An investigation into the performance of a power-of-two coefficient transversal equalizer in a 34Mbit/s QPSK digital radio during frequency-selective fading conditions

Bibliography: leaves 82-91.Under certain atmospheric conditions, multipath propagation can occur. The interaction of radio waves arriving at a receiver, having travelled via paths of differing length, results in the phenomenon of frequency-selective fading. This phenomenon manifests as a notch in the received spectrum and causes a severe degradation in the performance of a digital radio system. As the total power in the received bandwidth may be unaffected, the Automatic Gain Control is not able to correct for this distortion, and so other methods are required. The dissertation commences with a summary of the phenomenon of multipath as this provides the context for the investigations which follow. The adaptive equalizer was developed to combat the distortion introduced by frequency-selective fading. It achieves this by applying an estimate of the inverse of the distorting channel's transfer function. The theory on adaptive equalizers has been well established, and a summary of this theory is presented in the form of Wiener Filter theory and the Wiener-Hopf equations. An adaptive equalizer located in a 34MBit/s QPSK digital radio is required to operate at very high speed, and its digital hardware implementation is not a trivial task. In order to reduce the cost and complexity, a compromise was proposed. If the tap weights of the equalizer could be represented by power-of-two binary numbers, the equalizer circuitry can be dramatically simplified. The aim of the dissertation was to investigate the performance of this simplified equalizer structure and to determine whether a power-of-two equalizer was a viable consideration

Adaptive equalizers for multipath compensation in digital microwave communications

SIGLEAvailable from British Library Document Supply Centre- DSC:D82998 / BLDSC - British Library Document Supply CentreGBUnited Kingdo

Design of Energy-Efficient A/D Converters with Partial Embedded Equalization for High-Speed Wireline Receiver Applications

As the data rates of wireline communication links increases, channel impairments such as skin effect, dielectric loss, fiber dispersion, reflections and cross-talk become more pronounced. This warrants more interest in analog-to-digital converter (ADC)-based serial link receivers, as they allow for more complex and flexible back-end digital signal processing (DSP) relative to binary or mixed-signal receivers. Utilizing this back-end DSP allows for complex digital equalization and more bandwidth-efficient modulation schemes, while also displaying reduced process/voltage/temperature (PVT) sensitivity. Furthermore, these architectures offer straightforward design translation and can directly leverage the area and power scaling offered by new CMOS technology nodes. However, the power consumption of the ADC front-end and subsequent digital signal processing is a major issue. Embedding partial equalization inside the front-end ADC can potentially result in lowering the complexity of back-end DSP and/or decreasing the ADC resolution requirement, which results in a more energy-effcient receiver. This dissertation presents efficient implementations for multi-GS/s time-interleaved ADCs with partial embedded equalization. First prototype details a 6b 1.6GS/s ADC with a novel embedded redundant-cycle 1-tap DFE structure in 90nm CMOS. The other two prototypes explain more complex 6b 10GS/s ADCs with efficiently embedded feed-forward equalization (FFE) and decision feedback equalization (DFE) in 65nm CMOS. Leveraging a time-interleaved successive approximation ADC architecture, new structures for embedded DFE and FFE are proposed with low power/area overhead. Measurement results over FR4 channels verify the effectiveness of proposed embedded equalization schemes. The comparison of fabricated prototypes against state-of-the-art general-purpose ADCs at similar speed/resolution range shows comparable performances, while the proposed architectures include embedded equalization as well

Advanced Signal Processing for Pulse-Amplitude Modulation Optical Transmission Systems

