Peak to average power ratio reduction and error control in MIMO-OFDM HARQ System

Currently, multiple-input multiple-output orthogonal frequency division multiplexing (MIMOOFDM) systems underlie crucial wireless communication systems such as commercial 4G and 5G networks, tactical communication, and interoperable Public Safety communications. However, one drawback arising from OFDM modulation is its resulting high peak-to-average power ratio (PAPR). This problem increases with an increase in the number of transmit antennas. In this work, a new hybrid PAPR reduction technique is proposed for space-time block coding (STBC) MIMO-OFDM systems that combine the coding capabilities to PAPR reduction methods, while leveraging the new degree of freedom provided by the presence of multiple transmit chairs (MIMO). In the first part, we presented an extensive literature review of PAPR reduction techniques for OFDM and MIMO-OFDM systems. The work developed a PAPR reduction technique taxonomy, and analyzed the motivations for reducing the PAPR in current communication systems, emphasizing two important motivations such as power savings and coverage gain. In the tax onomy presented here, we include a new category, namely, hybrid techniques. Additionally, we drew a conclusion regarding the importance of hybrid PAPR reduction techniques. In the second part, we studied the effect of forward error correction (FEC) codes on the PAPR for the coded OFDM (COFDM) system. We simulated and compared the CCDF of the PAPR and its relationship with the autocorrelation of the COFDM signal before the inverse fast Fourier transform (IFFT) block. This allows to conclude on the main characteristics of the codes that generate high peaks in the COFDM signal, and therefore, the optimal parameters in order to reduce PAPR. We emphasize our study in FEC codes as linear block codes, and convolutional codes. Finally, we proposed a new hybrid PAPR reduction technique for an STBC MIMO-OFDM system, in which the convolutional code is optimized to avoid PAPR degradation, which also combines successive suboptimal cross-antenna rotation and inversion (SS-CARI) and iterative modified companding and filtering schemes. The new method permits to obtain a significant net gain for the system, i.e., considerable PAPR reduction, bit error rate (BER) gain as compared to the basic MIMO-OFDM system, low complexity, and reduced spectral splatter. The new hybrid technique was extensively evaluated by simulation, and the complementary cumulative distribution function (CCDF), the BER, and the power spectral density (PSD) were compared to the original STBC MIMO-OFDM signal

New methods of partial transmit sequence for reducing the high peak-to-average-power ratio with low complexity in the ofdm and f-ofdm systems

The orthogonal frequency division multiplexing system (OFDM) is one of the most important components for the multicarrier waveform design in the wireless communication standards. Consequently, the OFDM system has been adopted by many high-speed wireless standards. However, the high peak-to-average- power ratio (PAPR) is the main obstacle of the OFDM system in the real applications because of the non-linearity nature in the transmitter. Partial transmit sequence (PTS) is one of the effective PAPR reduction techniques that has been employed for reducing the PAPR value 3 dB; however, the high computational complexity is the main drawback of this technique. This thesis proposes novel methods and algorithms for reducing the high PAPR value with low computational complexity depending on the PTS technique. First, three novel subblocks partitioning schemes, Sine Shape partitioning scheme (SS-PTS), Subsets partitioning scheme (Sb-PTS), and Hybrid partitioning scheme (H-PTS) have been introduced for improving the PAPR reduction performance with low computational complexity in the frequency-domain of the PTS structure. Secondly, two novel algorithms, Grouping Complex iterations algorithm (G-C-PTS), and Gray Code Phase Factor algorithm (Gray-PF-PTS) have been developed to reduce the computational complexity for finding the optimum phase rotation factors in the time domain part of the PTS structure. Third, a new hybrid method that combines the Selective mapping and Cyclically Shifts Sequences (SLM-CSS-PTS) techniques in parallel has been proposed for improving the PAPR reduction performance and the computational complexity level. Based on the proposed methods, an improved PTS method that merges the best subblock partitioning scheme in the frequency domain and the best low-complexity algorithm in the time domain has been introduced to enhance the PAPR reduction performance better than the conventional PTS method with extremely low computational complexity level. The efficiency of the proposed methods is verified by comparing the predicted results with the existing modified PTS methods in the literature using Matlab software simulation and numerical calculation. The results that obtained using the proposed methods achieve a superior gain in the PAPR reduction performance compared with the conventional PTS technique. In addition, the number of complex addition and multiplication operations has been reduced compared with the conventional PTS method by about 54%, and 32% for the frequency domain schemes, 51% and 65% for the time domain algorithms, 18% and 42% for the combining method. Moreover, the improved PTS method which combines the best scheme in the frequency domain and the best algorithm in the time domain outperforms the conventional PTS method in terms of the PAPR reduction performance and the computational complexity level, where the number of complex addition and multiplication operation has been reduced by about 51% and 63%, respectively. Finally, the proposed methods and algorithms have been applied to the OFDM and Filtered-OFDM (F-OFDM) systems through Matlab software simulation, where F-OFDM refers to the waveform design candidate in the next generation technology (5G)

Low Complex PAPR Reduction Schemes for OFDM Systems

In this thesis, three low-complex PAPR reduction schemes for OFDM systems are proposed. All the proposed schemes can be considered as modi ed versions of the conventional SLM scheme, which can signi cantly reduce high PAPR of OFDM signals with no distortion. In the rst proposed scheme, a new set of the candidate sequences is generated by partial phase weighting in the time domain and the combination of sub-blocks by applying IFFT properties. In the second scheme which is based on a combination of SLM and PTS, a simple phase optimization technique is introduced. The third scheme forms di erent 16-QAM signals from 2 QPSK signals. Also, the circular convolution part in TPPW-SLM, which is also a part of Class-III SLM, is applied

