Optimality Properties, Distributed Strategies, and Measurement-Based Evaluation of Coordinated Multicell OFDMA Transmission

The throughput of multicell systems is inherently limited by interference and the available communication resources. Coordinated resource allocation is the key to efficient performance, but the demand on backhaul signaling and computational resources grows rapidly with number of cells, terminals, and subcarriers. To handle this, we propose a novel multicell framework with dynamic cooperation clusters where each terminal is jointly served by a small set of base stations. Each base station coordinates interference to neighboring terminals only, thus limiting backhaul signalling and making the framework scalable. This framework can describe anything from interference channels to ideal joint multicell transmission. The resource allocation (i.e., precoding and scheduling) is formulated as an optimization problem (P1) with performance described by arbitrary monotonic functions of the signal-to-interference-and-noise ratios (SINRs) and arbitrary linear power constraints. Although (P1) is non-convex and difficult to solve optimally, we are able to prove: 1) Optimality of single-stream beamforming; 2) Conditions for full power usage; and 3) A precoding parametrization based on a few parameters between zero and one. These optimality properties are used to propose low-complexity strategies: both a centralized scheme and a distributed version that only requires local channel knowledge and processing. We evaluate the performance on measured multicell channels and observe that the proposed strategies achieve close-to-optimal performance among centralized and distributed solutions, respectively. In addition, we show that multicell interference coordination can give substantial improvements in sum performance, but that joint transmission is very sensitive to synchronization errors and that some terminals can experience performance degradations.Comment: Published in IEEE Transactions on Signal Processing, 15 pages, 7 figures. This version corrects typos related to Eq. (4) and Eq. (28

On precoding for overlapped clustering in a measured urban macrocellular environment

In this paper, we study the performance of precoding schemes for cooperative transmission of multiple coherent base stations (BSs) that allow for overlapped clustering in a measured urban macrocellular environment at 2.66 GHz, in order to verify previous findings obtained by using simulated channel data. The evaluated precoding schemes include zero-forcing (ZF), layered virtual signal-to-interference-plus-noise ratio (SINR) maximization (LVSM) and clustered virtual SINR maximization (CVSM). The results show that the sum rate of the CVSM scheme outperforms the other precoding schemes. In addition, the ZF achieves higher rates than the LVSM, except when the channel condition is poor. When greedy proportional user scheduling is considered, the CVSM scheme and the ZF scheme offer similar performance, whereas the LVSM scheme gives little gain over a non-cooperative transmission scheme used as the baseline

Power Allocation for Uplink Communications of Massive Cellular-Connected UAVs

Cellular-connected unmanned aerial vehicle (UAV) has attracted a surge of research interest in both academia and industry. To support aerial user equipment (UEs) in the existing cellular networks, one promising approach is to assign a portion of the system bandwidth exclusively to the UAV-UEs. This is especially favorable for use cases where a large number of UAV-UEs are exploited, e.g., for package delivery close to a warehouse. Although the nearly line-of-sight (LoS) channels can result in higher powers received, UAVs can in turn cause severe interference to each other in the same frequency band. In this contribution, we focus on the uplink communications of massive cellular-connected UAVs. Different power allocation algorithms are proposed to either maximize the minimal spectrum efficiency (SE) or maximize the overall SE to cope with severe interference based on the successive convex approximation (SCA) principle. One of the challenges is that a UAV can affect a large area meaning that many more UAV-UEs must be considered in the optimization problem, which is essentially different from that for terrestrial UEs. The necessity of single-carrier uplink transmission further complicates the problem. Nevertheless, we find that the special property of large coherent bandwidths and coherent times of the propagation channels can be leveraged. The performances of the proposed algorithms are evaluated via extensive simulations in the full-buffer transmission mode and bursty-traffic mode. Results show that the proposed algorithms can effectively enhance the uplink SEs. This work can be considered the first attempt to deal with the interference among massive cellular-connected UAV-UEs with optimized power allocations

Power Allocation for Uplink Communications of Massive Cellular-Connected UAVs

Cellular-connected unmanned aerial vehicle (UAV) has attracted a surge of research interest in both academia and industry. To support aerial user equipment (UEs) in the existing cellular networks, one promising approach is to assign a portion of the system bandwidth exclusively to the UAV-UEs. This is especially favorable for use cases where a large number of UAV-UEs are exploited, e.g., for package delivery close to a warehouse. Although the nearly line-of-sight (LoS) channels can result in higher powers received, UAVs can in turn cause severe interference to each other in the same frequency band. In this contribution, we focus on the uplink communications of massive cellular-connected UAVs. Different power allocation algorithms are proposed to either maximize the minimal spectrum efficiency (SE) or maximize the overall SE to cope with severe interference based on the successive convex approximation (SCA) principle. One of the challenges is that a UAV can affect a large area meaning that many more UAV-UEs must be considered in the optimization problem, which is essentially different from that for terrestrial UEs. The necessity of single-carrier uplink transmission further complicates the problem. Nevertheless, we find that the special property of large coherent bandwidths and coherent times of the propagation channels can be leveraged. The performances of the proposed algorithms are evaluated via extensive simulations in the full-buffer transmission mode and bursty-traffic mode. Results show that the proposed algorithms can effectively enhance the uplink SEs. This work can be considered the first attempt to deal with the interference among massive cellular-connected UAV-UEs with optimized power allocations

Distributed Cooperative Communications and Wireless Power Transfer

In telecommunications, distributed cooperative communications refer to techniques which allow different users in a wireless network to share or combine their information in order to increase diversity gain or power gain. Unlike conventional point-to-point communications maximizing the performance of the individual link, distributed cooperative communications enable multiple users to collaborate with each other to achieve an overall improvement in performance, e.g., improved range and data rates. The first part of this dissertation focuses the problem of jointly decoding binary messages from a single distant transmitter to a cooperative receive cluster. The outage probability of distributed reception with binary hard decision exchanges is compared with the outage probability of ideal receive beamforming with unquantized observation exchanges. Low- dimensional analysis and numerical results show, via two simple but surprisingly good approximations, that the outage probability performance of distributed reception with hard decision exchanges is well-predicted by the SNR of ideal receive beamforming after subtracting a hard decision penalty of slightly less than 2 dB. These results, developed in non-asymptotic regimes, are consistent with prior asymptotic results (for a large number of nodes and low per-node SNR) on hard decisions in binary communication systems. We next consider the problem of estimating and tracking channels in a distributed transmission system with multiple transmitters and multiple receivers. In order to track and predict the effective channel between each transmit node and each receive node to facilitate coherent transmission, a linear time-invariant state- space model is developed and is shown to be observable but nonstabilizable. To quantify the steady-state performance of a Kalman filter channel tracker, two methods are developed to efficiently compute the steady-state prediction covariance. An asymptotic analysis is also presented for the homogenous oscillator case for systems with a large number of transmit and receive nodes with closed-form results for all of the elements in the asymptotic prediction covariance as a function of the carrier frequency, oscillator parameters, and channel measurement period. Numeric results confirm the analysis and demonstrate the effect of the oscillator parameters on the ability of the distributed transmission system to achieve coherent transmission. In recent years, the development of efficient radio frequency (RF) radiation wireless power transfer (WPT) systems has become an active research area, motivated by the widespread use of low-power devices that can be charged wirelessly. In this dissertation, we next consider a time division multiple access scenario where a wireless access point transmits to a group of users which harvest the energy and then use this energy to transmit back to the access point. Past approaches have found the optimal time allocation to maximize sum throughput under the assumption that the users must use all of their harvested power in each block of the harvest-then-transmit protocol. This dissertation considers optimal time and energy allocation to maximize the sum throughput for the case when the nodes can save energy for later blocks. To maximize the sum throughput over a finite horizon, the initial optimization problem is separated into two sub-problems and finally can be formulated into a standard box- constrained optimization problem, which can be solved efficiently. A tight upper bound is derived by relaxing the energy harvesting causality. A disadvantage of RF-radiation based WPT is that path loss effects can significantly reduce the amount of power received by energy harvesting devices. To overcome this problem, recent investigations have considered the use of distributed transmit beamforming (DTB) in wireless communication systems where two or more individual transmit nodes pool their antenna resources to emulate a virtual antenna array. In order to take the advantages of the DTB in the WPT, in this dissertation, we study the optimization of the feedback rate to maximize the energy efficiency in the WPT system. Since periodic feedback improves the beamforming gain but requires the receivers to expend energy, there is a fundamental tradeoff between the feedback period and the efficiency of the WPT system. We develop a new model to combine WPT and DTB and explicitly account for independent oscillator dynamics and the cost of feedback energy from the receive nodes. We then formulate a Normalized Weighted Mean Energy Harvesting Rate (NWMEHR) maximization problem to select the feedback period to maximize the weighted averaged amount of net energy harvested by the receive nodes per unit of time as a function of the oscillator parameters. We develop an explicit method to numerically calculate the globally optimal feedback period