[ES] Los sistemas de transmisión óptica no-coherente se emplean actualmente en las redes ópticas de corto alcance (< 80 km), como son las redes de ámbito metropolitano. La implementación más común en el estado del arte se basa en sistemas que emplean multiplexación por división en longitud de onda (WDM, wavelength division multiplexing) de cuatro longitudes de onda (¿) proporcionando un régimen binario de 100 Gbps (4¿×25 Gbps). En los últimos años, los sistemas de transmisión ópticos no-coherentes están evolucionando desde 100 Gbps a 400 Gbps (4¿×100 Gbps). Dado que este mercado comprende un gran número de sistemas, el coste es un parámetro importante que debe ser lo más bajo posible. El objetivo de esta tesis es investigar distintos aspectos del procesado de señal en general y, específicamente, investigar nuevas técnicas de procesado digital de señal (DSP, digital signal processing) que puedan ser utilizadas en sistemas de transmisión óptica no-coherentes empleando la modulación por amplitud de pulsos (PAM, pulse-amplitude modulation). Para que una técnica DSP sea interesante en el contexto de una red óptica WDM no-coherente, esta debe mitigar de manera efectiva al menos una de las tres limitaciones principales que afectan a estos sistemas: limitaciones de ancho de banda, limitaciones por dispersión cromática (CD), y el ruido. En esta tesis se proponen y examinan una serie de algoritmos cuyo su rendimiento es analizado mediante simulación y experimentalmente en laboratorio: - Feed-forward equalizer (FFE): este es el esquema de ecualización más común que se emplea principalmente en las transmisiones ópticas no-coherentes de alto régimen binario. Puede compensar grandes limitaciones en el ancho de banda. - Estimación de la secuencia de máxima verosimilitud (MLSE): el MLSE es un detector óptimo y, por lo tanto, proporciona las mejores prestaciones en detección cuando se abordan las limitaciones por CD y de ancho de banda. - Conformación geométrica de la constelación: en los esquemas de modulación de intensidad óptica multinivel, la distancia entre los niveles de amplitud puede ajustarse adecuadamente (de manera que no son equidistantes) a fin de aumentar la tolerancia de la señal frente al ruido. - Conformación probabilística: técnica diseñada específicamente para esquemas de modulación multinivel. Esta técnica ajusta la probabilidad de cada nivel de amplitud de modo que se incrementa la tolerancia al ruido óptico. - Señalización de respuesta parcial (PRS, partial signaling response): este es un enfoque basado en DSP donde una interferencia entre símbolos (ISI, inter-symbol interference) controlada es introducida intencionalmente de tal manera que la señal resultante requiere menos ancho de banda. La técnica PRS puede adaptarse para combatir también el efecto de CD. - Pre-énfasis digital (DPE, digital pre-emphasis): esta técnica consiste en aplicar el inverso de la función de transferencia del sistema a la señal en el transmisor, lo que reduce el impacto de las limitaciones de ancho de banda en el receptor. - Modulación con codificación Trellis (TCM, Trellis-coded modulation): esquema de modulación que combina elementos de corrección de errores (FEC, forward error correction) con técnicas de partición en conjuntos y modulación multidimensional para generar una señal más resistente al ruido. - Modulación multidimensional por partición en conjuntos: muy similar a TCM, pero sin ningún elemento FEC. Tiene menos ganancias que TCM en términos de tolerancia al ruido, pero no es tan sensible al ISI. Utilizando estas técnicas, esta tesis demuestra que es posible lograr una transmisión óptica con régimen binario de 100 Gbps/¿ empleando componentes de bajo coste. En esta tesis también demuestra regímenes binarios de más de 200 Gbps, lo que indica que la transmisión óptica no-coherente con modulación PAM puede ser una solución viable y eficiente en coste[CA] Actualment, s'utilitzen sistemes òptics no coherents en xarxes òptiques de curt abast ( < 80 km), com són les xarxes d'àmbit metropolità. La implementació més comuna que podem trobar en l'estat de l'art es correspon amb sistemes emplenant multiplexació per divisió en longitud d'ona (WDM, wavelength division multiplexing) de quatre longituds d'ona (¿) proporcionant un règim binari de 100 Gbps (4¿×25 Gbps). En els últims anys, els sistemes de transmissió òptica no-coherents han evolucionat des de 100 Gbps cap a 400 Gbps (100 Gbps/¿). Atès que el mercat de sistemes de curt abast compren un gran volum de dispositius òptics instal·lats, el cost unitari és molt important i ha de ser el més baix possible. L'objectiu d'aquesta tesi és analitzar aspectes del processament de senyal en general i, específicament, investigar noves tècniques de processament digital de senyal (DSP, digital signal processing) que puguen ser utilitzades en sistemes de transmissió òptica no-coherent que utilitzen la modulació per amplitud d'impulsos (PAM, pulse-amplitude modulation). Per tal que una tècnica DSP es considere interessant per a una xarxa òptica WDM no-coherent, aquesta ha de mitigar efectivament almenys una de les tres principals limitacions que afecten aquests sistemes: limitacions d'ample de banda, limitacions per dispersió cromàtica (CD), i el soroll. En aquesta tesi s'examinen una sèrie d'algoritmes, el seu rendiment s'analitza per simulació i experimentalment en laboratori: - Feed-forward equalizer (FFE): aquest és l'esquema d'equalització més comú i s'utilitza bàsicament en les transmissions òptiques no coherents d'alt règim binari. Pot compensar grans quantitats de limitacions d'ample de banda. - Estimació de la seqüència de probabilitat màxima (MLSE): el MLSE és un detector òptim i, per tant, proporciona el millor rendiment quan es tracta de limitacions d'ample de banda i de CD. - Conformació geomètrica de la constel·lació: en esquemes de modulació òptica d'intensitat multinivell es pot ajustar la distància entre els nivells d'amplitud (de manera que ja no són equidistants) per augmentar la tolerància del senyal al soroll. - Conformació probabilística: una tècnica dissenyada específicament per als esquemes de modulació multinivell; ajusta la probabilitat de cada nivell d'amplitud de manera que augmenta la tolerància al soroll òptic. - Senyalització de resposta parcial (PRS, partial signaling response): és un enfocament basat en DSP on la interferència entre símbols (ISI, inter-symbol interference) controlada s'introdueix intencionalment de manera que el senyal resultant requereix menys ample de banda. La tècnica PRS es pot adaptar per combatre els efectes del CD. - Pre-èmfasi digital (DPE, digital pre-emphasis): aquesta tècnica consisteix a aplicar la inversió de la funció de transferència del sistema a la senyal en el transmissor de manera que es redueix l'impacte de les limitacions d'ample de banda en la senyal en el receptor. - Modulació amb codificació Trellis (TCM, Trellis-coded modulation): esquema de modulació que combina els elements de correcció d'errors avançats (FEC, forward error correction) amb tècniques de partionament de conjunts i modulació multidimensional per generar un senyal més resistent al soroll. - Modulació multidimensional per partició en conjuntes: molt similar a TCM però sense elements FEC. Té guanys menors que TCM en termes de tolerància al soroll, però no és tan sensible a l'ISI. Mitjançant l'ús d'aquestes tècniques, aquesta tesi demostra que és possible aconseguir una transmissió òptica amb un règim binari de 100 Gbps/¿ utilitzant components de baix cost. Esta tesi també demostra règims binaris de més de 200 Gbps, el que indica que la tecnologia no-coherent amb modulació PAM és una solució viable i eficient en cost per a una nova generació de sistemes transceptors òptics WDM funcionant a 800 Gbps (4¿×200 G[EN] Non-coherent optical transmission systems are currently employed in short-reach optical networks (reach shorter than 80 km), like metro networks. The most common implementation in the state-of-the-art is the four wavelength (¿) 100 Gbps (4¿×25 Gbps) wavelength division multiplexing (WDM) transceiver. In recent years non-coherent optical transmissions are evolving from 100 Gbps to 400 Gbps (4¿×100 Gbps). Since in the short-reach market the volume of optical devices being deployed is very large, the cost-per-unit of the devices is very important, and it should be as low as possible. The goal of this thesis is to investigate some general signal processing aspects and, specifically, digital signal processing (DSP) techniques required in non-coherent pulse-amplitude modulation (PAM) optical transmission, and also to investigate novel algorithms which could be applied to this application scenario. In order for a DSP technique to be considered an interesting solution for non-coherent WDM optical networks it has to effectively mitigate at least one of the three main impairments affecting such systems: bandwidth limitations, chromatic dispersion (CD) and noise (in optical or electrical domain). A series of algorithms are proposed and examined in this thesis, and their performance is analyzed by simulation and also experimentally in the laboratory: - Feed-forward equalization (FFE): this is the most common equalizer and it is basically employed in every high-speed non-coherent optical transmission. It can compensate high bandwidth limitations. - Maximum likelihood sequence estimation (MLSE): the MLSE is the optimum detector and thus provides the best performance when it comes to dealing with CD and bandwidth limitations. - Geometrical constellation shaping: in multilevel optical intensity modulation schemes the distance between amplitude levels can be adjusted (such that they are no longer equidistant) in order to increase the signal's tolerance to noise. - Probabilistic shaping: another technique designed specifically for multilevel modulation schemes; it adjusts the probability of each amplitude level such that the tolerance to optical noise is increased. - Partial response signaling (PRS): this is a DSP-based approach where a controlled inter-symbol interference (ISI) is intentionally introduced in such a way that the resulting signal requires less bandwidth. PRS can be customized to also mitigate CD impairment, effectively increasing transmission distances up to three times. - Digital pre-emphasis (DPE): this technique consists in applying the inverse of the transfer function of the system to the signal at the transmitter side which reduces the impact of bandwidth limitations on the signal at the receiver side. - Trellis-coded modulation (TCM): a modulation scheme that combines forward error correction (FEC) elements with set-partitioning techniques and multidimensional modulation to generate a signal that is more resistant to noise. - Multidimensional set-partitioned modulation: very similar with TCM but without any FEC elements. It has lower gains than TCM in terms of noise tolerance but is not so sensitive to ISI. By using the techniques enumerated above, this thesis demonstrates that is possible to achieve 100 Gbps/¿ optical transmission bitrate employing cost-effective components. Even more, bitrates higher than 200 Gbps are also demonstrated, indicating that non-coherent PAM is a viable cost-effective solution for next-generation 800 Gbps (4¿×200 Gbps) WDM transceivers.Prodaniuc, C. (2019). Advanced Signal Processing for Pulse-Amplitude Modulation Optical Transmission Systems [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/117315TESI

Linearisation Method of DML-Based Transmitters for Optical Communications Part I: Theory and Simulation Studies

The performance of directly-modulated lasers (DMLs) is severely impaired by nonlinear behaviour when operating at high symbol rates. We propose a new linearization method for DML-based transmitters which can significantly reduce nonlinearity. This method, named the Stretched A (StrA) method, relies on the generation of an approximation to the ideal modulating current that generates a linear optical output waveform. In Part I of this work, the theoretical framework of the proposed method is presented and detailed simulation studies illustrate its implementation and demonstrate the benefits it offers. Although the method is applicable to any type of DML, the simulation studies presented herein focus on optical links based on vertical-cavity surface-emitting lasers (VCSELs) as these comprise the vast majority of short-reach optical links. Part II of this work presents the proof-of-principle experimental demonstration of this new linearization method and discusses its possible implementations using either analog or digital electronics

Design of Low-Power NRZ/PAM-4 Wireline Transmitters

Rapid growing demand for instant multimedia access in a myriad of digital devices has pushed the need for higher bandwidth in modern communication hardwares ranging from short-reach (SR) memory/storage interfaces to long-reach (LR) data center Ethernets. At the same time, comprehensive design optimization of link system that meets the energy-efficiency is required for mobile computing and low operational cost at datacenters. This doctoral study consists of design of two low-swing wireline transmitters featuring a low-power clock distribution and 2-tap equalization in energy-efficient manners up to 20-Gb/s operation. In spite of the reduced signaling power in the voltage-mode (VM) transmit driver, the presence of the segment selection logic still diminishes the power saving benefit. The first work presents a scalable VM transmitter which offers low static power dissipation and adopts an impedance-modulated 2-tap equalizer with analog tap control, thereby obviating driver segmentation and reducing pre-driver complexity and dynamic power. Per-channel quadrature clock generation with injection-locked oscillators (ILO) allows the generation of rail-to-rail quadrature clocks. Energy efficiency is further improved with capacitively driven low-swing global clock distribution and supply scaling at lower data rates, while output eye quality is maintained at low voltages with automatic phase calibration of the local ILO-generated quarter-rate clocks. A prototype fabricated in a general purpose 65 nm CMOS process includes a 2 mm global clock distribution network and two transmitters that support an output swing range of 100-300mV with up to 12-dB of equalization. The transmitters achieve 8-16 Gb/s operation at 0.65-1.05 pJ/b energy efficiency. The second work involves a dual-mode NRZ/PAM-4 differential low-swing voltage-mode (VM) transmitter. The pulse-selected output multiplexing allows reduction of power supply and deterministic jitter caused by large on-chip parasitic inherent in the transmission-gate-based multiplexers in the earlier work. Analog impedance control replica circuits running in the background produce gate-biasing voltages that control the peaking ratio for 2-tap feed-forward equalization and PAM-4 symbol levels for high-linearity. This analog control also allows for efficient generation of the middle levels in PAM-4 operation with good linearity quantified by level separation mismatch ratio of 95%. In NRZ mode, 2-tap feedforward equalization is configurable in high-performance controlled-impedance or energy-efficient impedance-modulated settings to provide performance scalability. Analytic design consideration on dynamic power, data-rate, mismatch, and output swing brings optimal performance metric on the given technology node. The proof-of-concept prototype is verified on silicon with 65 nm CMOS process with improved performance in speed and energy-efficiency owing to double-stack NMOS transistors in the output stage. The transmitter consumes as low as 29.6mW in 20-Gb/s NRZ and 25.5mW in the 28-Gb/s PAM-4 operations