Intelligent Processing in Wireless Communications Using Particle Swarm Based Methods

There are a lot of optimization needs in the research and design of wireless communica- tion systems. Many of these optimization problems are Nondeterministic Polynomial (NP) hard problems and could not be solved well. Many of other non-NP-hard optimization problems are combinatorial and do not have satisfying solutions either. This dissertation presents a series of Particle Swarm Optimization (PSO) based search and optimization algorithms that solve open research and design problems in wireless communications. These problems are either avoided or solved approximately before. PSO is a bottom-up approach for optimization problems. It imposes no conditions on the underlying problem. Its simple formulation makes it easy to implement, apply, extend and hybridize. The algorithm uses simple operators like adders, and multipliers to travel through the search space and the process requires just five simple steps. PSO is also easy to control because it has limited number of parameters and is less sensitive to parameters than other swarm intelligence algorithms. It is not dependent on initial points and converges very fast. Four types of PSO based approaches are proposed targeting four different kinds of problems in wireless communications. First, we use binary PSO and continuous PSO together to find optimal compositions of Gaussian derivative pulses to form several UWB pulses that not only comply with the FCC spectrum mask, but also best exploit the avail- able spectrum and power. Second, three different PSO based algorithms are developed to solve the NLOS/LOS channel differentiation, NLOS range error mitigation and multilateration problems respectively. Third, a PSO based search method is proposed to find optimal orthogonal code sets to reduce the inter carrier interference effects in an frequency redundant OFDM system. Fourth, a PSO based phase optimization technique is proposed in reducing the PAPR of an frequency redundant OFDM system. The PSO based approaches are compared with other canonical solutions for these communication problems and showed superior performance in many aspects. which are confirmed by analysis and simulation results provided respectively. Open questions and future Open questions and future works for the dissertation are proposed to serve as a guide for the future research efforts

Estimation and detection techniques for doubly-selective channels in wireless communications

A fundamental problem in communications is the estimation of the channel. The signal transmitted through a communications channel undergoes distortions so that it is often received in an unrecognizable form at the receiver. The receiver must expend significant signal processing effort in order to be able to decode the transmit signal from this received signal. This signal processing requires knowledge of how the channel distorts the transmit signal, i.e. channel knowledge. To maintain a reliable link, the channel must be estimated and tracked by the receiver. The estimation of the channel at the receiver often proceeds by transmission of a signal called the 'pilot' which is known a priori to the receiver. The receiver forms its estimate of the transmitted signal based on how this known signal is distorted by the channel, i.e. it estimates the channel from the received signal and the pilot. This design of the pilot is a function of the modulation, the type of training and the channel. [Continues.

Orthogonal multicarrier modulation for high-rates mobile and wireless communications

SIGLEAvailable from British Library Document Supply Centre-DSC:DXN037085 / BLDSC - British Library Document Supply CentreGBUnited Kingdo

Space time transceiver design over multipath fading channels

Imperial Users onl

Spectrum control and iterative coding for high capacity multiband OFDM

The emergence of Multiband Orthogonal Frequency Division Modulation (MB-OFDM) as an ultra-wideband (UWB) technology injected new optimism in the market through realistic commercial implementation, while keeping promise of high data rates intact. However, it has also brought with it host of issues, some of which are addressed in this thesis. The thesis primarily focuses on the two issues of spectrum control and user capacity for the system currently proposed by the Multiband OFDM Alliance (MBOA). By showing that line spectra are still an issue for new modulation scheme (MB-OFDM), it proposes a mechanism of scrambling the data with an increased length linear feedback shift register (compared to the current proposal), a new set of seeds, and random phase reversion for the removal of line spectra. Following this, the thesis considers a technique for increasing the user capacity of the current MB-OFDM system to meet the needs of future wireless systems, through an adaptive multiuser synchronous coded transmission scheme. This involves real time iterative generation of user codes, which are generated over time and frequency leading to increased capacity. With the assumption of complete channel state information (CSI) at the receiver, an iterative MMSE algorithm is used which involves replacement of each users s signature with its normalized MMSE filter function allowing the overall Total Squared Correlation (TSC) of the system to decrease until the algorithm converges to a fixed set of signature vectors. This allows the system to be overloaded and user\u27s codes to be quasi-orthogonal. Simulation results show that for code of length nine (spread over three frequency bands and three time slots), ten users can be accommodated for a given QoS and with addition of single frequency sub-band which allows the code length to increase from nine to twelve (four frequency sub-bands and three time slots), fourteen users with nearly same QoS can be accommodated in the system. This communication is overlooked by a central controller with necessary functionalities to facilitate the process. The thesis essentially considers the uplink from transmitting devices to this central controller. Furthermore, analysis of this coded transmission in presence of interference is carried to display the robustness of this scheme through its adaptation by incorporating knowledge of existing Narrowband (NB) Interference for computing the codes. This allows operation of sub-band coexisting with NB interference without substantial degradation given reasonable interference energy (SIR=-l0dB and -5dB considered). Finally, the thesis looks at design implementation and convergence issues related to code vector generation whereby, use of Lanczos algorithm is considered for simpler design and faster convergence. The algorithm can be either used to simplify design implementation by providing simplified solution to Weiner Hopf equation (without requiring inverse of correlation matrix) over Krylov subspace or can be used to expedite convergence by updating the signature sequence with eigenvector corresponding to the least eigenvalue of the signature correlation matrix through reduced rank eigen subspace search

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels