Iterative channel estimation techniques for multiple input multiple output orthogonal frequency division multiplexing systems

Thesis (Master)--Izmir Institute of Technology, Electronics and Communication Engineering, Izmir, 2007Includes bibliographical references (leaves: 77-78)Text in English; Abstract: Turkish and Englishxii, 78 leavesOrthogonal frequency division multiplexing (OFDM) is well-known for its efficient high speed transmission and robustness to frequency-selective fading channels. On the other hand, multiple-input multiple-output (MIMO) antenna systems have the ability to increase capacity and reliability of a wireless communication system compared to single-input single-output (SISO) systems. Hence, the integration of the two technologies has the potential to meet the ever growing demands of future communication systems. In these systems, channel estimation is very crucial to demodulate the data coherently. For a good channel estimation, spectral efficiency and lower computational complexity are two important points to be considered. In this thesis, we explore different channel estimation techniques in order to improve estimation performance by increasing the bandwidth efficiency and reducing the computational complexity for both SISO-OFDM and MIMO-OFDM systems. We first investigate pilot and Expectation-Maximization (EM)-based channel estimation techniques and compare their performances. Next, we explore different pilot arrangements by reducing the number of pilot symbols in one OFDM frame to improve bandwidth efficiency. We obtain the bit error rate and the channel estimation performance for these pilot arrangements. Then, in order to decrase the computational complexity, we propose an iterative channel estimation technique, which establishes a link between the decision block and channel estimation block using virtual subcarriers. We compare this proposed technique with EM-based channel estimation in terms of performance and complexity. These channel estimation techniques are also applied to STBC-OFDM and V-BLAST structured MIMO-OFDM systems. Finally, we investigate a joint EM-based channel estimation and signal detection technique for V-BLAST OFDM system

Enhanced Channel Estimation Based On Basis Expansion Using Slepian Sequences for Time Varying OFDM Systems

The Channel estimation in OFDM has become very important to recover the accurate information from the received data as the next generation of wireless technology has very high data rate along with the very high speed mobile terminals as users. In addition the fast fading channels, ICI, multipath fading channels may completely destroy the data. Also it is required to use less complex method for estimation. We are proposing the method which compares the number of techniques and gives the results in BER Vs SNR graphs. The LS estimation technique is less complex as compared to MMSE estimation but gives fails in accuracy. Using Prolate function we can reduce the complexity in calculation of parameters. If compared with state of art approach where the complexity is O(N)3, the complexity using Prolate function is O(N)2.The function depends upon maximum delay and maximum Doppler frequency spread thus parameter calculation is reduced. The technique dose not calculate particular channel characteristics. Slepian sequences utilizes the bandwidth as the sharp pulses replace the regular rectangular pulses which causes spectral leakage and thus ICI. The simulation of BER Vs SNR using CP and UW with and without Prolate is proposed that increases spectral efficiency with reduced calculations replacing rectangular pulses by Slepian pulses which increase energy concentration by Sharpe pulses thus reduction in inter carrier interference caused by multipath fading. DOI: 10.17762/ijritcc2321-8169.150513

Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe

Channel Estimation in OFDM systems

Orthogonal frequency division multiplexing (OFDM) provides an effective and low complexity means of eliminating intersymbol interference for transmission over frequency selective fading channels. This technique has received a lot of interest in mobile communication research as the radio channel is usually frequency selective and time variant. In OFDM system, modulation may be coherent or differential. Channel state information (CSI) is required for the OFDM receiver to perform coherent detection or diversity combining, if multiple transmit and receive antennas are deployed. In practice, CSI can be reliably estimated at the receiver by transmitting pilots along with data symbols. Pilot symbol assisted channel estimation is especially attractive for wireless links, where the channel is time-varying. When using differential modulation there is no need for a channel estimate but its performance is inferior to coherent system.In this thesis we investigate and compare various efficient pilot based channel estimation schemes for OFDM systems. The channel estimation can be performed by either inserting pilot tones into all subcarriers of OFDM symbols with a specific period or inserting pilot tones into each OFDM symbol. In this present study, two major types of pilot arrangement such as blocktype and comb-type pilot have been focused employing Least Square Error (LSE) and Minimum Mean Square Error (MMSE) channel estimators. Block type pilot sub-carriers is especially suitable for slow-fading radio channels whereas comb type pilots provide better resistance to fast fading channels. Also comb type pilot arrangement is sensitive to frequency selectivity when comparing to block type arrangement. The channel estimation algorithm based on comb type pilots is divided into pilot signal estimation and channel interpolation. The pilot signal estimation is based on LSE and MMSE criteria, together with channel interpolation using linear interpolation and spline cubic interpolation. The symbol error rate (SER) performances of OFDM system for both block type and comb type pilot subcarriers are presented in the thesis

Data Detection and Channel Estimation of OFDM Systems Using Differential Modulation

Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation technique which is robust against multipath fading and very easy to implement in transmitters and receivers using the inverse fast Fourier transform and the fast Fourier transform. A guard interval using cyclic prefix is inserted in each OFDM symbol to avoid the inter-symbol interference. This guard interval should be at least equal to, or longer than the maximum delay spread of the channel to combat against inter-symbol interference properly. In coherent detection, channel estimation is required for the data detection of OFDM systems to equalize the channel effects. One of the popular techniques is to insert pilot tones (reference signals) in OFDM symbols. In conventional method, pilot tones are inserted into every OFDM symbols. Channel capacity is wasted due to the transmission of a large number of pilot tones. To overcome this transmission loss, incoherent data detection is introduced in OFDM systems, where it is not needed to estimate the channel at first. We use differential modulation based incoherent detection in this thesis for the data detection of OFDM systems. Data can be encoded in the relative phase of consecutive OFDM symbols (inter-frame modulation) or in the relative phase of an OFDM symbol in adjacent subcarriers (in-frame modulation). We use higher order differential modulation for in-frame modulation to compare the improvement of bit error rate. It should be noted that the single differential modulation scheme uses only one pilot tone, whereas the double differential uses two pilot tones and so on. Thus overhead due to the extra pilot tones in conventional methods are minimized and the detection delay is reduced. It has been observed that the single differential scheme works better in low SNRs (Signal to Noise Ratios) with low channel taps and the double differential works better at higher SNRs. Simulation results show that higher order differential modulation schemes don¡¯t have any further advantages. For inter-frame modulation, we use single differential modulation where only one OFDM symbol is used as a reference symbol. Except the reference symbol, no other overhead is required. We also perform channel estimation using differential modulation. Channel estimation using differential modulation is very easy and channel coefficients can be estimated very accurately without increasing any computational complexity. Our simulation results show that the mean square channel estimation error is about ¡¼10¡½^(-2) at an SNR of 30 dB for double differential in-frame modulation scheme, whereas channel estimation error is about ¡¼10¡½^(-4) for single differential inter-frame modulation. Incoherent data detection using classical DPSK (Differential Phase Shift Keying) causes an SNR loss of approximately 3 dB compared to coherent detection. But in our method, differential detection can estimate the channel coefficients very accurately and our estimated channel can be used in simple coherent detection to improve the system performance and minimize the SNR loss that happens in conventional method

A novel delay dictionary design for compressive sensing-based time varying channel estimation in OFDM systems

Compressive sensing (CS) is a new attractive technique adopted for Linear Time Varying channel estimation. orthogonal frequency division multiplexing (OFDM) was proposed to be used in 4G and 5G which supports high data rate requirements. Different pilot aided channel estimation techniques were proposed to better track the channel conditions, which consumes bandwidth, thus, considerable data rate reduced. In order to estimate the channel with minimum number of pilots, compressive sensing CS was proposed to efficiently estimate the channel variations. In this paper, a novel delay dictionary-based CS was designed and simulated to estimate the linear time varying (LTV) channel. The proposed dictionary shows the suitability of estimating the channel impulse response (CIR) with low to moderate Doppler frequency shifts with acceptable bit error rate (BER) performance

Advanced Channel Estimation Techniques for Multiple-Input Multiple-Output Multi-Carrier Systems in Doubly-Dispersive Channels

