Optics for AI and AI for Optics

Artificial intelligence is deeply involved in our daily lives via reinforcing the digital transformation of modern economies and infrastructure. It relies on powerful computing clusters, which face bottlenecks of power consumption for both data transmission and intensive computing. Meanwhile, optics (especially optical communications, which underpin today’s telecommunications) is penetrating short-reach connections down to the chip level, thus meeting with AI technology and creating numerous opportunities. This book is about the marriage of optics and AI and how each part can benefit from the other. Optics facilitates on-chip neural networks based on fast optical computing and energy-efficient interconnects and communications. On the other hand, AI enables efficient tools to address the challenges of today’s optical communication networks, which behave in an increasingly complex manner. The book collects contributions from pioneering researchers from both academy and industry to discuss the challenges and solutions in each of the respective fields

Dirty RF Signal Processing for Mitigation of Receiver Front-end Non-linearity

Moderne drahtlose Kommunikationssysteme stellen hohe und teilweise gegensätzliche Anforderungen an die Hardware der Funkmodule, wie z.B. niedriger Energieverbrauch, große Bandbreite und hohe Linearität. Die Gewährleistung einer ausreichenden Linearität ist, neben anderen analogen Parametern, eine Herausforderung im praktischen Design der Funkmodule. Der Fokus der Dissertation liegt auf breitbandigen HF-Frontends für Software-konfigurierbare Funkmodule, die seit einigen Jahren kommerziell verfügbar sind. Die praktischen Herausforderungen und Grenzen solcher flexiblen Funkmodule offenbaren sich vor allem im realen Experiment. Eines der Hauptprobleme ist die Sicherstellung einer ausreichenden analogen Performanz über einen weiten Frequenzbereich. Aus einer Vielzahl an analogen Störeffekten behandelt die Arbeit die Analyse und Minderung von Nichtlinearitäten in Empfängern mit direkt-umsetzender Architektur. Im Vordergrund stehen dabei Signalverarbeitungsstrategien zur Minderung nichtlinear verursachter Interferenz - ein Algorithmus, der besser unter "Dirty RF"-Techniken bekannt ist. Ein digitales Verfahren nach der Vorwärtskopplung wird durch intensive Simulationen, Messungen und Implementierung in realer Hardware verifiziert. Um die Lücken zwischen Theorie und praktischer Anwendbarkeit zu schließen und das Verfahren in reale Funkmodule zu integrieren, werden verschiedene Untersuchungen durchgeführt. Hierzu wird ein erweitertes Verhaltensmodell entwickelt, das die Struktur direkt-umsetzender Empfänger am besten nachbildet und damit alle Verzerrungen im HF- und Basisband erfasst. Darüber hinaus wird die Leistungsfähigkeit des Algorithmus unter realen Funkkanal-Bedingungen untersucht. Zusätzlich folgt die Vorstellung einer ressourceneffizienten Echtzeit-Implementierung des Verfahrens auf einem FPGA. Abschließend diskutiert die Arbeit verschiedene Anwendungsfelder, darunter spektrales Sensing, robuster GSM-Empfang und GSM-basiertes Passivradar. Es wird gezeigt, dass nichtlineare Verzerrungen erfolgreich in der digitalen Domäne gemindert werden können, wodurch die Bitfehlerrate gestörter modulierter Signale sinkt und der Anteil nichtlinear verursachter Interferenz minimiert wird. Schließlich kann durch das Verfahren die effektive Linearität des HF-Frontends stark erhöht werden. Damit wird der zuverlässige Betrieb eines einfachen Funkmoduls unter dem Einfluss der Empfängernichtlinearität möglich. Aufgrund des flexiblen Designs ist der Algorithmus für breitbandige Empfänger universal einsetzbar und ist nicht auf Software-konfigurierbare Funkmodule beschränkt.Today's wireless communication systems place high requirements on the radio's hardware that are largely mutually exclusive, such as low power consumption, wide bandwidth, and high linearity. Achieving a sufficient linearity, among other analogue characteristics, is a challenging issue in practical transceiver design. The focus of this thesis is on wideband receiver RF front-ends for software defined radio technology, which became commercially available in the recent years. Practical challenges and limitations are being revealed in real-world experiments with these radios. One of the main problems is to ensure a sufficient RF performance of the front-end over a wide bandwidth. The thesis covers the analysis and mitigation of receiver non-linearity of typical direct-conversion receiver architectures, among other RF impairments. The main focus is on DSP-based algorithms for mitigating non-linearly induced interference, an approach also known as "Dirty RF" signal processing techniques. The conceived digital feedforward mitigation algorithm is verified through extensive simulations, RF measurements, and implementation in real hardware. Various studies are carried out that bridge the gap between theory and practical applicability of this approach, especially with the aim of integrating that technique into real devices. To this end, an advanced baseband behavioural model is developed that matches to direct-conversion receiver architectures as close as possible, and thus considers all generated distortions at RF and baseband. In addition, the algorithm's performance is verified under challenging fading conditions. Moreover, the thesis presents a resource-efficient real-time implementation of the proposed solution on an FPGA. Finally, different use cases are covered in the thesis that includes spectrum monitoring or sensing, GSM downlink reception, and GSM-based passive radar. It is shown that non-linear distortions can be successfully mitigated at system level in the digital domain, thereby decreasing the bit error rate of distorted modulated signals and reducing the amount of non-linearly induced interference. Finally, the effective linearity of the front-end is increased substantially. Thus, the proper operation of a low-cost radio under presence of receiver non-linearity is possible. Due to the flexible design, the algorithm is generally applicable for wideband receivers and is not restricted to software defined radios

