequenzbändern zur Erhöhung der Genauigkeit und Präzision sowie Verbesserung der Robustheit. Ein Prototyp des kompletten Systems bestehend aus Basisstationen und mobilen Stationen wurde entworfen. Fast die gesamte analoge hochfrequente Signalverarbeitungskette wurde als anwendungsspezifische integrierte Schaltung realisiert. Verglichen mit Systemen aus Standardkomponenten erlaubt dieser Ansatz die Miniaturisierung der Systemkomponenten und die Einsparung von Leistung. Schlüsselkomponenten wurden mit Konzepten für mehrbandige oder breitbandige Schaltungen entworfen. Dabei wurden Sender und Empfänger bestehend aus rauscharmem Verstärker, Mischer und Frequenzsynthesizer mit breitbandiger Frequenzrampenfunktion implementiert. Außerdem wurde ein Leistungsverstärker für die gleichzeitige Nutzung der beiden definierten Frequenzbänder entworfen. Um Spezifikationen für den Schaltungsentwurf zu erhalten, wurden in der Fachliteratur vernachlässigte Nichtidealitäten von FMCW-Radarsystemen modelliert. Dazu gehören Signalverzerrungen durch Kompression oder Intermodulation, der Einfluss der automatischen Verstärkungseinstellung sowie schmalbandige Störer und Nebenschwingungen. Die Ergebnisse der Modellierung wurden benutzt, um eine Spezifikation für den Schaltungsentwurf zu erhalten. Die Schätzung der Position aus gemessenen Abständen wurde über eine erweiterte Version des Gittersuchalgorithmus erreicht. Dieser nutzt die Abstandsmessdaten aus beiden Frequenzbändern. Der Algorithmus ist so entworfen, dass er effizient in einem eingebetteten System implementiert werden kann. Messungen zeigen eine maximale Reichweite des Systems von mindestens 245m. Die Genauigkeit von Abstandsmessungen im Freiland beträgt 8,2cm. Positionsmessungen wurden unter Verwendung beider Einzelbänder durchgeführt und mit den Ergebnissen des Zweiband-Gittersuchalgorithmus verglichen. Damit konnte eine starke Verbesserung der Positionsgenauigkeit erreicht werden. Die Genauigkeit in einem Innenraum mit einer Grundfläche von 276m² kann verbessert werden von 1,27m bei 2,4GHz und 1,86m bei 5,8GHz zu nur 0,38m im Zweibandverfahren. Das entspricht einer Verbesserung um einen Faktor von mindestens 3,3. In einem größeren Außenszenario mit einer Fläche von 4,8 km² verbessert sich die Genauigkeit um einen Faktor von mindestens 2,8 von 1,88m bei 2,4GHz und 5,93m bei 5,8GHz auf 0,68m bei Nutzung von Daten aus beiden Frequenzbändern