Flexible numerology of the physical layer has been introduced in the latest release of 5G new radio (NR) and the baseline waveform generation is chosen to be cyclic-prefix based orthogonal frequency division multiplexing (CP-OFDM). Thanks to the narrow subcarrier spacing and low complexity one tap equalization (EQ) of OFDM, it suits well to time-dispersive channels. For the upcoming 5G and beyond use-case scenarios, it is foreseen that the users might experience high mobility conditions. While the frame structure of the 5G NR is designed for long coherence times, the synchronization and channel estimation (CE) procedures are not fully and reliably covered for diverse applications. The research on alternative multi-carrier waveforms has brought up valuable results in terms of spectral efficiency, applications coexistence and flexibility. Nevertheless, the receiver design becomes more challenging for multiple-input multiple-output (MIMO) non-orthogonal multi-carriers because the receiver must deal with multiple dimensions of interference. This thesis aims to deliver accurate pilot-aided estimations of the wireless channel for coherent detection. Considering a MIMO non-orthogonal multi-carrier, e.g. generalized frequency division multiplexing (GFDM), we initially derive the classical and Bayesian estimators for rich multi-path fading channels, where we theoretically assess the choice of pilot design. Moreover, the well time- and frequency-localization of the pilots in non-orthogonal multi-carriers allows to reuse their energy from cyclic-prefix (CP). Taking advantage of this feature, we derive an iterative approach for joint CE and EQ of MIMO systems. Furthermore, exploiting the block-circularity of GFDM, we comprehensively analyze the complexity aspects, and propose a solution for low complexity implementation. Assuming very high mobility use-cases where the channel varies within the symbol duration, further considerations, particularly the channel coherence time must be taken into account. A promising candidate that is fully independent of the multi-carrier choice is unique word (UW) transmission, where the CP of random nature is replaced by a deterministic sequence. This feature, allows per-block synchronization and channel estimation for robust transmission over extremely doubly-dispersive channels. In this thesis, we propose a novel approach to extend the UW-based physical layer design to MIMO systems and we provide an in-depth study of their out-of-band emission, synchronization, CE and EQ procedures. Via theoretical derivations and simulation results, and comparisons with respect to the state-of-the-art CP-OFDM systems, we show that the proposed UW-based frame design facilitates robust transmission over extremely doubly-dispersive channels.:1 Introduction 1 1.1 Multi-Carrier Waveforms 1 1.2 MIMO Systems 3 1.3 Contributions and Thesis Structure 4 1.4 Notations 6 2 State-of-the-art and Fundamentals 9 2.1 Linear Systems and Problem Statement 9 2.2 GFDM Modulation 11 2.3 MIMO Wireless Channel 12 2.4 Classical and Bayesian Channel Estimation in MIMO OFDM Systems 15 2.5 UW-Based Transmission in SISO Systems 17 2.6 Summary 19 3 Channel Estimation for MIMO Non-Orthogonal Waveforms 21 3.1 Classical and Bayesian Channel Estimation in MIMO GFDM Systems 22 3.1.1 MIMO LS Channel Estimation 23 3.1.2 MIMO LMMSE Channel Estimation 24 3.1.3 Simulation Results 25 3.2 Basic Pilot Designs for GFDM Channel Estimation 29 3.2.1 LS/HM Channel Estimation 31 3.2.2 LMMSE Channel Estimation for GFDM 32 3.2.3 Error Characterization 33 3.2.4 Simulation Results 36 3.3 Interference-Free Pilot Insertion for MIMO GFDM Channel Estimation 39 3.3.1 Interference-Free Pilot Insertion 39 3.3.2 Pilot Observation 40 3.3.3 Complexity 41 3.3.4 Simulation Results 41 3.4 Bayesian Pilot- and CP-aided Channel Estimation in MIMO NonOrthogonal Multi-Carriers 45 3.4.1 Review on System Model 46 3.4.2 Single-Input-Single-Output Systems 47 3.4.3 Extension to MIMO 50 3.4.4 Application to GFDM 51 3.4.5 Joint Channel Estimation and Equalization via LMMSE Parallel Interference Cancellation 57 3.4.6 Complexity Analysis 61 3.4.7 Simulation Results 61 3.5 Pilot- and CP-aided Channel Estimation in Time-Varying Scenarios 67 3.5.1 Adaptive Filtering based on Wiener-Hopf Approac 68 3.5.2 Simulation Results 69 3.6 Summary 72 4 Design of UW-Based Transmission for MIMO Multi-Carriers 73 4.1 Frame Design, Efficiency and Overhead Analysis 74 4.1.1 Illustrative Scenario 74 4.1.2 CP vs. UW Efficiency Analysis 76 4.1.3 Numerical Results 77 4.2 Sequences for UW and OOB Radiation 78 4.2.1 Orthogonal Polyphase Sequences 79 4.2.2 Waveform Engineering for UW Sequences combined with GFDM 79 4.2.3 Simulation Results for OOB Emission of UW-GFDM 81 4.3 Synchronization 82 4.3.1 Transmission over a Centralized MIMO Wireless Channel 82 4.3.2 Coarse Time Acquisition 83 4.3.3 CFO Estimation and Removal 85 4.3.4 Fine Time Acquisition 86 4.3.5 Simulation Results 88 4.4 Channel Estimation 92 4.4.1 MIMO UW-based LMMSE CE 92 4.4.2 Adaptive Filtering 93 4.4.3 Circular UW Transmission 94 4.4.4 Simulation Results 95 4.5 Equalization with Imperfect Channel Knowledge 96 4.5.1 UW-Free Equalization 97 4.5.2 Simulation Results 99 4.6 Summary 102 5 Conclusions and Perspectives 103 5.1 Main Outcomes in Short 103 5.2 Open Challenges 105 A Complementary Materials 107 A.1 Linear Algebra Identities 107 A.2 Proof of lower triangular Toeplitz channel matrix being defective 108 A.3 Calculation of noise-plus-interference covariance matrix for Pilot- and CPaided CE 108 A.4 Bock diagonalization of the effective channel for GFDM 109 A.5 Detailed complexity analysis of Sec. 3.4 109 A.6 CRLB derivations for the pdf (4.24) 113 A.7 Proof that (4.45) emulates a circular CIR at the receiver 11

Pilot Design for Non-contiguous Spectrum Usage in OFDM-based Cognitive Radio Networks

Publication in the conference proceedings of EUSIPCO, Bucharest, Romania, 201