Compensation of fibre impairments in coherent optical systems

Tese de mestrado integrado. Engenharia Electrotécnica e de Computadores. Faculdade de Engenharia. Universidade do Porto. 201

Characterization and design of coherent optical OFDM transmission systems based on Hartley Transform

Nowadays, due to huge deployment of optical transport networks, a continuous increase towards higher data rates up to 100 Gb/s and beyond is observed. Furthermore, an evolution of the current optical networks is forecasted, acquiring new functionalities, e.g. elastic spectrum assignment for the optical signals. The target for these new challenges in transmission is to find techniques ready to deal with a growth of demand for bandwidth continuously asked by network operators, for whom the standard systems do not meet the new functionalities while higher rates are being set up. A solution for covering all of those needs is to adapt techniques capable to deal with such enormous data rates, and ensuring the same high efficiency for long distances and mitigate the optical impairments accumulated along the transmission path. Additionally, these transmission techniques are expected to provide some degree of flexibility, in order to enhance the network flexibility. A promising technology that can fully cope with those requires is the coherent optical orthogonal frequency division multiplexing (CO-OFDM). CO-OFDM provides several advantages, namely high sensitivity and spectral efficiency, simple integration and possibility to fully recover a signal in phase, amplitude and polarization. These systems are composed by digital signal processing (DSP) blocks that easily process data and can equalize and compensate the main impairments, providing high tolerance for dispersion effects. However, CO-OFDM systems are not free from drawbacks. Their high peak-to-average power ratio (PAPR) reduce their tolerance to nonlinearities. Furthermore, CO-OFDM systems are sensitive to any frequency shift and phase offset. Hence, a constant envelope optical OFDM (CE-OFDM) is proposed for significantly reducing the PAPR and solving high sensitivity to nonlinear impairments. It consists in a phase modulated discrete multi-tone signal, which is coherently detected at the receiver side. An alternative transform, the discrete Hartley transform, is proposed to speed up calculations in the DSP and eliminate the need to have a Hermitian symmetry. The optical CE-OFDM by its unique flexibility and rate scalability turns out as a great technology applicable to different configurations, ranging from access to core networks. In case of access solutions, several cases are investigated. First, the optical CE-OFDM is applied for radio access network signals delivery by means of a wavelength division multiplexing (WDM) overlay in deployed access architecture. A decomposed radio access network is deployed over an existing standard passive optical network (PON), capable to avoid interference and cross talks with access signals between network clients. The system exhibited narrow channel spacing, while reducing losses fed into the access equipment path. Next, a full duplex 10 Gb/s bidirectional PON transmission over a single wavelength with RSOA based ONU is investigated. The key point of that system is the upstream transmission, which is achieved re-modulating the phase of a downstream intensity modulated signal after proper saturation. The reported sensitivity performances show a power budget matching the PON standards and an OSNR easy to reach on non-amplified PON. Next, a flexible metropolitan area network of up to 100km with traffic add/drop using WDM is investigated. There the narrowing effect of the optical filters is studied. Finally, an elastic upgrade of the existing Telefonica model of the Spanish national core network is proposed. For that, the transceiver architecture is proposed to be operated featuring polarization multiplexing. Respect to the existing fixed grid, the flexible approach (enabled by the CE-OFDM transceiver) results into reduced bandwidth occupancy and low OSNR requirement.Hoy en día, debido al gran despliegue de las redes de ópticas de transporte, se espera un aumento continuado hacia mayores velocidades de datos, hasta 100 Gb/s y más allá. Por otra parte, la evolución que se prevé para las redes ópticas actuales, incluye la adquisición de nuevas funcionalidades, por ejemplo, la asignación del espectro de forma elástica para las señales ópticas. Por tanto, el claro desafío en cuanto a las tecnologías de transmisión es encontrar técnicas preparadas para hacer frente a un crecimiento de la demanda de ancho de banda; demanda que continuamente se incrementa por parte de los operadores de red, para quienes los sistemas estándar no se acaban de ajustar a las nuevas funcionalidades que esperan para la red. Una solución para cubrir todas estas necesidades es la adaptación de técnicas capaces de hacer frente a estas velocidades de datos enormes, y garantizar el mismo nivel de eficiencia para las largas distancias y mitigar las deficiencias ópticas acumuladas a lo largo de la ruta de transmisión. Además, se espera que estas técnicas de transmisión puedan proporcionar cierto grado de flexibilidad, a fin de mejorar y hacer más eficiente la gestión de la red. Una tecnología prometedora que puede hacer frente a estos requisitos es lo que se llama multiplexación por división de frecuencias ortogonales, combinado con la detección óptica coherente (CO-OFDM). CO-OFDM ofrece varias ventajas, entre otras: alta sensibilidad y eficiencia espectral y, sobre todo, la posibilidad de recuperar por completo de una señal en fase, la amplitud y la polarización. Estos sistemas están compuestos por bloques de procesado de señales digitales (DSP) que permiten detectar los datos fácilmente así como también compensar las principales degradaciones, proporcionando alta tolerancia a los efectos de dispersión. Sin embargo, los sistemas CO-OFDM no están exentos de inconvenientes. Su alta relación de potencia de pico a potencia media (PAPR) reduce sensiblemente la tolerancia no linealidades. Por otra parte, los sistemas CO-OFDM son sensibles a cualquier cambio de frecuencia y desplazamiento de fase. Por tanto, se propone un sistema OFDM de envolvente constante (CE-OFDM) para reducir significativamente la PAPR y solucionar la alta sensibilidad a las degradaciones no lineales. Consiste en una señal OFDM modulada en fase, que se detecta coherentemente en el receptor. Una transformada alternativa, la transformada discreta de Hartley, se propone para acelerar los cálculos en el DSP. El sistema CE-OFDM por su flexibilidad y escalabilidad única, resulta una tecnología aplicable a diferentes escenarios, que van desde las redes de acceso hasta las redes troncales. En el caso de las soluciones de acceso, se investigan varios casos. En primer lugar, el CE-OFDM aplica para el desarrollo y soporte de datos de una red radio, reutilizando una red óptica de acceso ya desplegada. A continuación, se investiga la transmisión bidireccional dúplex a 10 Gb / s sobre una sola longitud de onda empleando un RSOA a las unidades de usuario. El punto clave de este sistema es la transmisión en sentido ascendente, que se consigue re-modulando la fase de una señal de intensidad modulada después de saturar de forma adecuada. A continuación, se estudia una red de área metropolitana flexible de hasta 100 km. Concretamente el efecto de concatenación de filtros ópticos es el objetivo de este estudio. Finalmente, se propone una actualización elástica del modelo de Telefónica I+D para la red troncal española. Por ello, se propone operar el CE-OFDM en multiplexación de polarización. Los resultados muestran que esta combinación reduce sensiblemente el empleo de ancho de banda esto como los requisitos de los enlaces transmisión, reduciendo también los costes tanto de desarrollo como de operación y mantenimiento de la red.Avui dia, a causa del gran desplegament de les xarxes de òptiques de transport, s'espera un augment continuat cap a majors velocitats de dades, fins a 100 Gb/s i més enllà. D'altra banda, l'evolució que es preveu per a les xarxes òptiques actuals, inclou l'adquisició de noves funcionalitats, per exemple, assignació de l'espectre de forma elàstica per als senyals òptics. Per tant, el clar desafiament pel que fa a les tecnologies de transmissió és trobar tècniques preparades per fer front a un creixement de la demanda d'ample de banda; demanda que contínuament es fa per part dels operadors de xarxa, per als qui els sistemes estàndard no s'acaben d'ajustar a les noves funcionalitats que esperen per a la xarxa. Una solució per a cobrir totes aquestes necessitats és l'adaptació de tècniques capaces de fer front a aquestes velocitats de dades enormes, i garantir el mateix nivell d'eficiència per a les llargues distàncies i mitigar les deficiències òptiques acumulades al llarg de la ruta de transmissió. A més, s'espera que aquestes tècniques de transmissió puguin proporcionar cert grau de flexibilitat, per tal de millorar i tornar més eficient la gestió de la xarxa. Una tecnologia prometedora que pot fer front a aquests requisits és el que s'anomena multiplexació per divisió de freqüències ortogonals, combinat amb la detecció òptica coherent (CO-OFDM). CO-OFDM ofereix diversos avantatges, entre altres: alta sensibilitat i eficiència espectral i, sobretot, la possibilitat de recuperar per complet d'una senyal en fase, l'amplitud i la polarització. Aquests sistemes estan compostos per blocs de processament de senyals digitals (DSP) que permeten detectar les dades fàcilment així com també compensar les principals degradacions, proporcionant alta tolerància pels efectes de dispersió. No obstant això, els sistemes CO-OFDM no estan exempts d'inconvenients. La seva alta relació de potència de pic a potència mitjana (PAPR) redueix sensiblement la tolerància a no linealitats. D'altra banda, els sistemes de CO-OFDM són sensibles a qualsevol canvi de freqüència i desplaçament de fase. Per tant, es proposa un sistema OFDM d'envolvent constant (CE-OFDM) per a reduir significativament la PAPR i solucionar l'alta sensibilitat a les degradacions no lineals. Consisteix en un senyal OFDM modulat en fase, que es detecta coherentment en el receptor. Una transformada alternativa, la transformada discreta d'Hartley, es proposa accelerar els càlculs en el DSP. El sistema CE-OFDM per la seva flexibilitat i escalabilitat única, resulta una tecnologia aplicable a diferents escenaris, que van des de les xarxes d'accés fins a les xarxes troncals. En el cas de les solucions d'accés, s'investiguen diversos casos. En primer lloc, el CE-OFDM s'aplica per al desplegament i suport de dades d'una xarxa radio, reutilitzant una xarxa òptica d'accés ja desplegada. A continuació, s'investiga la transmissió bidireccional dúplex a 10 Gb/s sobre una sola longitud d'ona emprant un RSOA a les unitats d'usuari. El punt clau d'aquest sistema és la transmissió en sentit ascendent, que s'aconsegueix re-modulant la fase d'un senyal d'intensitat modulada després de saturar-la de forma adequada. A continuació, s'estudia una xarxa d'àrea metropolitana flexible de fins a 100 km. Concretament l'efecte de concatenació de filtres òptics és l'objectiu d'aquest estudi. Finalment, es proposa una actualització elàstica del model de Telefónica I+D per a la xarxa troncal espanyola. Per això, es proposa operar el CE-OFDM en multiplexació de polarització. Els resultats mostren que aquesta combinació redueix sensiblement l'ocupació d'ample de banda això com també els requisits dels enllaços transmissió, reduint també els costos tant de desplegament com d'operació i manteniment de la xarxa

Advanced raman amplification techniques for high capacity and broadband coherent optical transmission systems

This thesis presents a detailed study of different advanced Raman fibre laser (RFL) based amplification schemes and the development of novel broadband distributed and discrete Raman amplifiers in order to improve the transmission performance of modern high capacity, long-haul coherent optical systems. The numerical modelling of different Raman amplifier techniques including power distribution of signal, pump and noise components, RIN transfer from pump to signal, broadband gain optimization and so on have been described in details.The RIN and noise performances of RFL based distributed Raman amplifiers (DRAs) with different span lengths, forward pump powers and input reflection levels have been characterized experimentally. It has been shown through coherent transmission experiment that, in order to improve pump power efficiency, a low level of input reflection up to ~10% can be allowed without increasing the Q factor penalty > 1dB due to additional signal RIN penalty.A novel broadband (>10nm) first order Raman pump is developed for use as a forward pump in long-haul transmission experiment. Significant signal RIN mitigation up to 10dB compared with conventional low RIN, narrowband sources was obtained for bidirectional DRA schemes. Long-haul coherent transmission experiments with 10×120Gb/s DP-QPSK system were carried out in are circulating loop setup using the proposed broadband pump in bidirectional and backward only pumping configurations. The maximum transmission reach up to ~8330km was reported with first order broadband pumped bidirectional DRA, with transmission reach extensions of 1250km and1667km compared with conventional backward only and first order semiconductor pumped bidirectional pumping scheme respectively.Finally, a novel design of bidirectional broadband distributed DRA is proposed to reduce the noise figure tilt and improve the WDM transmission performances. Furthermore, broadband discrete Raman amplifier schemes in dual stage configuration are also shown for high gain, high output power, low noise and low nonlinear performance

TRANSMISSION PERFORMANCE OPTIMIZATION IN FIBER-WIRELESS ACCESS NETWORKS USING MACHINE LEARNING TECHNIQUES

The objective of this dissertation is to enhance the transmission performance in the fiber-wireless access network through mitigating the vital system limitations of both analog radio over fiber (A-RoF) and digital radio over fiber (D-RoF), with machine learning techniques being systematically implemented. The first thrust is improving the spectral efficiency for the optical transmission in the D-RoF to support the delivery of the massive number of bits from digitized radio signals. Advanced digital modulation schemes like PAM8, discrete multi-tone (DMT), and probabilistic shaping are investigated and implemented, while they may introduce severe nonlinear impairments on the low-cost optical intensity-modulation-direct-detection (IMDD) based D-RoF link with a limited dynamic range. An efficient deep neural network (DNN) equalizer/decoder to mitigate the nonlinear degradation is therefore designed and experimentally verified. Besides, we design a neural network based digital predistortion (DPD) to mitigate the nonlinear impairments from the whole link, which can be integrated into a transmitter with more processing resources and power than a receiver in an access network. Another thrust is to proactively mitigate the complex interferences in radio access networks (RANs). The composition of signals from different licensed systems and unlicensed transmitters creates an unprecedently complex interference environment that cannot be solved by conventional pre-defined network planning. In response to the challenges, a proactive interference avoidance scheme using reinforcement learning is proposed and experimentally verified in a mmWave-over-fiber platform. Except for the external sources, the interference may arise internally from a local transmitter as the self-interference (SI) that occupies the same time and frequency block as the signal of interest (SOI). Different from the conventional subtraction-based SI cancellation scheme, we design an efficient dual-inputs DNN (DI-DNN) based canceller which simultaneously cancels the SI and recovers the SOI.Ph.D