Advanced DSP for coherent optical fiber communication

In this paper, we provide an overview of recent progress on advanced digital signal processing (DSP) techniques for high-capacity long-haul coherent optical fiber transmission systems. Not only the linear impairments existing in optical transmission links need to be compensated, but also, the nonlinear impairments require proper algorithms for mitigation because they become major limiting factors for long-haul large-capacity optical transmission systems. Besides the time domain equalization (TDE), the frequency domain equalization (FDE) DSP also provides a similar performance, with a much-reduced computational complexity. Advanced DSP also plays an important role for the realization of space division multiplexing (SDM). SDM techniques have been developed recently to enhance the system capacity by at least one order of magnitude. Some impressive results have been reported and have outperformed the nonlinear Shannon limit of the single-mode fiber (SMF). SDM introduces the space dimension to the optical fiber communication. The few-mode fiber (FMF) and multi-core fiber (MCF) have been manufactured for novel multiplexing techniques such as mode-division multiplexing (MDM) and multi-core multiplexing (MCM). Each mode or core can be considered as an independent degree of freedom, but unfortunately, signals will suffer serious coupling during the propagation. Multi-input−multi-output (MIMO) DSP can equalize the signal coupling and makes SDM transmission feasible. The machine learning (ML) technique has attracted worldwide attention and has been explored for advanced DSP. In this paper, we firstly introduce the principle and scheme of coherent detection to explain why the DSP techniques can compensate for transmission impairments. Then corresponding technologies related to the DSP, such as nonlinearity compensation, FDE, SDM and ML will be discussed. Relevant techniques will be analyzed, and representational results and experimental verifications will be demonstrated. In the end, a brief conclusion and perspective will be provided

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Study and application of spectral monitoring techniques for optical network optimization

One of the possible ways to address the constantly increasing amount of heterogeneous and variable internet traffic is the evolution of the current optical networks towards a more flexible, open, and disaggregated paradigm. In such scenarios, the role played by Optical Performance Monitoring (OPM) is fundamental. In fact, OPM allows to balance performance and specification mismatches resulting from the disaggregation adoption and provides the control plane with the necessary feedback to grant the optical networks an adequate automation level. Therefore, new flexible and cost-effective OPM solutions are needed, as well as novel techniques to extract the desired information from the monitored data and process and apply them. In this dissertation, we focus on three aspects related to OPM. We first study a monitoring data plane scheme to acquire the high resolution signal optical spectra in a nonintrusive way. In particular, we propose a coherent detection based Optical Spectrum Analyzer (OSA) enhanced with specific Digital Signal Processing (DSP) to detect spectral slices of the considered optical signals. Then, we identify two main placement strategies for such monitoring solutions, enhancing them using two spectral processing techniques to estimate signal- and optical filter-related parameters. Specifically, we propose a way to estimate the Amplified Spontaneous Emission (ASE) noise or its related Optical Signal-to-Noise (OSNR) using optical spectra acquired at the egress ports of the network nodes and the filter central frequency and 3/6 dB bandwidth, using spectra captured at the ingress ports of the network nodes. To do so, we leverage Machine Learning (ML) algorithms and the function fitting principle, according to the considered scenario. We validate both the monitoring strategies and their related processing techniques through simulations and experiments. The obtained results confirm the validity of the two proposed estimation approaches. In particular, we are able to estimate in-band the OSNR/ASE noise within an egress monitor placement scenario, with a Maximum Absolute Error (MAE) lower than 0.4 dB. Moreover, we are able to estimate the filter central frequency and 3/6 dB bandwidth, within an ingress optical monitor placement scenario, with a MAE lower than 0.5 GHz and 0.98 GHz, respectively. Based on such evaluations, we also compare the two placement scenarios and provide guidelines on their implementation. According to the analysis of specific figures of merit, such as the estimation of the Signal-to-Noise Ratio (SNR) penalty introduced by an optical filter, we identify the ingress monitoring strategy as the most promising. In fact, when compared to scenarios where no monitoring strategy is adopted, the ingress one reduced the SNR penalty estimation by 92%. Finally, we identify a potential application for the monitored information. Specifically, we propose a solution for the optimization of the subchannel spectral spacing in a superchannel. Leveraging convex optimization methods, we implement a closed control loop process for the dynamical reconfiguration of the subchannel central frequencies to optimize specific Quality of Transmission (QoT)-related metrics. Such a solution is based on the information monitored at the superchannel receiver side. In particular, to make all the subchannels feasible, we consider the maximization of the total superchannel capacity and the maximization of the minimum superchannel subchannel SNR value. We validate the proposed approach using simulations, assuming scenarios with different subchannel numbers, signal characteristics, and starting frequency values. The obtained results confirm the effectiveness of our solution. Specifically, compared with the equally spaced subchannel scenario, we are able to improve the total and the minimum subchannel SNR values of a four subchannel superchannel, of 1.45 dB and 1.19 dB, respectively.Una de las posibles formas de hacer frente a la creciente cantidad de tráfico heterogéneo y variable de Internet es la evolución de las actuales redes ópticas hacia un paradigma más flexible, abierto y desagregado. En estos escenarios, el papel que desempeña el modulo óptico de monitorización de prestaciones (OPM) es fundamental. De hecho, el OPM permite equilibrar los desajustes de rendimiento y especificación, los cuales surgen con la adopción de la desagregación; del mismo modo el OPM también proporciona al plano de control la realimentación necesaria para otorgar un nivel de automatización adecuado a las redes ópticas. En esta tesis, nos centramos en tres aspectos relacionados con el OPM. En primer lugar, estudiamos un esquema de monitorización para adquirir, de forma no intrusiva, los espectros ópticos de señales de alta resolución. En concreto, proponemos un analizador de espectro óptico (OSA) basado en detección coherente y mejorado con un específico procesado digital de señal (DSP) para detectar cortes espectrales de las señales ópticas consideradas. A continuación, presentamos dos técnicas de colocación para dichas soluciones de monitorización, mejorándolas mediante dos técnicas de procesamiento espectral para estimar los parámetros relacionados con la señal y el filtro óptico. Específicamente, proponemos un método para estimar el ruido de emisión espontánea amplificada (ASE), o la relación de señal-ruido óptica (OSNR), utilizando espectros ópticos adquiridos en los puertos de salida de los nodos de la red. Del mismo modo, estimamos la frecuencia central del filtro y el ancho de banda de 3/6 dB, utilizando espectros capturados en los puertos de entrada de los nodos de la red. Para ello, aprovechamos los algoritmos de Machine Learning (ML) y el principio de function fitting, según el escenario considerado. Validamos tanto las estrategias de monitorización como las técnicas de procesamiento mediante simulaciones y experimentos. Se puede estimar en banda el ruido ASE/OSNR en un escenario de colocación de monitores de salida, con un Maximum Absolute Error (MAE) inferior a 0.4 dB. Además, se puede estimar la frecuencia central del filtro y el ancho de banda de 3/6 dB, dentro de un escenario de colocación de monitores ópticos de entrada, con un MAE inferior a 0.5 GHz y 0.98 GHz, respectivamente. A partir de estas evaluaciones, también comparamos los dos escenarios de colocación y proporcionamos directrices sobre su aplicación. Según el análisis de específicas figuras de mérito, como la estimación de la penalización de la relación señal-ruido (SNR) introducida por un filtro óptico, demostramos que la estrategia de monitorización de entrada es la más prometedora. De hecho, utilizar un sistema de monitorización de entrada redujo la estimación de la penalización del SNR en un 92%. Por último, identificamos una posible aplicación para la información monitorizada. En concreto, proponemos una solución para la optimización del espaciado espectral de los subcanales en un supercanal. Aprovechando los métodos de optimización convexa, implementamos un proceso cíclico de control cerrado para la reconfiguración dinámica de las frecuencias centrales de los subcanales con el fin de optimizar métricas específicas relacionadas con la calidad de la transmisión (QoT). Esta solución se basa en la información monitorizada en el lado del receptor del supercanal. Validamos el enfoque propuesto mediante simulaciones, asumiendo escenarios con un diferente número de subcanales, distintas características de la señal, y diversos valores de la frecuencia inicial. Los resultados obtenidos confirman la eficacia de nuestra solución. Más específicatamente, en comparación con el escenario de subcanales igualmente espaciados, se pueden mejorar los valores totales y minimos de SNR de los subcanales de un supercanal de cuatro subcanales, de 1.45 dB y 1.19 dB, respectivamentePostprint (published version

Analytical Models and Artificial Intelligence for Open and Partially Disaggregated Optical Networks

L'abstract è presente nell'allegato / the abstract is in the attachmen

Enhanced PON Infrastructure Enabled by Silicon Photonics

Les systèmes de courte portée et de détection directe sont le dernier/premier kilomètre de la fourniture des services Internet d'aujourd'hui. Deux cas d'application sont abordés dans cette thèse, l'un concerne l'amélioration des performances des services Internet par la Fibre-To-TheHome ou les réseaux optiques passifs (PONs). L'autre est le radio access network (RAN) pour le fronthaul. Notre objectif pour RAN est de superposer les signaux 5G sur une infrastructure PON. Nous démontrons expérimentalement la génération d'un signal de répartition multiplexée de fréquences orthogonales (OFDM) à bande latérale unique en utilisant un modulateur IQ sur puce basé sur les photoniques au silicium à micro-anneau. Il s'agit d'une solution à coût bas permettant aux PONs d'augmenter les débits de données grâce à l'utilisation d'OFDM. Nous avons généré un signal OFDM à large bande avec un ratio de suppression de bande latérale de plus de 18 dB. Afin de confirmer la robustesse de la dispersion chromatique (CD), nous transmettons le signal généré OFDM SSB dans plus de 20 km de fibre de monomode standard. Aucun fading induit par la CD n'a été observé et le taux d'erreur sur les bits était bon. Nous proposons une solution de photoniques au silicium pour un réseau optique passif afin de mitiger l'interférence de battement signal-signal (SSBI) dans la transmission OFDM, et de récupérer une partie des porteuses de la liaison descendante pour une utilisation dans la liaison montante. Le sous-système recrée les interférences à une entrée du détecteur équilibré ; le signal de données corrompu par SSBI est à la deuxième entrée. L'annulation se produit via la soustraction dans la détection équilibrée. Comme notre solution de photoniques au silicium (SiP) ne peut pas filtrer les signaux idéalement, nous examinons un facteur d'échelle introduit dans la détection équilibrée qui peut balancer les effets de filtrage non idéaux. Nous montrons expérimentalement l'annulation de l'interférence donne de bonnes performances même avec une porteuse faible, soit pour un ratio porteuse/signal ultra bas de 0 dB. Bien que notre solution soit sensible aux effets de la température, notre démonstration expérimentale montre que le réglage de la fréquence résonante peut dériver jusqu'à 12 GHz de la valeur ciblée et présenter toujours de bonnes performances. Nous effectuons des simulations extensives du schéma d'annulation SSBI proposé, et suggérons une diverse conception polarisée pour le sous-système SiP. Nous examinons via la simulation la vulnérabilité à la variation de température et introduisons une nouvelle métrique de performance : Q-facteur minimum garanti. Nous nous servons de cette métrique pour évaluer la robustesse d'annulation SSBI contre la dérive de fréquence induite par les changements de température. Nous maximisons l'efficacité spectrale sous différentes conditions du système en balayant les paramètres de conception contrôlables. Finalement, les résultats de la simulation du système fournissent des indications sur la conception du résonateur micro-anneau, ainsi que sur le choix de la bande de garde et du format de modulation pour obtenir la plus grande efficacité spectrale. Finalement, nous nous concentrons sur la superposition des signaux 5G sur une infrastructure PON pour RAN. Nous expérimentalement validons un sous-système photonique au silicium conçu pour les réseaux optiques passifs avec réutilisation de porteuses et compatibilité radiosur-fibre (RoF) analogique 5G. Le sous-système permet la détection simultanée des signaux RoF et du signal PON transmis dans une seule tranche assignée de longueur d'onde. Tout en maintenant une qualité suffisante de détection des signaux RoF et PON, il n'y a que la puissance minimale de la porteuse qui est extraite pour chaque détection, ce qui conserve ainsi la puissance de la porteuse pour la modulation de liaison montante. Nous réalisons une suppression efficace du signal de liaison descendante en laissant une porteuse propre et forte pour la remodulation. Nous démontrons expérimentalement le signal RoF de liaison montante via un modulateur à micro-anneau. Nous avons détecté avec succès un signal à large bande de 8 GHz et cinq signaux RoF de 125 MHz simultanément. Et deux signaux RoF de 125 MHz sont remodulés sur la même porteuse. Le signal RoF de liaison montante généré est de 13 dB de plus que les signaux de liaison descendante, ce qui indique leur robustesse contre la diaphonie des signaux résiduels de la liaison descendante.Short reach, direct detection systems are the last/first mile of today's internet service provision. Two use cases are addressed in this thesis, one is for enhancing performance of Internet services on fiber-to-the-home or passive optical networks (PON). The other is radio access networks (RAN) for fronthaul. Our focus for RAN is to overlay 5G signals on a PON infrastructure. We experimentally demonstrate the generation of a single-sideband orthogonal frequency division multiplexed (OFDM) signal using an on-chip silicon photonics microring-based IQ modulator. This is a low cost solution enabling PONs to increase data rates through the use of OFDM. We generated a wideband OFDM signal with over 18 dB sideband suppression ratio. To confirm chromatic dispersion (CD) robustness, we transmit the generated SSB OFDM signal over 20 km of standard single mode fiber. No CD-induced fading was observed and bit error rate was good. We propose a silicon photonics solution for a passive optical network to mitigate signal-signal beat interference (SSBI) in OFDM transmission, and to recuperate a part of the downlink carrier for use in the uplink. The subsystem recreates the interference at one balanced detector input; the data signal corrupted with SSBI is at the second input. Cancellation occurs via subtraction in the balanced detection. As our silicon photonics (SiP) solution cannot filter the signals ideally, we examine a scaling factor to be introduced to the balanced detection that can trade-off the non-ideal filtering effects. We show experimentally that the interference is cancelled, allowing good performance even with a weak carrier, that is, for ultra low carrier to signal ratio of 0 dB. Although our solution is sensitive to temperature effects, our experimental demonstration shows the tuning of the resonant frequency can drift by as much as 12 GHz from the targeted value and still provide good performance. We perform extensive simulations of the proposed SSBI cancellation scheme, and suggest a polarization diverse design for the SiP subsystem. We examine via simulation the vulnerability to temperature variation and introduce a new performance metric: minimum guaranteed Qfactor. We use this metric to evaluate the SSBI cancellation robustness against the frequency drift induced by temperature changes. We maximize the spectral efficiency under different system conditions by sweeping the controllable design parameters. Finally the system simulation results provide guidance on the microring resonator design, as well as choice of guard band and modulation format to achieve the highest spectral efficiency. Finally, we turn to focus on overlay 5G signals on a PON infrastructure for RAN. We experimentally validate a silicon photonic subsystem designed for passive optical networks with carrier reuse and 5G analog radio-over-fiber (RoF) compatibility. The subsystem enables the simultaneous detection of RoF signals and a PON signal transmitted in a single assigned wavelength slot. While maintaining sufficient quality of RoF and PON signal detection, only the minimum carrier power is leached off for each detection, thus conserving carrier power for uplink modulation. We realize effective downlink signal suppression to leave a clean and strong carrier for remodulation. We demonstrate experimentally the RoF uplink signal via a micro ring modulator. We successfully detected an 8 GHz broadband signal and five 125 MHz RoF signals simultaneously. And two 125 MHz radio over fiber signals are remodulated onto the same carrier. The generated uplink RoF signal is 13 dB over the downlink signals, indicating their robustness against the crosstalk from residual downlink signals

Minimization of Interchannel Interference E ects in Nyquist-WDM Systems

ABSTRACT: The need of increasing the capacity of current deployed optical networks to perform terabits transmissions has been driven to the development of superchannel systems, (principally based on Nyquist-WDM) to be carried out in flexible grid or gridless scenarios. Nevertheless, one of the main issues to be mitigated in these systems is the interchannel interference (ICI), whose effect is intensified when the spectral channel spacing is reduced (for further spectral efficiency increment). In this thesis, we present a study of the ICI effects in Nyquist-WDM systems by means of BER calculation as a function of several system parameters such as: frequency channel spacing, roll-off factor of the digital pulse-shaping filter, laser's linewidth, transmission distance, mark probability of the pseudo-random bit sequence, optical-to-signal noise ratio, among others. Besides, two methods enabling ICI mitigation are proposed: on one hand, a method based on FEC-coded sequence distribution among optical carriers for applications of multiple carriers (superchannels) as a single entity, and on the other hand, a method to perform nonsymmetrical demodulation (NSD) based on the k-means algorithm enabling time-varying distortions mitigation. In contradiction of techniques for ICI mitigation in recent art, these proposals avoid the use of multiple-input multiple-output equalizers or training sequences. Specifically, for NSD approach, information of adjacent channels is not required